Profile
Mr. Dan Griffith is a Principal at Sterne, Agee & Leach, Inc. He joined Sterne, Agee & Leach in January 2006.
Prior to Sterne, Agee & Leach, Mr. Griffith was an Equity Sales Associate at Southwest Financial Group and a Sales Associate at Capital Institutional Services, Inc.
Former positions of Dan Griffith
| Companies | Position | End |
|---|---|---|
Sterne, Agee & Leach, Inc.
 Sterne, Agee & Leach, Inc. Investment Banks/BrokersFinance Founded in 1964, Sterne, Agee & Leach, Inc. is a full service investment firm and registered broker/dealer headquartered in Birmingham, Alabama. The firm's expertise includes retail and institutional brokerage services, investment banking and underwriting, secondary trading of corporate, municipal, and government securities and market making in over-the-counter stocks. The firm is a member of the NYSE and FINRA. | Trading-Equity | 29/09/2012 |
Southwest Financial Group, Inc.
 Southwest Financial Group, Inc. Life/Health InsuranceFinance Part of Wyncrest Group, Inc., Southwest Financial Group, Inc. provides insurance and financial services. The company is based in McKinney, TX. Southwest Financial Group was acquired by Wyncrest Group, Inc. on May 07, 2007. | Corporate Officer/Principal | 30/12/2006 |
Capital Institutional Services, Inc.
 Capital Institutional Services, Inc. Investment Banks/BrokersFinance Founded in 1977, Capital Institutional Services, Inc. (CAPIS) is a broker/dealer located in Dallas, Texas. The firm is structured in distinct divisions including sales, trading, research, accounting, operations and compliance which work together to address the diverse needs of both money managers and fund managers. This approach allows CAPIS to present an array of global trading, transition management, commission recapture, independent research and bundled solutions to their clients. | Corporate Officer/Principal | 29/09/1998 |
Training of Dan Griffith
| The University of Texas at Austin | Masters Business Admin |
| University of Arkansas System | Undergraduate Degree |
Experiences
Positions held
Connections
1st degree connections
1st degree companies
Male
Female
Members of the board
Executives
Linked companies
| Private companies | 3 |
|---|---|
Sterne, Agee & Leach, Inc.
Sterne, Agee & Leach, Inc. Investment Banks/BrokersFinance Founded in 1964, Sterne, Agee & Leach, Inc. is a full service investment firm and registered broker/dealer headquartered in Birmingham, Alabama. The firm's expertise includes retail and institutional brokerage services, investment banking and underwriting, secondary trading of corporate, municipal, and government securities and market making in over-the-counter stocks. The firm is a member of the NYSE and FINRA. | Finance |
Capital Institutional Services, Inc.
Capital Institutional Services, Inc. Investment Banks/BrokersFinance Founded in 1977, Capital Institutional Services, Inc. (CAPIS) is a broker/dealer located in Dallas, Texas. The firm is structured in distinct divisions including sales, trading, research, accounting, operations and compliance which work together to address the diverse needs of both money managers and fund managers. This approach allows CAPIS to present an array of global trading, transition management, commission recapture, independent research and bundled solutions to their clients. | Finance |
Southwest Financial Group, Inc.
Southwest Financial Group, Inc. Life/Health InsuranceFinance Part of Wyncrest Group, Inc., Southwest Financial Group, Inc. provides insurance and financial services. The company is based in McKinney, TX. Southwest Financial Group was acquired by Wyncrest Group, Inc. on May 07, 2007. | Finance |
- Stock Market
- Insiders
- Dan Griffith
