Roxanna Marie Guinan
Profile
Ms. Roxanna M.
Guinan is Senior Vice President at Legent Clearing LLC.
Ms. Guinan's financial services industry career includes management positions in Operations, Product Development, Client Services, Broker Training, Sales and Marketing at Baltimore-based DB Alex.
Brown, Advest, Citicorp/Newbridge Securities, Merrill Lynch and at ADP Clearing & Outsourcing Services.
In addition to her marketing role promoting Legent’s core capabilities, which she joined in January 2007, she is responsible for the development, enhancement and promotion of products and services.
She holds series 7, 9, 10, 24, 63 and 65 licenses.
Former positions of Roxanna Marie Guinan
Companies | Position | End |
---|---|---|
Ridge Clearing & Outsourcing Solutions, Inc. | Corporate Officer/Principal | - |
Axos Clearing LLC
Axos Clearing LLC Regional BanksFinance Founded in 2001, Legent Clearing LLC is a broker/dealer located in Omaha, Nebraska. The firm is a subsidiary of COR Securities Holdings, Inc. and their ultimate parent is COR Capital LLC. They provide trade execution, securities clearance and settlement processing services to brokers and dealers in the US. Legent Clearing's products and services include annuities, retirement plans services, technology solutions, product literature and technology demos. | Institutional Sales | - |
Experiences
Positions held
Linked companies
Private companies | 2 |
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Axos Clearing LLC
Axos Clearing LLC Regional BanksFinance Founded in 2001, Legent Clearing LLC is a broker/dealer located in Omaha, Nebraska. The firm is a subsidiary of COR Securities Holdings, Inc. and their ultimate parent is COR Capital LLC. They provide trade execution, securities clearance and settlement processing services to brokers and dealers in the US. Legent Clearing's products and services include annuities, retirement plans services, technology solutions, product literature and technology demos. | Finance |
Ridge Clearing & Outsourcing Solutions, Inc. | Finance |
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