Xue Mei Kong

Soochow Asset Management Co., Ltd. (Soochow) is the asset management subsidiary of Soochow Securities Co., Ltd. (SHA: 601555) in China. The firm was founded in 2004 and is headquartered in Shanghai. Soochow provides the majority of investors with traditional asset and fund management service, and developing asset management products and services according to asset size and customer needs.

GF Fund Management Co., Ltd. (GF) is the fund management subsidiary of GF Securities Co., Ltd. (SHE: 000776, HK: 1776) in China. Headquartered in Guangzhou, GF was founded in 2003 and provides comprehensive services in asset management containing mutual funds, specific customers’ assets management (Discretionary Account), securities investment advisory, QDII programs, insurance funds entrusted management and social security funds in the PRC.

China Fund Management Co., Ltd. (CFM) is the fund management subsidiary of China Securities Co., Ltd. in China. Established in 2013, the firm is located in Beijing and manages funds for institutional and individual investors.

CS Richland Asset Management Co., Ltd. (CS Richland Asset) is the asset management subsidiary of Guangdong Science & Merchants Venture Capital Management Co., Ltd., ultimately held by China Science & Merchants Investment Management Co., Ltd. in China. Founded in 2015, CS Richland Asset is headquartered in Guangzhou and provides asset management services to individual and institutional clients.

Chongqing Three Gorges Bank Co., Ltd. engages in the operation of corporate banking, personal banking, and treasury. It operates through the following business segments: Consignment Trust, Corporate Banking, Personal Banking, Platform Finance, Capital Management, and Small & Micro Enterprises. The Consignment Trust segment offers intermediate agency services of selling trust plans issued by cooperative trust companies to qualified individual clients. The Corporate Banking segment provides financing and deposit settlement services to corporation. The Personal Banking segment involves in bank card business, personal savings and deposit business, personal consumer credit business, and channel business. The Platform Finance segment promotes and runs online financial integrated service platform. The Capital Management segment supports bond business, interbank lending, interbank deposits, interbank investment, commercial interbank discount, and wealth management services. The Small & Micro Business Enterprises segment provides financing solutions to small and micro corporations in the Three Gorges regions. The company was founded on February 16, 1998 and is headquartered in Chongqing, China.

Nuode Asset Management Co., Ltd. (Nuode AM) is the fund management subsidiary of Tsinghua Holdings Co., Ltd., ultimately held by the Chinese Ministry of Education. Formerly known as Lord Abbett China Asset Management Co. Ltd., the firm was founded in 2006 as a joint venture between Lord Abbett & Co. LLC, Changjiang Securities Co. Ltd. and Tsinghua Holdings Co. They subsequently changed their name to Nuode Fund Management Co. Ltd. Headquartered in Shanghai, Nuode AM manages mutual funds for individual and institutional investors.

Zhong Ou Asset Management Co., Ltd. (Zhong Ou AM) is a fund management firm headquartered in Shanghai, China. Formerly known as Lombarda China Fund Management Co., Ltd., the firm was founded in 2006 as a joint venture between UBI, Guodu Securities Co., Ltd., China Private Ventures (Beijing) Ltd. and WinnerKey Investment Co., Ltd. Zhong Ou AM manages mutual funds and provides financial advisory services to both Chinese and global institutional, as well as retail investors.

Taikang Asset Management Co. Ltd. (Taikang AM) is an asset management firm headquartered in Beijing, China. The firm was founded in 2006 and is a subsidiary of Taikang Life Insurance Co. Ltd. Taikang AM offers investment products and services which include insurance asset management, retirement plan management, enterprise annuities, occupational annuities, alternative project investments, wealth management, asset management, pension, QDII segregated accounts, and mutual funds.