Yi-Chia Kuo

Compliance Officer at IndexIQ Active ETF Trust

43 year

Miscellaneous

Finance

Profile

Yi-Chia Kuo is currently the Vice President & Chief Compliance Officer at MainStay Funds, Chief Compliance Officer at IndexIQ Active ETF Trust, Vice President & Chief Compliance Officer at MainStay Funds Trust, and Vice President & Chief Compliance Officer at MainStay VP Funds Trust.
Previously, Kuo worked as the Director & Associate General Counsel at New York Life Insurance Co. from 2015 to 2019.
Kuo also held compliance officer positions at Mainstay Mackay Definedterm Municipal Opportunities Fund and MainStay CBRE Global Infrastructure Megatrends Term Fund.

Yi-Chia Kuo active positions

Companies	Position	Start
IndexIQ Active ETF Trust IndexIQ Active ETF Trust Investment Trusts/Mutual FundsMiscellaneous IndexIQ Active ETF Trust is an open-end management investment company. It invests in funds that take long positions to invest in the stocks of companies operating across diversified sectors. The company was founded on January 30, 2008 and is headquartered in Rye Brook, NY.	Compliance Officer	-
MainStay Funds	Compliance Officer	-
MainStay Funds Trust	Compliance Officer	-
MainStay VP Funds Trust	Compliance Officer	-

All active positions of Yi-Chia Kuo

Former positions of Yi-Chia Kuo

Companies	Position	End
New York Life Insurance Co. New York Life Insurance Co. Life/Health InsuranceFinance New York Life Insurance Co. engages in the provision of insurance products and services. It offers life insurance, retirement income, long term care, investments, and premier services. The company was founded on April 12, 1845 and is headquartered in New York, NY.	Director/Board Member	31/12/2018
MAINSTAY MACKAY DEFINEDTERM MUNICIPAL OPPORTUNITIES FUND	Compliance Officer	-
MAINSTAY CBRE GLOBAL INFRASTRUCTURE MEGATRENDS TERM FUND	Compliance Officer	-

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Linked companies

Private companies	7
MainStay CBRE Global Infrastructure Megatrends Term Fund MainStay CBRE Global Infrastructure Megatrends Term Fund Investment Trusts/Mutual FundsMiscellaneous MainStay CBRE Global Infrastructure Megatrends Term Fund operates as a non-diversified, closed-end management investment firm. The company was founded on March 29, 2021 and is headquartered in New York, NY.	Miscellaneous
IndexIQ Active ETF Trust IndexIQ Active ETF Trust Investment Trusts/Mutual FundsMiscellaneous IndexIQ Active ETF Trust is an open-end management investment company. It invests in funds that take long positions to invest in the stocks of companies operating across diversified sectors. The company was founded on January 30, 2008 and is headquartered in Rye Brook, NY.	Miscellaneous
MainStay Funds	Miscellaneous
MainStay Funds Trust
Mainstay Mackay Definedterm Municipal Opportunities Fund Mainstay Mackay Definedterm Municipal Opportunities Fund Investment Trusts/Mutual FundsMiscellaneous Mainstay Mackay Defined term Municipal Opportunities Fund operates as a closed-end investment fund, which engages in investments in the municipal bond market. Its primary objective is to seek current income exempt from regular U.S. Federal income taxes. The fund offers tax-exempt monthly distributions and total return potential, an opportunistic investment approach through active management, and a defined term that seeks to provide the net asset value upon termination to shareholders. The company was founded on April 20, 2011 and is headquartered in New York, NY.	Miscellaneous
MainStay VP Funds Trust	Miscellaneous
New York Life Insurance Co. New York Life Insurance Co. Life/Health InsuranceFinance New York Life Insurance Co. engages in the provision of insurance products and services. It offers life insurance, retirement income, long term care, investments, and premier services. The company was founded on April 12, 1845 and is headquartered in New York, NY.	Finance

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