Nathan Harris

Nathan Harris

Compliance Officer at Aura Funds Management

Finance
Commercial Services

Profile

Nathan joined Aura Group in late 2020 with over 20 years’ experience in risk and compliance.
His background includes executive roles at Nikko Asset Management and Xplore Wealth as well as consulting in various sectors including global asset management, wealth management, superannuation, wrap platforms and managed discretionary accounts.
Nathan has strong experience in regulatory compliance, governance and investment compliance.
He holds a Diploma of Financial Advising and is an Internationally Certified Compliance Professional (ICCP).

Nathan Harris active positions

CompaniesPositionStart
Compliance Officer 30/11/2020
All active positions of Nathan Harris

Former positions of Nathan Harris

CompaniesPositionEnd
XPLORE WEALTH LIMITED Compliance Officer 30/11/2020
NIKKO ASSET MANAGEMENT CO., LTD. - LISTED TRACERS US GOVERNMENT BOND 0-2YEARS LADDER FUND Compliance Officer 30/11/2018
Private Equity Investor 31/03/2011
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Experiences
Positions held

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Private companies

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Connections

40

1st degree connections

4

1st degree companies

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Linked companies

Private companies4

Finance

Finance

Commercial Services

Finance

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