Timothy H. Thompson
Profile
Timothy H.
Thompson worked as the Chief Regulatory Officer & Senior Vice President at Cboe Global Markets, Inc. and as a Senior Vice President at Financial Industry Regulatory Authority, Inc.
Former positions of Timothy H. Thompson
| Companies | Position | End |
|---|---|---|
| CBOE GLOBAL MARKETS, INC. | General Counsel | 31/12/2014 |
Financial Industry Regulatory Authority, Inc.
 Financial Industry Regulatory Authority, Inc. Miscellaneous Commercial ServicesCommercial Services Financial Industry Regulatory Authority, Inc. engages in the provision of securities regulation, complementary compliance, and technology-based services. Its services include writing and enforcing rules governing the activities of securities firms with brokers, examining firms for compliance with those rules, fostering market transparency, and educating investors. The company was founded in 2007 and is headquartered in Washington, DC. | Corporate Officer/Principal | - |
Experiences
Positions held
Linked companies
| Listed companies | 1 |
|---|---|
| CBOE GLOBAL MARKETS, INC. | Finance |
| Private companies | 1 |
|---|---|
Financial Industry Regulatory Authority, Inc.
Financial Industry Regulatory Authority, Inc. Miscellaneous Commercial ServicesCommercial Services Financial Industry Regulatory Authority, Inc. engages in the provision of securities regulation, complementary compliance, and technology-based services. Its services include writing and enforcing rules governing the activities of securities firms with brokers, examining firms for compliance with those rules, fostering market transparency, and educating investors. The company was founded in 2007 and is headquartered in Washington, DC. | Commercial Services |
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