Liz Anne Watkins

Liz Anne Watkins

Corporate Officer/Principal at National Society of Compliance Professionals

Finance
Consumer Services
Commercial Services

Profile

Ms. Liz A.
Watkins is Chief Risk & Compliance Officer at Ziegler Cos., Inc. In addition to Ziegler Cos., Inc., she serves as Chief Compliance Officer at Ziegler Capital Management LLC and Chief Risk & Compliance Officer at Ziegler Capital Markets Group.
She joined Ziegler in November 2003.
She has extensive experience in the investment services industry in marketing, brokerage and trading operations, and compliance, having held various management positions at independent and boutique financial services firms.
She is focused on providing business units with regulatory guidance and in maintaining a client-centric, proactive, risk management program.
She is a member of the National Society of Compliance Professionals and the Security Industry Association's Compliance and Legal Division.
Ms. Watkins is a graduate of Northern Illinois University and is currently undertaking a course of study to obtain the Compliance and Regulatory Certified Professional designation from the FINRA and the Wharton School of the University of Pennsylvania.

Liz Anne Watkins active positions

CompaniesPositionStart
National Society of Compliance Professionals Corporate Officer/Principal -
General Counsel -
All active positions of Liz Anne Watkins

Former positions of Liz Anne Watkins

CompaniesPositionEnd
Corporate Officer/Principal 31/08/2011
General Counsel 31/08/2011
Chief Investment Officer 14/10/2009
THE ZIEGLER COMPANIES, INC. General Counsel 09/04/2012
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Training of Liz Anne Watkins

Northern Illinois University Undergraduate Degree

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Positions held

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Connections

100 +

1st degree connections

7

1st degree companies

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Linked companies

Private companies6

Finance

National Society of Compliance Professionals

Commercial Services

Finance

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Finance

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