Profile
Mr. Lawrence Harasym is Chief Compliance Officer & Associate Counsel at JonesTrading Institutional Services LLC.
He joined JonesTrading in May 2006.
Previously, Mr. Harasym was Vice President, Director of Compliance with Imperial Capital, LLC.
Prior to this, he spent four years (2000-2004) with NASD as a Compliance Examiner.
From 1996 to 2000, he was the principal attorney of his own law firm in Westwood, CA, with an emphasis in transactional matters.
Mr. Harasym received his JD from the Thomas Jefferson School of Law in San Diego, CA and his BA from Loyola Marymount University.
He is admitted to practice law in California and has his Series 4, 7, 24, 53, 55, and 63 industry licenses.
Former positions of Emil Lawrence Harasym
| Companies | Position | End |
|---|---|---|
NASD Regulation, Inc.
 NASD Regulation, Inc. Miscellaneous Commercial ServicesCommercial Services NASD Regulation, Inc. provides financial regulatory services and performs the regulatory functions of NASD. The company was founded in 1996 and is headquartered in Washington, DC. | Corporate Officer/Principal | 31/12/1999 |
Imperial Capital Bank
 Imperial Capital Bank Savings BanksFinance Imperial Capital Bank provides personal & business banking products and services. It offers checking, money market, and savings accounts. The company also provides certificates of deposit, on-line & telephone banking, commercial real estate lending, advisory, and collection services. It has offices in California, Nevada and Maryland. Imperial Capital was founded in 1973 and is headquartered in La Jolla, CA. | Corporate Officer/Principal | - |
Training of Emil Lawrence Harasym
| Loyola Marymount University | Undergraduate Degree |
| Thomas Jefferson School of Law | Graduate Degree |
Experiences
Positions held
Active
Inactive
Listed companies
Private companies
Connections
1st degree connections
1st degree companies
Male
Female
Members of the board
Executives
Linked companies
| Private companies | 2 |
|---|---|
Imperial Capital Bank
Imperial Capital Bank Savings BanksFinance Imperial Capital Bank provides personal & business banking products and services. It offers checking, money market, and savings accounts. The company also provides certificates of deposit, on-line & telephone banking, commercial real estate lending, advisory, and collection services. It has offices in California, Nevada and Maryland. Imperial Capital was founded in 1973 and is headquartered in La Jolla, CA. | Finance |
NASD Regulation, Inc.
NASD Regulation, Inc. Miscellaneous Commercial ServicesCommercial Services NASD Regulation, Inc. provides financial regulatory services and performs the regulatory functions of NASD. The company was founded in 1996 and is headquartered in Washington, DC. | Commercial Services |
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