David Rosedahl
Profile
Mr. David Rosedahl is an Advisor at Sterne, Agee & Leach, Inc. Mr. Rosedahl was previously employed as an Advisor by Nollenberger Capital Partners, Inc. He has wealth of experience in the securities arena.
He served as an Executive Vice President and Chief Regulatory Officer of the Pacific Exchange, Managing Director and General Counsel for Piper Jaffray Companies, and Associate General Counsel and Corporate Secretary for the Securities Industry Association.
Mr. Rosedahl provides advisory services to international agencies working with financial institutions (securities and futures exchanges, and financial service regulators) including the U.S.
SEC Office of International Affairs, U.S.
Agency for International Development and the Financial Services Volunteer Corps.
Former positions of David Rosedahl
| Companies | Position | End |
|---|---|---|
Nollenberger Capital Partners, Inc.
 Nollenberger Capital Partners, Inc. Investment Banks/BrokersFinance Nollenberger Capital Partners, Inc. offers securities brokerage, asset management, equity research and fixed income trading to institutional and wealthy individual investors. Founded in 2002 by Chief Executive Officer Bruce Nollenberger, Nollenberger Capital Partners, Inc. is headquartered in San Francisco with offices in Newport Beach, California, San Jose, California and New York City. | Corporate Officer/Principal | 09/02/2011 |
| Securities Industry Association | Corporate Secretary | - |
Piper Sandler & Co.
 Piper Sandler & Co. Investment Banks/BrokersFinance Piper Sandler & Co. operates as an investment company, which engages in the provision of securities brokerage and investment banking services. The company is headquartered in Minneapolis, MN. | General Counsel | - |
Pacific Exchange, Inc.
 Pacific Exchange, Inc. Investment Banks/BrokersFinance Pacific Exchange, Inc. was a regional stock exchange. It was a marketplace where individual and institutional investors, broker-dealers and registered Options Trading Permit (OTP) firms meet to buy and sell options on stocks. The company was located in San Francisco, CA | Corporate Officer/Principal | - |
Experiences
Positions held
Linked companies
| Private companies | 4 |
|---|---|
Nollenberger Capital Partners, Inc.
Nollenberger Capital Partners, Inc. Investment Banks/BrokersFinance Nollenberger Capital Partners, Inc. offers securities brokerage, asset management, equity research and fixed income trading to institutional and wealthy individual investors. Founded in 2002 by Chief Executive Officer Bruce Nollenberger, Nollenberger Capital Partners, Inc. is headquartered in San Francisco with offices in Newport Beach, California, San Jose, California and New York City. | Finance |
Pacific Exchange, Inc.
Pacific Exchange, Inc. Investment Banks/BrokersFinance Pacific Exchange, Inc. was a regional stock exchange. It was a marketplace where individual and institutional investors, broker-dealers and registered Options Trading Permit (OTP) firms meet to buy and sell options on stocks. The company was located in San Francisco, CA | Finance |
Piper Sandler & Co.
Piper Sandler & Co. Investment Banks/BrokersFinance Piper Sandler & Co. operates as an investment company, which engages in the provision of securities brokerage and investment banking services. The company is headquartered in Minneapolis, MN. | Finance |
| Securities Industry Association | Commercial Services |
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