Ron Cole
Profile
Mr. Cole brings 20 years of experience in the securities industry working for such firms as Bear Stearns, Smith Barney, CIBC, and Deutsche Bank.
He has been involved in various aspects of the business from managing equity and fixed-income portfolios for HNW clients, raising capital for hedge funds, and selling technology focused research and EVA based research.
Mr. Cole holds his Series 7, 63, and 65 license registrations through Wm Smith & Co.
Former positions of Ron Cole
| Companies | Position | End |
|---|---|---|
Wm Smith Securities, Inc.
 Wm Smith Securities, Inc. Investment Banks/BrokersFinance Wm Smith Securities, Inc., the brokerage arm of Wm Smith & Co. is a broker/dealer headquartered in Denver. The firm was founded in October of 1993 and offers a full array of investment services. They provide fundamental equity research to a select group of institutional clients from both the traditional and alternative investment arena. The firm primarily focuses on special situations with an emphasis on under-followed and under-valued companies. They are a member of the SIPC. | Institutional Sales | 30/12/2008 |
Experiences
Positions held
Linked companies
| Private companies | 1 |
|---|---|
Wm Smith Securities, Inc.
Wm Smith Securities, Inc. Investment Banks/BrokersFinance Wm Smith Securities, Inc., the brokerage arm of Wm Smith & Co. is a broker/dealer headquartered in Denver. The firm was founded in October of 1993 and offers a full array of investment services. They provide fundamental equity research to a select group of institutional clients from both the traditional and alternative investment arena. The firm primarily focuses on special situations with an emphasis on under-followed and under-valued companies. They are a member of the SIPC. | Finance |
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