Rich R. Hogan

Goldman Sachs Execution & Clearing LP (GSEC) is an SEC-registered broker/dealer headquartered in New York City and was founded in 1931. The firm is a subsidiary of Goldman Sachs Group, Inc. (NYSE: GS). GSEC provides brokerage services to their clients.

Goldman Sachs & Co. LLC (GS&Co.) is a securities brokerage firm headquartered in New York City. Founded in 1927, the firm is a subsidiary of The Goldman Sachs Group, Inc. (NYSE: GS). GS&Co. provides services to help hedge funds manage risk, monitor portfolios, maintain liquidity and build their businesses. They offer clients access to global equity and derivatives markets, as well as foreign exchange, commodities, European Lefts, rates and credit across the Americas, Europe and Asia. The firm proactively monitors capital markets, searching for pockets of liquidity and news that may require changes to those strategies. Integration with the Goldman Sachs network gives clients access to the firm's sectored block trades and their insights into price discovery. Their electronic trading program provides clients with tools to manage their trades from pre-trade analytics to post-trade analysis.

New York Stock Exchange LLC operates securities exchange market. The company was founded in 1792 and is headquartered in New York, NY.

American Stock Exchange LLC operates as stock and securities exchange. It offers trading of equities, options, exchange traded funds (ETFs) and structured products. The exchange provides a floor-based auction market that focuses in stocks, bonds and exchange-traded funds (ETFs). AMEX lists primarily small and midsized companies and newer issues. It also has a growing business in listing structured products and closed-end funds. The company was founded in 1842 and is headquartered in New York, NY.

Founded in 2012, Yorkville ETF Advisors LLC is a registered investment advisor located in New York City.