Fariba Fischel Ghodsian

DAFNA Capital Management LLC (DAFNA Capital) is a registered investment advisor and hedge fund manager headquartered in Los Angeles, California. The firm was founded by Nathan Fischel in1999 and is a subsidiary of DAFNA Holdings LP. DAFNA Capital provides investment advisory services with respect to one or more private investment funds.

ROTH Capital Partners LLC (Asset Management) (ROTH AM) is the investment management division of ROTH Capital Partners LLC, a registered investment advisor and broker-dealer headquartered in Newport Beach, California. Founded in 1984, the firm is a subsidiary of CR Financial Holdings LLC. ROTH AM is a full-service investment banking firm that provides financing and advisory services to emerging growth companies worldwide.

Wedbush Securities, Inc. is a full-service investment bank and brokerage firm headquartered in Los Angeles, California. The firm was founded in 1955 as Wedbush Morgan Securities, Inc. They are a subsidiary of Wedbush Financial Services LLC, which is owned by Wedbush, Inc. Wedbush Securities provides a wide range of securities brokerage, wealth management, and investment banking services to private and institutional clients. Their research focuses on providing coverage of small and mid-sized companies in the following industries: (1) consumer products and services (2) technology (3) entertainment and media (4) life sciences and (5) industrial growth and clean technology.

Formerly known as Lincoln Capital Fixed Income Management Co. LLC, Lehman Brothers Asset Management LLC (LBAM) is a wholly owned subsidiary of Lehman Brothers Holdings, Inc. (NYSE:LEH)

Allergan, Inc. operated as a global healthcare company. It engaged in the development and commercialization of specialty pharmaceutical, medical device ,and over-the-counter products for the ophthalmic, neurological, medical aesthetics, medical dermatology, breast aesthetics, obesity intervention, urological, and other specialty markets. The company was founded by Gavin S. Herbert Sr. in 1950 and headquartered in Irvine, CA.

ROTH Capital Partners LLC is a broker/dealer headquartered in Newport Beach, California. The firm was founded in 2001 and is a subsidiary of CR Financial Holdings, Inc. They offer institutional sales and trading services. Their broad institutional coverage includes investors in North America, Canada, UK, Europe and other international territories.

Part of Hospico, Inc., Hancock Institutional Advisors LLC provides investment advice. The company is based in St. Louis, MO.