Dawn Marie Pfaff

Trading-Equity at D. F. Dent & Co., Inc.

Finance

Consumer Services

Profile

Ms. Dawn M.
Pfaff is a Portfolio Administrator & Trader at D.
F.
Dent & Co., Inc. She joined the firm in 2010 with 23 years of industry experience.
Prior to joining D.F.
Dent and Company, she worked as an Investment Analyst at Smith Barney.
She earned a B.S.
in Business Administration from McDaniel College (formerly Western Maryland College).

Dawn Marie Pfaff active positions

Companies	Position	Start
D. F. Dent & Co., Inc. D. F. Dent & Co., Inc. Investment ManagersFinance D.F. Dent & Co., Inc. (DF Dent) is an independent, SEC-registered investment adviser headquartered in Baltimore, Maryland. The firm was founded by Daniel Dent in 1976. DF Dent provides portfolio management services to endowments, pensions, corporations and individuals.	Trading-Equity	31/08/2010

All active positions of Dawn Marie Pfaff

Former positions of Dawn Marie Pfaff

Companies	Position	End
Morgan Stanley Smith Barney LLC Morgan Stanley Smith Barney LLC Investment Banks/BrokersFinance Founded in 2009, Morgan Stanley Smith Barney LLC (MSSB) is a registered investment adviser, a registered broker-dealer, a registered futures commission merchant, and a member of the New York Stock Exchange. Headquartered in Purchase, New York, MSSB is one of the largest financial services firms in the US with branch offices in all 50 states and the District of Columbia. The firm was initially owned by a joint venture company which was indirectly owned 65% by Morgan Stanley and 35% by Citigroup, Inc. On June 28, 2013, Morgan Stanley purchased Citi’s 35% interest in MSSB. As such, the firm is now a direct subsidiary of Morgan Stanley Smith Barney Holdings LLC and they are a wholly-owned indirect subsidiary of Morgan Stanley (NYSE: MS).	Corporate Officer/Principal	-

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Training of Dawn Marie Pfaff

McDaniel College

Undergraduate Degree

Experiences
Positions held

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Private companies

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Linked companies

Private companies	2
D. F. Dent & Co., Inc. D. F. Dent & Co., Inc. Investment ManagersFinance D.F. Dent & Co., Inc. (DF Dent) is an independent, SEC-registered investment adviser headquartered in Baltimore, Maryland. The firm was founded by Daniel Dent in 1976. DF Dent provides portfolio management services to endowments, pensions, corporations and individuals.	Finance
Morgan Stanley Smith Barney LLC Morgan Stanley Smith Barney LLC Investment Banks/BrokersFinance Founded in 2009, Morgan Stanley Smith Barney LLC (MSSB) is a registered investment adviser, a registered broker-dealer, a registered futures commission merchant, and a member of the New York Stock Exchange. Headquartered in Purchase, New York, MSSB is one of the largest financial services firms in the US with branch offices in all 50 states and the District of Columbia. The firm was initially owned by a joint venture company which was indirectly owned 65% by Morgan Stanley and 35% by Citigroup, Inc. On June 28, 2013, Morgan Stanley purchased Citi’s 35% interest in MSSB. As such, the firm is now a direct subsidiary of Morgan Stanley Smith Barney Holdings LLC and they are a wholly-owned indirect subsidiary of Morgan Stanley (NYSE: MS).	Finance