![Jim Lund](https://cdn.zonebourse.com/static/resize/768/576//static/images/insiders/unknown.png)
Profile
Mr. James B.
Lund is Founding Partner at NorthRock Partners LLC.
He has over 30 years of experience as Financial Adviser.
He delivers the Personal Office experience to corporate executives, business owners, families and nonprofit entities.
He is responsible for managing the firm-wide execution of NorthRock Partners compliance strategy, which ensures that the firm is in compliance with regulatory requirements.
He’s also responsible for ensuring that NorthRock employees comply with internal policies and procedures.
With a corporate reputation for possessing the highest of ethical standards, he leads the development of the compliance team and the monitoring of the compliance program.
He graduated from Mankato State University, earning a Bachelor of Science in biology and a Master of Business Administration in marketing and management.
He also earned his Certified Financial Planner degree from the College of Financial Planning in Denver, Colorado.
Jim Lund active positions
Companies | Position | Start |
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NorthRock Partners LLC
![]() NorthRock Partners LLC Investment ManagersFinance NorthRock Partners LLC (NorthRock) is an independent, SEC-registered investment advisor headquartered in Minneapolis, Minnesota. The firm was founded in 2013 by Robert Nelson, James Lund and Ward Armstrong. NorthRock offers investment portfolio management services to individuals, trusts, estates, charitable organizations, corporations and business entities. They also sponsor the NorthRock Partners Advisory Services Program, a wrap fee advisory program. | Founder | 31/12/2012 |
Former positions of Jim Lund
Companies | Position | End |
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Ameriprise Financial Services LLC
![]() Ameriprise Financial Services LLC Investment Banks/BrokersFinance Ameriprise Financial Services LLC (AFS) is a registered broker-dealer headquartered in Minneapolis, Minnesota. The firm was founded in 1971 and is a subsidiary of AMPF Holding Corp., which is owned by Ameriprise Financial, Inc. (NYSE: AMP). AFS offers brokerage services that enable clients to invest in many different types of investments including mutual funds, stocks, bonds, exchange traded products, unit investment trusts, annuities and alternative investments. | Corporate Officer/Principal | 30/12/2012 |
Training of Jim Lund
Minnesota State University-Mankato | Masters Business Admin |
Experiences
Positions held
Connections
1st degree connections
1st degree companies
Male
Female
Members of the board
Executives
Linked companies
Private companies | 2 |
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Ameriprise Financial Services LLC
![]() Ameriprise Financial Services LLC Investment Banks/BrokersFinance Ameriprise Financial Services LLC (AFS) is a registered broker-dealer headquartered in Minneapolis, Minnesota. The firm was founded in 1971 and is a subsidiary of AMPF Holding Corp., which is owned by Ameriprise Financial, Inc. (NYSE: AMP). AFS offers brokerage services that enable clients to invest in many different types of investments including mutual funds, stocks, bonds, exchange traded products, unit investment trusts, annuities and alternative investments. | Finance |
NorthRock Partners LLC
![]() NorthRock Partners LLC Investment ManagersFinance NorthRock Partners LLC (NorthRock) is an independent, SEC-registered investment advisor headquartered in Minneapolis, Minnesota. The firm was founded in 2013 by Robert Nelson, James Lund and Ward Armstrong. NorthRock offers investment portfolio management services to individuals, trusts, estates, charitable organizations, corporations and business entities. They also sponsor the NorthRock Partners Advisory Services Program, a wrap fee advisory program. | Finance |
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