Ken Smith

Chief Executive Officer at Empirical Financial Services LLC

52 year

Finance

Consumer Services

Profile

Mr. Kenneth R.
Smith is a Chief Executive Officer & Principal at Empirical Financial Services LLC.
He guides the firm’s long-term strategy and is a senior financial advisor.
He received his Bachelor’s in Finance and Accounting from University of Arizona and his Master’s in Financial Analysis from College for Financial Planning.
He is a CERTIFIED FINANCIAL PLANNER™ professional.

Ken Smith active positions

Companies	Position	Start
Empirical Financial Services LLC Empirical Financial Services LLC Investment ManagersFinance Empirical Financial Services LLC, do-business-as Empirical Wealth Management (EWM), is an independent, SEC-registered investment advisor and wealth management firm headquartered in Seattle, Washington. The firm was founded by Kenneth Smith in 2009 and is a spin-off from Empirical Wealth Management LLC, an Oregon LLC founded by Mr. Smith in 2006. In December 2012, the firm purchased Empirical Wealth Management LLC from the remaining original members, re-merging the two companies as a Washington limited liability company. EWM provides investment advisory services to individuals, high net-worth individuals, pensions and profit sharing plans, charitable organizations, corporations or business entities, trusts, and estates. They also sponsor and provide portfolio management services for a wrap fee program.	Chief Executive Officer	30/11/2009

All active positions of Ken Smith

Former positions of Ken Smith

Companies	Position	End
Empirical Wealth Management LLC Empirical Wealth Management LLC Investment ManagersFinance Founded in 2006 by Jack Monteith, Ken Smith and Melissa McDermott, Empirical Wealth Management LLC is a registered investment advisor firm located in Seattle, Washington with offices in Eugene, Oregon and Portland Oregon	Founder	-

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Training of Ken Smith

University of Arizona	Undergraduate Degree
The College for Financial Planning, Inc.	Graduate Degree

Experiences
Positions held

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Private companies

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Connections

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Linked companies

Private companies	2
Empirical Wealth Management LLC Empirical Wealth Management LLC Investment ManagersFinance Founded in 2006 by Jack Monteith, Ken Smith and Melissa McDermott, Empirical Wealth Management LLC is a registered investment advisor firm located in Seattle, Washington with offices in Eugene, Oregon and Portland Oregon	Finance
Empirical Financial Services LLC Empirical Financial Services LLC Investment ManagersFinance Empirical Financial Services LLC, do-business-as Empirical Wealth Management (EWM), is an independent, SEC-registered investment advisor and wealth management firm headquartered in Seattle, Washington. The firm was founded by Kenneth Smith in 2009 and is a spin-off from Empirical Wealth Management LLC, an Oregon LLC founded by Mr. Smith in 2006. In December 2012, the firm purchased Empirical Wealth Management LLC from the remaining original members, re-merging the two companies as a Washington limited liability company. EWM provides investment advisory services to individuals, high net-worth individuals, pensions and profit sharing plans, charitable organizations, corporations or business entities, trusts, and estates. They also sponsor and provide portfolio management services for a wrap fee program.	Finance