David Adler

UBS Securities LLC is an investment bank and registered broker/dealer headquartered in New York City. The firm was founded in 1998 as UBS Warburg LLC. They are a subsidiary of UBS Americas Holding LLC, ultimately held by UBS Group AG (SWX: UBSG, NYSE: UBS) in Switzerland. UBS Securities is a primary dealer in US Government securities and provides a full range of investment banking services which includes corporate finance, mergers and acquisitions, capital markets, trading and sales, fixed-income, equity research, private banking, underwriting and prime brokerage operations. The firm also provides advisory services and access to capital markets for corporate, institutional, intermediary and alternative asset management clients.

Founded in 2004, TD Securities (USA) LLC is a broker/dealer located in New York City with additional offices in Toronto, Montreal, Calgary, Vancouver, London, Singapore, Tokyo and Sydney. The firm is a subsidiary of Toronto Dominion Holdings (USA), Inc. and their ultimate parent is Toronto-Dominion Bank (NYSE: TD). TD Securities (USA) provides a wide range of capital market products and services to corporate, government and institutional clients in five areas of finance including: investment banking, debt capital markets, institutional equities, foreign exchange and money markets. Their services include the underwriting and distribution of new debt and equity issues, providing advice on strategic acquisitions and divestitures and executing daily trading and investment needs. The equity group provides research coverage of media and communications, technology, financial services, oil and gas, mining and metals, industrial products, forest products, technology, utilities and power, real estate, biotechnology, consumer products and merchandising and quantitative analysis strategy. The fixed-income group provides a full range of underwriting sales and trading products for Canadian, U.S. and European debt issuers and investors.

University of Southern California is a private research university that mainly offers undergraduate, graduate & other higher education. The university was founded in 1880 and is headquartered in Los Angeles, CA.

Otis Elevator Co. manufactures and maintains elevators, escalators, and moving walkways. The company also offers maintenance and monitoring services to its customers through network of branch offices and service centers. Its products include Gen2, HdroFit, SkyRise and SkyBuild. The company was founded in 1853 and is headquartered in Farmington, CT.

The Pratt & Whitney Co., Inc. designs, manufactures, and services aircraft engines and auxiliary power units. It offers commercial engine, military engine, and auxiliary power units. The company was founded by Frederick Rentschler in 1925 and is headquartered in East Hartford, CT.

American Home Shield Corp. provides repairs and maintenance services to home appliances. It offers home warranty protection to home systems, air conditioners, electrical, refrigerator, washer dryer, furnaces plumbing, and heating appliances. The company was founded in 1971 and is headquartered in Memphis, TN.

Cornell University is an educational institution that offers undergraduate and post graduate programs. It was founded in 1865 and is based in Ithaca, NY.

RBC Capital Markets LLC is a full-service brokerage and financial services firm headquartered in New York City. They are a direct subsidiary of RBC USA Holdco Corp. and a wholly-owned indirect subsidiary of Royal Bank of Canada (TSE, NYSE: RY). Founded in 2010, the firm is comprised of 3 major business lines: the Private Client Group, the Fixed-Income Group and the Clearing and Execution Services Group. The Private Client Group serves individual investors, while the Fixed-Income Group provides services to institutions, municipalities and non-profit organizations. The Clearing and Execution Services Group is a provider of clearing and execution services to independent brokers/dealers throughout the US. RBC Capital Markets focuses on the following sectors: communications, media, consumer/retail, diversified industries, energy, financial institutions, forest products, healthcare, infrastructure finance, mining & metals, real estate, social infrastructure, technology and the US municipal markets.

United Way of Palm Beach County, Inc. is a non profit organization that helps to improve the lives of individuals and families in Palm Beach County by uniting the resources of donors, volunteers, agencies and the community. The company was founded in 1928 and is headquartered in West Palm Beach, FL.

Lockheed Martin UK Ltd. designs, develops, manufactures, and integrates traffic management systems. The firm offers combined arms tactical trainers, counter battery radars, submarines and missile systems for attack helicopters. The company was founded in July 1999 and headquartered in London, the United Kingdom.

The Financial Accounting Standards Board provides oversight of accounting standards. The non-profit company is based in Norwalk, CT.

Connecticut Science Center owns and operates museum. It exhibits, a state-of-the-art 3D digital theatre, plus daily programs and events at the center. Its events and programmes include vacation exploration camps, teen program, women in science, movies, and stage shows. The company was founded in 2001 and is headquartered in Hartford, CT.

Operation Homefront, Inc. provides emergency assistance and morale to US troops. The company was founded in February 2002 by Amy Palmer and is headquartered in San Antonio, TX.

American Institute of Aeronautics & Astronautics provides services in the field of aeronautical engineering & publishes technical journals. The company provides services such as publications & papers, courses & training and conferences & events. The company was founded in 1963 and is headquartered in Reston, VA.

Heart of Florida United Way, Inc. provides health and human services. It operates a community crisis and suicide hotline and information referral helpline; a Volunteer Resource Center; a Gifts In Kind Center; a Stewardship program that works with agencies to provide emergency assistance; and the Ryan White Part B program. The company was founded in 1939 and is headquartered in Orlando, FL.

Lockheed Martin Gyrocam Systems LLC manufactures gyro stabilized optical surveillance systems. It provides its services for ground, maritime, fixed-site and airborne applications. The firm offers ruggedized gyrocam optical sensor systems in 9-inch and 15-inch classes and its lab certified, field tested and battle proven products fulfills the requirements of all military branches. The company is headquartered in Sarasota, FL.

Part of Lockheed Martin Corp., Helicopter Support, Inc. maintains helicopters.

Sikorsky Support Services, Inc. offers aircraft maintenance and support services. It offers aircraft services, which include closed loop supply support, provisioning, field service representative services, logistics planning, warehouse operations, training, publication updates, and engineering assistance; maintenance services, training and engineering services, base operations support, back-up shop and depot maintenance. The firm also provides calibration services, aircraft on-equipment maintenance, engine on-equipment maintenance, limited support equipment maintenance, off station recovery and repair of aircraft, primary back-up aviation unit maintenance, aviation intermediate maintenance, and phase maintenance. The company was founded in 1984 and is headquartered in Shelton, CT.

SRT LLC provides engineering and business consulting services. It also offers business support services. The company was founded in February 2002 by Thomas P. Dannenhoffer and is headquartered in Branford, CT.

Investcorp Credit Management US LLC (ICM US) is a SEC-registered investment advisor headquartered in New York City. The firm was founded in 2012 and is a subsidiary of IVC Credit Management Financing LLC, which is ultimately owned by Mille Lacs Band of Ojibwe. ICM US provides investment supervisory services to investment vehicles, which includes collateralized loan obligations (CLOs) and pooled investment vehicles.