Sean Peter Rooney
Chief Executive Officer at Prospect Financial Services LLC
Sean Peter Rooney active positions
Companies | Position | Start | End |
---|---|---|---|
Financial Industry Regulatory Authority, Inc.
Financial Industry Regulatory Authority, Inc. Miscellaneous Commercial ServicesCommercial Services Financial Industry Regulatory Authority, Inc. engages in the provision of securities regulation, complementary compliance, and technology-based services. Its services include writing and enforcing rules governing the activities of securities firms with brokers, examining firms for compliance with those rules, fostering market transparency, and educating investors. The company was founded in 2007 and is headquartered in Washington, DC. | Corporate Officer/Principal | - | - |
Securities Investor Protection Corp.
Securities Investor Protection Corp. Insurance Brokers/ServicesFinance The Securities Investor Protection Corporation either acts as trustee or works with an independent court-appointed trustee in a missing asset case to recover funds. The statute that created SIPC provides that customers of a failed brokerage firm receive all non-negotiable securities that are already registered in their names or in the process of being registered. Recovered funds are used to replenish SIPC's reserve in the event that the reserve is tapped in the early stages of a liquidation proceeding. | Corporate Officer/Principal | - | - |
Prospect Financial Services LLC
Prospect Financial Services LLC Investment ManagersFinance Prospect Financial Services LLC is a private company headquartered in Melville, NY. The firm provides investment advice. It was founded in 1999. Sean Peter Rooney is the current CEO, occupying that position since 2021. | Chief Executive Officer | 30/11/2021 | - |
Compliance Officer | 30/11/2021 | - |
Career history of Sean Peter Rooney
Former positions of Sean Peter Rooney
Companies | Position | Start | End |
---|---|---|---|
ORBITAL INFRASTRUCTURE GROUP, INC. | Director/Board Member | 14/09/2008 | 11/10/2021 |
Independent Dir/Board Member | 14/09/2008 | 11/10/2021 | |
Oppenheimer & Co., Inc.
Oppenheimer & Co., Inc. Investment ManagersFinance Oppenheimer & Co., Inc. provides security brokerage services. It also offers investment banking and advice to high net worth investors, individuals, businesses and institutions. The company is headquartered in New York, NY. | Corporate Officer/Principal | 29/10/2009 | - |
Investec Ernst & Co.
Investec Ernst & Co. Investment Banks/BrokersFinance Part of Investec Ltd., Investec Ernst & Co. is a South African company that provides investment banking services. The company is based in Johannesburg, South Africa. | Chief Investment Officer | - | - |
Training of Sean Peter Rooney
Long Island University | Undergraduate Degree |
LIU Post | Undergraduate Degree |
Statistics
International
United States | 8 |
South Africa | 2 |
Operational
Corporate Officer/Principal | 3 |
Undergraduate Degree | 2 |
Director/Board Member | 1 |
Sectoral
Finance | 5 |
Consumer Services | 3 |
Industrial Services | 2 |
Positions held
Active
Inactive
Listed companies
Private companies
Linked companies
Private companies | 6 |
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Orbital Infrastructure Group, Inc.
Orbital Infrastructure Group, Inc. Engineering & ConstructionIndustrial Services Orbital Infrastructure Group, Inc. engages in the acquisition, development and commercialization of electro-mechanical products and technologies worldwide. It operates through the following segments: Electric Power, Telecommunications and Renewables. The Electric Power segment provides comprehensive infrastructure solutions to customers in the electric power industry. The Telecommunications segment provides enterprise solutions to the cable and telecommunication industries. The Renewables segment focuses on utility-scale solar construction. The company was founded on April 21, 1998 and is headquartered in Houston, TX. | Industrial Services |
Investec Ernst & Co.
Investec Ernst & Co. Investment Banks/BrokersFinance Part of Investec Ltd., Investec Ernst & Co. is a South African company that provides investment banking services. The company is based in Johannesburg, South Africa. | Finance |
Oppenheimer & Co., Inc.
Oppenheimer & Co., Inc. Investment ManagersFinance Oppenheimer & Co., Inc. provides security brokerage services. It also offers investment banking and advice to high net worth investors, individuals, businesses and institutions. The company is headquartered in New York, NY. | Finance |
Financial Industry Regulatory Authority, Inc.
Financial Industry Regulatory Authority, Inc. Miscellaneous Commercial ServicesCommercial Services Financial Industry Regulatory Authority, Inc. engages in the provision of securities regulation, complementary compliance, and technology-based services. Its services include writing and enforcing rules governing the activities of securities firms with brokers, examining firms for compliance with those rules, fostering market transparency, and educating investors. The company was founded in 2007 and is headquartered in Washington, DC. | Commercial Services |
Securities Investor Protection Corp.
Securities Investor Protection Corp. Insurance Brokers/ServicesFinance The Securities Investor Protection Corporation either acts as trustee or works with an independent court-appointed trustee in a missing asset case to recover funds. The statute that created SIPC provides that customers of a failed brokerage firm receive all non-negotiable securities that are already registered in their names or in the process of being registered. Recovered funds are used to replenish SIPC's reserve in the event that the reserve is tapped in the early stages of a liquidation proceeding. | Finance |
Prospect Financial Services LLC
Prospect Financial Services LLC Investment ManagersFinance Prospect Financial Services LLC is a private company headquartered in Melville, NY. The firm provides investment advice. It was founded in 1999. Sean Peter Rooney is the current CEO, occupying that position since 2021. | Finance |
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