CTBC Financial : Announced by CTBC FHC on behalf of CTBC Bank acquision of Unsecured subordinated corporate bonds of CTBC FHC(Supplement to 2018/11/23 announcement)

1.Name and nature of the subject matter (if preferred shares,
the terms and conditions of issuance shall also be indicated,
e.g.dividend yield):
Unsecured subordinated corporate bonds of CTBC FHC
2.Date of occurrence of the event:2019/01/15~2019/01/15
3.Volume, unit price, and total monetary amount of the transaction:
(1)Volume:720 units
(2)Unit price: NTD 10,000,000 par value
(3)Total monetary amount: NTD 7,200,000,000
4.Counterpart to the trade and its relationship to the Company
(if the trading counterpart is a natural person and furthermore
is not an actual related party of the Company, the name of the
trading counterpart is not required to be disclosed):
(1)Counterpart to the trade:CTBC FHC
(2)Relationship to the Company:CTBC Bank is 100% held by CTBC FHC
5.Where the counterpart to the trade is an actual related party,
a public announcement shall also be made of the reason for choosing
the related party as trading counterpart and the identity of the
previous owner (including its relationship with the company and the
trading counterpart), price of transfer, and date of acquisition:
Acted as underwriter in connection with offering and issuance of Unsecured
subordinated corporate bonds of CTBC FHC
6.Where a person who owned the property within the past five years
has been an actual related person of the company, a public
announcement shall also include the dates and prices of
acquisition and disposal by the related person and the
person's relationship to the company at those times:
N/A
7.Matters related to the creditor's rights currently being disposed
of (including types of collateral of the disposed creditor's rights;
if the creditor's rights are creditor's rights toward a related
person, the name of the related person and the book amount of the
creditor's rights toward such related person currently being
disposed of must also be announced):
N/A
8.Anticipated profit or loss from the disposal (not applicable in
cases of acquisition of securities) (where originally deferred, the
status or recognition shall be stated and explained):
N/A
9.Terms of delivery or payment (including payment period and
monetary amount), restrictive covenants in the contract, and
other important stipulations:
Terms of delivery or payment (including payment period and monetary amount):
Lump-Sum Payment on Settlement Date
restrictive covenants in the contract, and other important stipulations:N/A
10.The manner in which the current transaction was decided, the
reference basis for the decision on price, and the decision-making
department:
Which the current transaction was decided:Negotiation
The reference price: Market Price
The decision-making department:approved by the Board and internal
authoriation
11.Current cumulative volume, amount, and shareholding percentage
of holdings of the security being traded (including the current
trade) and status of any restriction of rights (e.g.pledges):
volume: 720 units
amount: NTD 7,200,000,000
shareholding percentage of holdings of the security being traded and
status of any restriction of rights :N/A
12.Current ratio of long or short term securities investment
(including the current trade) to the total assets and shareholder's
equity as shown in the most recent financial statement and the
operating capital as shown in the most recent financial statement:
ratio to the total assets:17.27%；ratio to shareholder's equity:308.21%
13.Broker and broker's fee:
N/A
14.Concrete purpose or use of the acquisition or disposal:
Acted as underwriter to assist sales and settlement.
15.Net worth per share of the underlying securities acquired
or disposed of:
N/A
16.Do the directors have any objection to the present transaction?:
None
17.Has the CPA issued an opinion on the unreasonableness of the price
of the current transaction?:
N/A
18.Any other matters that need to be specified:
N/A