604
page 1/2
15 July 2001
Form 604
Corporations Act 2001
Section 671B
Notice of change of interests of substantial holder
To Company Name/Scheme | PPK GROUP LIMITED |
ACN/ARSN | 003 964 181 |
1. Details of substantial holder(1) | |
Name | Ignition Capital Pty Ltd (Ignition Capital) (and the other persons listed in paragraph 6). |
ACN/ARSN (if applicable) | 101 417 896 |
There was a change in the interests of the | 19/07/17 to |
substantial holder on | 30/11/18 |
The previous notice was given to the company | |
on | 28/04/14 |
The previous notice was dated | 28/04/14 |
2. Previous and present voting power |
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in when last required, and when now required, to give a substantial holding notice to the company or scheme, are as follows:
Class of securities (4) | Previous notice | Present notice | ||
Person's votes | Voting power (5) | Person's votes | Voting power (5) | |
Fully paid ordinary shares (FPO Shares) | 11,766,667 | 15.35% | 4,396,667 | 6.19% |
3. Changes in relevant interests
Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company are as follows:
Date of change | Person whose relevant interest changed | Nature of change (6) | Consideration given in relation to change (7) | Class and number of securities affected (all FPO Shares) | Person's votes affected |
19/07/17 | Ignition Capital No 2 Pty Ltd and Robin Levison | Transfer of shares between accounts from Ignition Capital Pty Ltd to Ignition Capital No 2 Pty Ltd | $103,333.40 | 516,667 | 516,667 |
19/07/1707 | Ignition Capital Pty Ltd and Robin Levision | Transfer of shares between accounts from Ignition Capital Pty Ltd to Ignition Capital No 2 Pty Ltd | -$103,333.40 | -516,667 | -516,667 |
21/09/17 | Ignition Capital Pty Ltd and Robin Levision | On-market purchase | $2,905.02 | 16,139 | 16,139 |
23/10/17 | Ignition Capital Pty Ltd and Robin Levision | On-market purchase | $6,264.29 | 33,861 | 33,861 |
27/11/17 | Ignition Capital Pty Ltd and Robin Levision | Allotment of 1,680,000 shares approved by shareholders at Annual General Meeting 20/11/17 | $420,000 | 1,680,000 | 1,680,000 |
27/11/17 | Ignition Capital Pty Ltd and Robin Levision | Off-market disposal of 1,680,000 shares. | -$420,000 | -1,680,000 | -1,680,000 |
27/11/17 | Ignition Capital Pty Ltd and Robin Levision | Buy-back of shares by PPK Group Limited with the approval of shareholders at Annual General Meeting 20/11/17 | -$1,261,500 | -7,500,000 | -7,500,000 |
31/05/18 & 05/06/18 | Ignition Capital Pty Ltd and Robin Levision | On-market purchase | $13,000 | 50,000 | 50,000 |
29/08/18 | Ignition Capital No 2 Pty Ltd and Robin Levison | On-market purchase | $3,500 | 10,000 | 10,000 |
30/08/18 | Ignition Capital No 2 Pty Ltd and Robin Levison | On-market purchase | $3,400 | 10,000 | 10,000 |
06/09/18 | Ignition Capital No 2 Pty Ltd and Robin Levison | On-market purchase | $3,300 | 10,000 | 10,000 |
30/11/18 | Ignition Capital No 2 Pty Ltd and Robin Levison | Off-market Transfer | -$5,000 | -10,000 | -10,000 |
30/11/18 | Robin Levison | Off-market Transfer | $5,000 | 10,000 | 10,000 |
4. Present relevant interests
Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:
Holder of relevant interest | Registered holder of securities | Person entitled to be registered as holder (8) | Nature of relevant interest (6) | Class and number of securities (all FPO Shares) | Person's votes |
Ignition Capital No.2 Pty Ltd | Ignition Capital No.2 Pty Ltd | power to exercise the voting rights attached to, and the disposal of, the shares as registered holder. | 1,286,667 | 1,286,667 | |
Ignition Capital Pty Ltd | Ignition Capital Pty Ltd | power to exercise the voting rights attached to, and the disposal of, the shares as registered holder. | 3,100,000 | 3,100,000 | |
Robin Levison | Ignition Capital Pty Ltd Ignition Capital No.2 Pty Ltd | deemed relevant interest arising from control of the respective registered holders of the shares referred to above. | 11,766,667 | 11,766,667 | |
Robin Levison | Robin Levison | power to exercise the voting rights attached to, and the disposal of, the shares as registered holder. | 10,000 | 10,000 |
5. Changes in association
The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of their association (9) with, the substantial holder in relation to voting interests in the company or scheme are as follows:
Name and ACN/ARSN (if applicable) | Nature of association |
6. Addresses
The addresses of persons named in this form are as follows:
Name | Address |
Ignition Capital Pty Ltd ACN 101 417 896 | Unit 5225 197 King Arthur Terrace, Tennyson ALD 4105 |
Ignition Capital No.2 Pty Ltd ACN 154 886 530 | Unit 5225 197 King Arthur Terrace, Tennyson ALD 4105 |
Robin Levison | Unit 5225 197 King Arthur Terrace, Tennyson ALD 4105 |
Signature
print name sign here
DIRECTIONS
(1) If there are a number of substantial holders with similar or related relevant interests (eg. a corporation and its related corporations, or the manager and trustee of an equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar, they may be referred to throughout the form as a specifically named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 6 of the form.
(2) See the definition of "associate" in section 9 of the Corporations Act 2001.
(3) See the definition of "relevant interest" in sections 608 and 671B(7) of the Corporations Act 2001.
(4) The voting shares of a company constitute one class unless divided into separate classes.
(5) The person's votes divided by the total votes in the body corporate or scheme multiplied by 100.
(6) Include details of:
(a) any relevant agreement or other circumstances because of which the change in relevant interest occurred. If subsection 671B(4) applies, a copy of any document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract, scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement; and
(b) any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of the securities to which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).
See the definition of "relevant agreement" in section 9 of the Corporations Act 2001.
(7) Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was acquired has, or may, become entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a contingency. Details must be included of any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired.
(8) If the substantial holder is unable to determine the identify of the person (eg. if the relevant interest arises because of an option) write "unknown".
(9) Give details, if appropriate, of the present association and any change in that association since the last substantial holding notice.
Attachments
- Original document
- Permalink
Disclaimer
PPK Group Limited published this content on 18 January 2019 and is solely responsible for the information contained herein. Distributed by Public, unedited and unaltered, on 18 January 2019 06:48:09 UTC