Steven Alan Sugarman
Chief Executive Officer at Axos Clearing, Inc.
Profile
Steven Alan Sugarman founded COR Capital LLC in 2009, where he worked as Chief Executive Officer.
Mr. Sugarman also founded Sugarman Enterprises, Inc. and The Change Company CDFI LLC, where he worked as Executive Chairman.
Mr. Sugarman also currently works at Axos Clearing, Inc., as Chief Executive Officer from 2011 and Los Angeles Team Mentoring, Inc., as Director.
Mr. Sugarman also formerly worked at Banc of California, Inc., as Chairman, President & Chief Executive Officer from 2013 to 2017, Banc of California, NA, as Chairman, President & Chief Executive Officer, COR Business Development Co. LLC, as Chairman, Chief Executive & Financial Officer, Pacific Trust Bank, as Director, McKinsey & Co., Inc., as Principal, Lehman Brothers Global Asset Management, as Principal, GPS Partners LLC, as Partner, and California State Bar Association, as Member.
Mr. Sugarman received his undergraduate degree in 1997 from Dartmouth College and graduate degree in 2000 from Yale Law School.
Steven Alan Sugarman active positions
| Companies | Position | Start |
|---|---|---|
Axos Clearing, Inc.
 Axos Clearing, Inc. Investment Banks/BrokersFinance Part of Axos Financial, Inc., Axos Clearing, Inc. is a full-service clearing firm with a highly experienced team of professionals in the securities lending markets. Axos Clearing is based in Santa Monica, CA. The company offers flexible custody solutions for modern registered investment advisors (RIAs). Steven Alan Sugarman has been the CEO of the company since 2011. | Chief Executive Officer | 30/11/2011 |
| Sugarman Enterprises, Inc. | Founder | - |
Los Angeles Team Mentoring, Inc.
 Los Angeles Team Mentoring, Inc. Miscellaneous Commercial ServicesCommercial Services Los Angeles Team Mentoring, Inc. was founded in 1992. The private company is based in Los Angeles, CA. The company provides team mentoring programs for over 1,000 middle school youth each week with the help of 300 volunteer mentors, providing 96,000 hours of service annually. | Director/Board Member | - |
Former positions of Steven Alan Sugarman
| Companies | Position | End |
|---|---|---|
Banc of California, NA
 Banc of California, NA Regional BanksFinance Part of Banc of California, Inc., Banc of California, NA is a premier, relationship-focused, full-service business bank that offers financial solutions to maximize operational efficiency. The company is based in Santa Ana, CA. The company offers a range of fair and simple personal and business checking accounts with features that save time, have attractive terms and provide personalized service. Banc of California's institutional banking offers expert advice and services for 1031 exchange deposits, while their commercial strategies team provides customized financial analysis to identify insights that can help achieve business goals. The company provides innovative banking and lending products to businesses, entrepreneurs, and communities throughout the state of California. With a Banc of California personal credit card, customers can earn points redeemable for cash back, travel rewards, and more. Jared Michael Wolff has been the CEO of the company since 2019. | Chief Executive Officer | 22/01/2017 |
| BANC OF CALIFORNIA, INC. | Chief Executive Officer | 22/01/2017 |
| California State Bar Association | Corporate Officer/Principal | 14/05/2014 |
GPS Partners LLC
 GPS Partners LLC Investment ManagersFinance Founded by Brett Messing and Steven Sugarman, GPS Partners LLC is a Santa Monica, California-based hedge fund management firm. They manage the GPS high Yield Equities Fund LP, the GPS New Equity Fund LP, the GPS New Equity Fund (Cayman) Ltd., the GPS Income Fund LP and the GPS Income Fund (Cayman) Ltd | Portfolio Manager-Equities | - |
Lehman Brothers Global Asset Management
 Lehman Brothers Global Asset Management Investment Banks/BrokersFinance Part of Franklin Resources, Inc., Lehman Brothers Global Asset Management is an American asset management company. The company is based in NY. Lehman Brothers Global Asset Management was acquired by Legg Mason, Inc., a subsidiary of Franklin Resources, Inc. from Lehman Brothers Holdings, Inc. on February 13, 1996 for $10 million. | Corporate Officer/Principal | - |
Training of Steven Alan Sugarman
| Dartmouth College | Undergraduate Degree |
| Yale Law School | Graduate Degree |
Experiences
Positions held
Connections
1st degree connections
1st degree companies
Male
Female
Members of the board
Executives
Linked companies
| Listed companies | 1 |
|---|---|
| BANC OF CALIFORNIA, INC. | Finance |
| Private companies | 12 |
|---|---|
GPS Partners LLC
GPS Partners LLC Investment ManagersFinance Founded by Brett Messing and Steven Sugarman, GPS Partners LLC is a Santa Monica, California-based hedge fund management firm. They manage the GPS high Yield Equities Fund LP, the GPS New Equity Fund LP, the GPS New Equity Fund (Cayman) Ltd., the GPS Income Fund LP and the GPS Income Fund (Cayman) Ltd | Finance |
Lehman Brothers Global Asset Management
Lehman Brothers Global Asset Management Investment Banks/BrokersFinance Part of Franklin Resources, Inc., Lehman Brothers Global Asset Management is an American asset management company. The company is based in NY. Lehman Brothers Global Asset Management was acquired by Legg Mason, Inc., a subsidiary of Franklin Resources, Inc. from Lehman Brothers Holdings, Inc. on February 13, 1996 for $10 million. | Finance |
McKinsey & Co., Inc.
 McKinsey & Co., Inc. Miscellaneous Commercial ServicesCommercial Services McKinsey & Co., Inc. provides management consulting services. It specializes in design, marketing and sales, analytics, operations, transformation and restructuring, risk, strategy and corporate finance, and sustainability and resource productivity. The company was founded by James O. McKinsey in 1926 and is headquartered in New York, NY. | Commercial Services |
COR Business Development Co. LLC
 COR Business Development Co. LLC Investment Trusts/Mutual FundsMiscellaneous COR Business Development Co. LLC is a closed-end investment fund/investment trust. Its investment strategy is to make secured private debt investments with equity-linked upside or other return-improving features. The fund is a direct lender focusing on the capital needs of small-to mid-sized private companies and public companies not listed on a national securities exchange. It intends to seek generate attractive risk-adjusted total returns to the company's stockholders primarily from private debt investments that pay significant current income and provide the potential for capital appreciation. It also seeks to preserve capital through disciplined credit underwriting, risk management and deal structures centered on well-collateralized loans primarily secured by current income, real property, tangible assets and/or personal guarantees. The fund was founded in May 2011 and is headquartered in Santa Monica, CA. | Miscellaneous |
| California State Bar Association | |
COR Capital LLC
 COR Capital LLC Investment ManagersFinance COR Capital LLC is an independent investment management firm headquartered in Los Angeles, California. The firm was founded by Steven Sugarman in 2009. COR Capital manages the assets of individual and institutional clients. | Finance |
| Pacific Trust Bank | Finance |
Axos Clearing, Inc.
Axos Clearing, Inc. Investment Banks/BrokersFinance Part of Axos Financial, Inc., Axos Clearing, Inc. is a full-service clearing firm with a highly experienced team of professionals in the securities lending markets. Axos Clearing is based in Santa Monica, CA. The company offers flexible custody solutions for modern registered investment advisors (RIAs). Steven Alan Sugarman has been the CEO of the company since 2011. | Finance |
Banc of California, NA
Banc of California, NA Regional BanksFinance Part of Banc of California, Inc., Banc of California, NA is a premier, relationship-focused, full-service business bank that offers financial solutions to maximize operational efficiency. The company is based in Santa Ana, CA. The company offers a range of fair and simple personal and business checking accounts with features that save time, have attractive terms and provide personalized service. Banc of California's institutional banking offers expert advice and services for 1031 exchange deposits, while their commercial strategies team provides customized financial analysis to identify insights that can help achieve business goals. The company provides innovative banking and lending products to businesses, entrepreneurs, and communities throughout the state of California. With a Banc of California personal credit card, customers can earn points redeemable for cash back, travel rewards, and more. Jared Michael Wolff has been the CEO of the company since 2019. | Finance |
| Sugarman Enterprises, Inc. | |
The Change Company CDFI LLC
 The Change Company CDFI LLC Financial ConglomeratesFinance The Capital Corps LLC offers home mortgage financing services. It focuses on lending secured by residential real estate and provides credit counseling services to its borrowers. The company was founded by Steven Alan Sugarman, Faith Bautista, and Jeffrey T. Seabold in 2017 and is headquartered in Irvine, CA. | Finance |
Los Angeles Team Mentoring, Inc.
Los Angeles Team Mentoring, Inc. Miscellaneous Commercial ServicesCommercial Services Los Angeles Team Mentoring, Inc. was founded in 1992. The private company is based in Los Angeles, CA. The company provides team mentoring programs for over 1,000 middle school youth each week with the help of 300 volunteer mentors, providing 96,000 hours of service annually. | Commercial Services |
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