Kevin Michael Keefe
Chief Executive Officer at Realta Investment Advisors, Inc.
Profile
Mr. Kevin M.
Keefe, CFA, is a Chief Executive Officer at Realta Investment Advisors, Inc. In this role, he is responsible for overseeing Realta Wealth’s home office staff as well as developing and executing the firm’s growth strategy, including enhancing its platform, services and offerings for the firm’s affiliated financial advisors.
Throughout his 30 years-plus career in wealth management, he has demonstrated a proven ability to strategically reposition businesses to drive growth, increase efficiencies and deliver improved stakeholder value.
Prior to joining Realta Wealth in 2023, he held a number of executive leadership roles including President and CEO of Cetera subsidiary First Allied Securities, an independent broker-dealer and RIA supporting 700 affiliated financial advisors, where he accelerated growth and led the firm through an integration into a larger network of broker-dealers.
Prior to that, he was Executive Vice President and CEO of Corporate RIA at Advisor Group (now Osaic), where he provided strategic support for network-wide initiatives and was responsible for investment advisory, product, platform, retirement plan and investment research/due diligence functions for the network’s 6,000 independent financial advisors.
He was also a Senior Vice President at LPL Financial and oversaw the development, implementation and ongoing management of platforms and services at the largest independent broker-dealer in US.
He served as a Senior Vice President at BISYS and a Director of Product Development Fidelity Investments after beginning his financial services career at Pioneer Investments.
He earned his Bachelor’s degree in Business Administration from the Sawyer Business School at Suffolk University, with a concentration in Finance.
He also holds his Chartered Financial Analyst certification as well as Series 6, 7, 24, 63, and 66 FINRA licenses.
Kevin Michael Keefe active positions
| Companies | Position | Start |
|---|---|---|
Realta Investment Advisors, Inc.
 Realta Investment Advisors, Inc. Investment ManagersFinance Realta Investment Advisors, Inc. (RIA) is a SEC-registered investment adviser headquartered in Wilmington, Delaware. Formerly known as Coastal Investment Advisors, Inc., the firm was founded in 2007 as Donnelly Steen & Co. They are wholly-owned subsidiary of Orange Street Holdings, Inc. RIA provides investment advice and management services to individuals, individual retirement accounts (IRAs), pension and profit-sharing plans, charitable organizations, corporations, businesses, institutions, trusts, and estates. | Chief Executive Officer | 28/02/2023 |
Former positions of Kevin Michael Keefe
| Companies | Position | End |
|---|---|---|
First Allied Securities, Inc.
 First Allied Securities, Inc. Investment Banks/BrokersFinance Founded in 1993, First Allied Securities, Inc. is an independent, SEC-registered broker/dealer headquartered in San Diego, California. The firm is a member of FINRA, the NASD and the SIPC. First Allied Securities Inc. was previously a subsidiary of Advanced Equities Financial Corp. In April 2006, Advanced Equities Financial Corp. acquired First Financial Planners and merged it with First Allied Securities. In 2008, the firm acquired First Montauk Securities Corp. from First Montauk Financial Corp. In 2011, Lovell Minnick Partners LLC and the management team of First Allied Advisory Services acquired the firm from Advanced Equities Financial Corp. First Allied Securities is affiliated with First Allied Advisory Services, Inc., a registered investment advisor. The firm provides a full array of trading and execution services for their clients. They do not provide any internal research. | Chief Executive Officer | - |
Money Management Institute
 Money Management Institute Investment ManagersFinance Money Management Institute provides advice and professionally-managed investment solutions to individual and institutional investors. It provides advisory solutions through advocacy, educational initiatives, regulatory affairs, publications, data reporting and professional networking. The company was founded in 1997 and is headquartered in New York, NY. | Corporate Officer/Principal | - |
Osaic, Inc.
 Osaic, Inc. Investment ManagersFinance Osaic, Inc. engages in the provision of wealth management services. It offers advices on investment products, such as mutual funds, variable annuities, insurance, and alternative investments, advisory and asset management services, and advisory services program. The company is headquartered in Phoenix, AZ. | Corporate Officer/Principal | - |
LPL Financial LLC
 LPL Financial LLC Investment ManagersFinance LPL Financial LLC is a SEC-registered investment advisor and wealth management firm headquartered in Fort Mill, South Carolina. The firm was founded in 1989 as Linsco/Private Ledger Corp. They are a direct subsidiary of LPL Holdings, Inc., owned by LPL Financial Holdings, Inc. (NASDAQ: LPLA). LPL Financial offers various types of advisory services and programs to individual and institutional clients. | Corporate Officer/Principal | - |
First Allied Advisory Services, Inc.
 First Allied Advisory Services, Inc. Investment ManagersFinance First Allied Advisory Services, Inc. (FAAS) is an investment management firm headquartered in San Diego, California. The firm was founded in 2007 and is owned by First Allied Holdings, Inc., ultimately held by Aretec Group, Inc. Through their Investment Advisory Representatives (IARs), FAAS provides a variety of investment advisory programs and services for individuals, high net-worth individuals, banking institutions, pension plans, profit-sharing plans, charitable organizations, and other corporations and businesses. The firm also offers both wrap and non-wrap programs. | Chief Executive Officer | - |
Training of Kevin Michael Keefe
| Suffolk University | Undergraduate Degree |
Experiences
Positions held
Connections
1st degree connections
1st degree companies
Male
Female
Members of the board
Executives
Linked companies
| Private companies | 6 |
|---|---|
First Allied Advisory Services, Inc.
First Allied Advisory Services, Inc. Investment ManagersFinance First Allied Advisory Services, Inc. (FAAS) is an investment management firm headquartered in San Diego, California. The firm was founded in 2007 and is owned by First Allied Holdings, Inc., ultimately held by Aretec Group, Inc. Through their Investment Advisory Representatives (IARs), FAAS provides a variety of investment advisory programs and services for individuals, high net-worth individuals, banking institutions, pension plans, profit-sharing plans, charitable organizations, and other corporations and businesses. The firm also offers both wrap and non-wrap programs. | Finance |
Osaic, Inc.
Osaic, Inc. Investment ManagersFinance Osaic, Inc. engages in the provision of wealth management services. It offers advices on investment products, such as mutual funds, variable annuities, insurance, and alternative investments, advisory and asset management services, and advisory services program. The company is headquartered in Phoenix, AZ. | Finance |
LPL Financial LLC
LPL Financial LLC Investment ManagersFinance LPL Financial LLC is a SEC-registered investment advisor and wealth management firm headquartered in Fort Mill, South Carolina. The firm was founded in 1989 as Linsco/Private Ledger Corp. They are a direct subsidiary of LPL Holdings, Inc., owned by LPL Financial Holdings, Inc. (NASDAQ: LPLA). LPL Financial offers various types of advisory services and programs to individual and institutional clients. | Finance |
Money Management Institute
Money Management Institute Investment ManagersFinance Money Management Institute provides advice and professionally-managed investment solutions to individual and institutional investors. It provides advisory solutions through advocacy, educational initiatives, regulatory affairs, publications, data reporting and professional networking. The company was founded in 1997 and is headquartered in New York, NY. | Finance |
First Allied Securities, Inc.
First Allied Securities, Inc. Investment Banks/BrokersFinance Founded in 1993, First Allied Securities, Inc. is an independent, SEC-registered broker/dealer headquartered in San Diego, California. The firm is a member of FINRA, the NASD and the SIPC. First Allied Securities Inc. was previously a subsidiary of Advanced Equities Financial Corp. In April 2006, Advanced Equities Financial Corp. acquired First Financial Planners and merged it with First Allied Securities. In 2008, the firm acquired First Montauk Securities Corp. from First Montauk Financial Corp. In 2011, Lovell Minnick Partners LLC and the management team of First Allied Advisory Services acquired the firm from Advanced Equities Financial Corp. First Allied Securities is affiliated with First Allied Advisory Services, Inc., a registered investment advisor. The firm provides a full array of trading and execution services for their clients. They do not provide any internal research. | Finance |
Realta Investment Advisors, Inc.
Realta Investment Advisors, Inc. Investment ManagersFinance Realta Investment Advisors, Inc. (RIA) is a SEC-registered investment adviser headquartered in Wilmington, Delaware. Formerly known as Coastal Investment Advisors, Inc., the firm was founded in 2007 as Donnelly Steen & Co. They are wholly-owned subsidiary of Orange Street Holdings, Inc. RIA provides investment advice and management services to individuals, individual retirement accounts (IRAs), pension and profit-sharing plans, charitable organizations, corporations, businesses, institutions, trusts, and estates. | Finance |
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