Profile
Mr. Howard G.
Klein is Founder & Partner at RK Equity Capital Markets LLC.
Prior to founding RK Equity in 2002, he led the institutional equity sales desk of Societe Generale focused on natural resource-oriented emerging markets in South Africa, Russia, Poland, Hungary, Romania, Turkey, Greece, the Middle East/North Africa region and Japan.
He also worked for two years as an investment banker in Budapest, Hungary and spent the first three years of his career from 1990 as a research analyst focused on privatization in Russia, Hungary, Poland and the Czech Republic at Thomson Financial Securities Data.
From 2004 to 2008 he was also a Managing Director and registered representative of Broadband Capital Management.
Mr. Klein holds a B.A.
in Economics from the University of Michigan and an M.B.A.
in Finance from Columbia University.
Former positions of Howard Gary Klein
| Companies | Position | End |
|---|---|---|
Broadband Capital Management LLC
 Broadband Capital Management LLC Investment Banks/BrokersFinance Founded in 2008, Broadband Capital Management LLC is a full service broker-dealer located in New York City. They provide a full array of trading and execution services for their client. They do not provide any internal research | Corporate Officer/Principal | - |
| Societe Generale Energy LLC | Corporate Officer/Principal | 30/12/2001 |
RK Equity Capital Markets LLC
 RK Equity Capital Markets LLC Investment Banks/BrokersFinance Founded in 2009, RK Equity Capital Markets LLC is an SEC-registered broker/dealer located in New York City. The firm is affiliated with RK Equity Advisors. RK Equity Capital Markets provides complementary corporate finance advisory and capital raising activities. Their research focuses primarily on the natural resources sector. RK Equity Capital Markets is a member of FINRA. | Founder | - |
Training of Howard Gary Klein
| The Trustees of Columbia University in The City of New York | Masters Business Admin |
| University of Michigan | Undergraduate Degree |
Experiences
Positions held
Connections
1st degree connections
1st degree companies
Male
Female
Members of the board
Executives
Linked companies
| Private companies | 3 |
|---|---|
Broadband Capital Management LLC
Broadband Capital Management LLC Investment Banks/BrokersFinance Founded in 2008, Broadband Capital Management LLC is a full service broker-dealer located in New York City. They provide a full array of trading and execution services for their client. They do not provide any internal research | Finance |
RK Equity Capital Markets LLC
RK Equity Capital Markets LLC Investment Banks/BrokersFinance Founded in 2009, RK Equity Capital Markets LLC is an SEC-registered broker/dealer located in New York City. The firm is affiliated with RK Equity Advisors. RK Equity Capital Markets provides complementary corporate finance advisory and capital raising activities. Their research focuses primarily on the natural resources sector. RK Equity Capital Markets is a member of FINRA. | Finance |
| Societe Generale Energy LLC |
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