Scott Roman

Breakaway Ventures LLC (Breakaway Ventures) is a venture capital firm founded in 2006 by Dennis Baldwin. The firm is headquartered in Boston, Massachusetts.

Guggenheim Partners Investment Management LLC (GPIM) is a SEC-registered investment advisor headquartered in Santa Monica, California. The firm was founded by Mark Walter in 2005 and is a direct subsidiary of Guggenheim Partners Investment Management Holdings LLC, ultimately owned by Guggenheim Partners LLC. GPIM provides investment advisory and supervisory services to a variety of institutional clients through separately managed accounts (SMAs) and registered and unregistered pooled investment vehicles.

Resolute Capital Partners (Resolute Capital) is a private equity firm founded in 2005 by Alton Roy Duk. The firm is headquartered in Nashville, Tennessee.

H.I.G. Capital LLC operates as s a private equity and alternative assets investment firm. Its portfolio focuses in private equity, growth equity, real estate, debt or credit, lending, and bio health. The company was founded by Sami W. Mnaymneh and Anthony Tamer in 1993 and is headquartered in Miami, FL.

Midas Management Corp. is a SEC-registered investment advisor headquartered in Rochester, New York. The firm was founded in 1995 and is a subsidiary of Winmill & Co., Inc. (OTCMKTS: WNMLA). Midas Management serves as the investment manager of the Midas family of mutual funds.

Compass Therapeutics LLC operates as a healthcare industry focusing on biotechnology. It offers drug discovery, development, biologics, oncology and immuno-oncology. The company was founded by Errik B. Anderson and Thomas J. Schuetz in 2014 and is headquartered in Cambridge, MA.

Cowen Investment Management LLC (Cowen Investment Management) is a venture capital subsidiary of Cowen, Inc. founded in 1997. The firm is headquartered in New York.

Lycia Therapeutics, Inc. is a biotechnology company, which engages in the developing technology that utilizes lysosome-targeting chimeras. It uses LYTACs platform to discover and provide therapeutics that degrade extracellular and membrane-bound proteins that drive a range of difficult-to treat diseases, including cancers and autoimmune conditions. The company was founded by Carolyn R. Bertozzi in 2019 and is headquartered in San Diego, CA.

F2G Ltd. provides novel drugs for the treatment of life-threatening systemic fungal diseases. It primarily focuses on developing an F3 series of anti mould compound, which is an antifungal agent that acts through a mechanism different from marketed drugs. The company was founded in 1998 and is headquartered in Manchester, the United Kingdom.

Anaveon AG engages in the development of immune therapies against cancer. Its compounds promote effector T-cell functions to enhance a patient?s immune system to respond to tumors. The company was founded on December 11, 2017 by Onur Boyman and Andreas Katopodis and is headquartered in Bottmingen, Switzerland.

Autobahn Therapeutics, Inc. is a thyromimetics drug discovery company. It serves patients with neurodegenerative disorders. The company is headquartered in San Diego, CA.

Silver Lake Management Co. LLC (Silver Lake Management) is a private equity firm, a subsidiary of Silver Lake Group LLC founded in 1999 by Jim Davidson and David Roux. The firm is headquartered in Menlo Park, California with offices in San Francisco, New York, London, Hong Kong and Singapore.

Cadent Therapeutics, Inc. develops novel small molecule therapeutics to treat schizophrenia and other cognitive disorders. It focuses on modulating synaptic plasticity, the mechanism through which the brain builds and evolves the synaptic networks that carry out cognitive functions such as learning and memory. The company was founded by Kollol Pal, Frank S. Menniti, and Bertrand Leo Chenard in 2010 and is headquartered in Cambridge, MA.

VectivBio AG is a clinical-stage biotechnology company. The firm focuses on developing transformational therapeutics for patients living with serious and rare diseases. Its program apraglutide, is a next-generation GLP-2 analog for the treatment of short bowel syndrome (SBS). The company was founded by Luca Santarelli in 2019 and is headquartered in Basel, Switzerland.

Hentsu Ltd. develops and operates software technology for hedge fund & asset management. It specializes in cloud, trading, execution, fix, market data, hedge funds, asset management and cyber security. The company was founded by Marko Djukic in October 2015 and is headquartered in London, the United Kingdom.

Guggenheim Securities LLC is a SEC-registered broker-dealer headquartered in New York City. The firm was founded in 1999 and is a subsidiary of Links Holdings LLC, ultimately held by Guggenheim Partners LLC. Guggenheim Securities’ specializations include the sales and trading of fixed-income securities and sophisticated structured products. The firm offers in-depth analysis and expert execution of trading opportunities to large institutional investors and asset originators. They offer sales and trading services relating to a wide range of instruments.

Lineage Capital LLC (Lineage Capital) is a private equity firm founded in 2003 by Bill McKinley, Brook Parker and Mark Sullivan. The firm is headquartered in Boston, Massachusetts.

Kayne Anderson Capital Advisors LP (Credit Investments) (Kayne Anderson Capital (Credit Investment) is a private equity subsidiary of Kayne Anderson Capital Advisors LP founded in 1984. The firm is headquartered in Los Angeles, California.

Weatherford Capital Management LLC (Weatherford Capital) is a private equity firm founded in 2015 by William W. Weatherford, Sam Weatherford and Drew Weatherford. The firm is headquartered in Tampa, Florida.

Duke University is an academic university that offers undergraduate, graduate and professional programs. It also has publications and research services. The university was founded in 1838 and is headquartered in Durham, NC.

VSS Fund Management LLC (Veronis Suhler Stevenson) is a subsidiary of Veronis Suhler Stevenson LLC, a private equity firm founded in the year 1981 by John J. Veronis and John S Suhler. The firm is headquartered in New York.

Eagle Asset Management, Inc. (Eagle) is a SEC-registered investment advisor headquartered in St. Petersburg, Florida. The firm was founded in 1976 by Tom James and is a wholly owned subsidiary of Carillon Towers Advisers, Inc., which is wholly owned by Raymond James Financial, Inc. (NYSE: RJF). Eagle provides portfolio management services to institutions and high net-worth clients (individual investors, trusts and smaller employee benefit plans) and serves as the investment subadvisor to the Carillon Funds.

UF Innovate Ventures (UF Innovate Ventures) is a venture capital subsidiary of University of Florida founded in 2019. The firm is headquartered in Gainesville, Florida.

Riverside Partners LLC /New York/ (Riverside Partners) is a private equity firm founded in 1988 by Bela Szigethy. The firm is headquartered in Boston, Massachusetts with additional offices across the globe.

Lombard Odier Asset Management (USA) Corp. (LOAM) is a SEC-registered investment advisor and hedge fund manager headquartered in New York City. The firm was founded in 2000 and do-business-as Lombard Odier Investment Managers. The firm is a subsidiary of LO Holding SA and their ultimate parent is Switzerland-based Compagnie Lombard Odier SCmA. LOAM provides investment advisory services on a discretionary basis to private pooled investment vehicles (Funds) and investment advisory accounts. The investors in the Funds consist of endowments, foundations, insurance companies, high net-worth individuals, funds of funds, public and corporate pensions, and other sophisticated investors.

Mainsail Management Co LLC (Mainsail Management) is a private equity firm founded in 2003 by Jason Payne and Gavin Turner. The firm is headquartered in San Francisco, California.

G Treasury SS LLC provides software for cash and treasury management services. Its solutions include cash management, funds transfers, financial instruments, accounting, banking, platform and connectivity. The company was founded by Orazio Manzi-Fe Pater and is headquartered in Lake Zurich, IL.

Centerbase LLC is a cloud-based legal operations system that offers a comprehensive feature set of billing, accounting, and practice management tools. The company is based in Dallas, TX and has subsidiaries in the United States. It automates routine tasks and connects them in a single collaborative workspace, liberating legal teams from manual work. Centerbase empowers midsize law firms to run their practice with confidence by providing configurable legal operations and client lifecycle management software solutions. The company was founded in 2003 by John Forbes, and Paul Bridgewater has been the CEO of the company since 2022.

PlanHub, Inc. engages in the development of cloud-based construction plan room and bidding software. Its platform allows general contractors to share project files and information with subcontractors. The company was founded by Kyle Conlan and Kevin Priddy in 2008 and is headquartered in West Palm Beach, FL.

Servicecore, Inc. develops software that helps companies in the liquid waste industry roll-off rental companies. This software can manage their schedules, routes, customers, inventory (and more) to save time. The company is headquartered in Lakewood, CO.

Flight Schedule Pro offers a software platform to flight schools that assists with scheduling, training, and billing customers who are learning how to fly planes. The company was founded by Nick Wegner and Jasen Barnes and is headquartered in Overland Park, KS.

Fullbay, Inc. provides web-based heavy duty truck repair and shops management software. It specializes in shop management software, electronic authorization, and customer portals. The company is headquartered in Phoenix, AZ.

The Aspire Software Co. engages in the provision of business management software for landscape, snow & ice, and construction companies. Its services include training, AspireCare, implementation, and software updates. The company was founded by Kevin Kehoe and Mark Tipton in 2013 and is headquartered in Chesterfield, MO.

ResMan LLC engages in the provision of technology solutions to the property management industry. It offers accounting, budgeting, reporting, and property management. The company was founded on June 13, 2016 and is headquartered in Plano, TX.

Brookstone Partners (Brookstone Partners) is a private equity firm founded by Michael Toporek in 2002. The firm is headquartered in New York.

Safanad, Inc (Safanad) is a private equity firm founded in 2009 by Kamal Abdullah Bahamdan. The firm is headquartered in New York with additional offices in London and Dubai.

League Park Advisors LLC provides investment banking services. The firm assists the middle market companies with transactions that generate value through mergers and acquisitions, recapitalizations, capital raising and outsourced corporate development. The firm also offers tailored programs for acquisitive corporations, including strategic guidance, targeted marketing and sophisticated deal-closing capabilities. The company was founded by J. W. Sean Dorsey in 2010 and is headquartered in Cleveland, OH.

American Pacific Group LP (American Pacific Group) is a private equity firm founded by Fraser Preston in 2019. The firm is headquartered in Larkspur, California.