Xu Hao Zong

China International Capital Corp. Ltd. (Broker) (CICC) is the brokerage division of China International Capital Corp. Ltd. which was established in 1995 as a strategic partnership between Chinese and international financial institutions and corporations. Headquartered in Beijing, CICC was the first joint venture investment bank in China. The firm's core business departments were investment banking, capital markets, sales & trading, research, fixed-income and asset management. CICC offers a range of brokerage services to international and domestic institutional and individual investors. In 2007 the firm set up a wholly-owned subsidiary specializing in private equity investments and focusing on buyout opportunities within China.

Soochow Securities Co., Ltd. (Broker) (Soochow Securities-Broker) is the securities brokerage division of Soochow Securities Co., Ltd. (SHA: 601555), a China-based company headquartered in Suzhou. Founded in 1993, Soochow Securities-Broker offers diversified securities brokerage services.