David J. Brown
Compliance Officer at Principal Exchange Traded Funds
Profile
David J.
Brown is currently the Chief Compliance Officer at Principal Exchange Traded Funds, and also holds Senior Vice President positions at Principal Funds Distributor, Inc. and Principal Shareholder Services, Inc. Previously, he held Vice President positions at Principal Financial Group, Inc. and Princor Financial Services Corp.
David J. Brown active positions
| Companies | Position | Start |
|---|---|---|
Principal Exchange Traded Funds
 Principal Exchange Traded Funds Investment Trusts/Mutual FundsMiscellaneous Principal Exchange Traded Funds is an open-end management investment company that seeks to achieve its investment objective by investing, under normal circumstances, its assets in investment grade and non-investment grade fixed income securities and in equity securities. The company currently consists of one series, the Principal EDGE Active Income ETF which is diversified. Principal Exchange Traded Funds was founded in 2013 and is headquartered in Des Moines, IA. | Compliance Officer | 31/12/2013 |
Principal Funds Distributor, Inc.
 Principal Funds Distributor, Inc. Investment Banks/BrokersFinance Part of Principal Financial Group, Inc., Principal Funds Distributor, Inc. provides securities brokerage services. The company is based in Des Moines, IA. | Corporate Officer/Principal | - |
Principal Shareholder Services, Inc.
 Principal Shareholder Services, Inc. Multi-Line InsuranceFinance Part of Principal Financial Group, Inc., Principal Shareholder Services, Inc. provides life insurance services. The company is based in El Dorado Hills, CA. | Corporate Officer/Principal | - |
Former positions of David J. Brown
| Companies | Position | End |
|---|---|---|
Princor Financial Services Corp.
 Princor Financial Services Corp. Investment ManagersFinance Princor Financial Services Corp. provides financial products and services. The firm offers resources in a variety of areas including retirement plans, portfolio management services, and fee-based financial planning. The company was founded in 1968 and is headquartered in Des Moines, IA. | Corporate Officer/Principal | - |
| PRINCIPAL FINANCIAL GROUP, INC. | Compliance Officer | - |
Experiences
Positions held
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1st degree connections
1st degree companies
Male
Female
Members of the board
Executives
Linked companies
| Listed companies | 1 |
|---|---|
| PRINCIPAL FINANCIAL GROUP, INC. | Finance |
| Private companies | 4 |
|---|---|
Principal Exchange Traded Funds
Principal Exchange Traded Funds Investment Trusts/Mutual FundsMiscellaneous Principal Exchange Traded Funds is an open-end management investment company that seeks to achieve its investment objective by investing, under normal circumstances, its assets in investment grade and non-investment grade fixed income securities and in equity securities. The company currently consists of one series, the Principal EDGE Active Income ETF which is diversified. Principal Exchange Traded Funds was founded in 2013 and is headquartered in Des Moines, IA. | Miscellaneous |
Principal Funds Distributor, Inc.
Principal Funds Distributor, Inc. Investment Banks/BrokersFinance Part of Principal Financial Group, Inc., Principal Funds Distributor, Inc. provides securities brokerage services. The company is based in Des Moines, IA. | Finance |
Princor Financial Services Corp.
Princor Financial Services Corp. Investment ManagersFinance Princor Financial Services Corp. provides financial products and services. The firm offers resources in a variety of areas including retirement plans, portfolio management services, and fee-based financial planning. The company was founded in 1968 and is headquartered in Des Moines, IA. | Finance |
Principal Shareholder Services, Inc.
Principal Shareholder Services, Inc. Multi-Line InsuranceFinance Part of Principal Financial Group, Inc., Principal Shareholder Services, Inc. provides life insurance services. The company is based in El Dorado Hills, CA. | Finance |
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