Alex Barrios

Ladenburg Thalmann & Co., Inc. (Broker) is the broker/dealer division of Ladenburg Thalmann & Co., Inc., ultimately held by Advisor Group Holdings, Inc. Headquartered in New York City, the firm was founded in 1876 and offers a full suite of capital markets products and services, including proprietary equity research and a fixed-income trading desk. For institutional asset management clients, the firm provides liquidity, execution, high-quality idea-generating research, and access to corporate management teams. Their institutional coverage includes relationships with over asset management companies all over the world. To corporate clients, they bring access to investor capital, broad distribution capabilities and financial markets advisory. Ladenburg Thalmann is a leader in financing growing middle-market public companies across various industry verticals, including Healthcare & Life Sciences, Yield-Oriented Securities (BDCs, REITs, MLPs), Energy, Power & Infrastructure, and Telecom, Media & Technology.

Variant Trading Institutional Group, Inc. operates as a brokerage firm. It specializes in the business of buying and selling securities such as stocks, bonds, mutual funds and other investment products. The company was founded in 2003 and is headquartered in Boca Raton, FL.

Wilmington Capital Securities LLC provides investment advisory services. Its services include annuities, asset allocation, bonds, closed-end funds, investment banking, institutional sales and IPOs. The firm products include mutual funds, private equity, tax free municipal trusts and employee stock. The company is headquartered in Garden City, NY.

Cassel Salpeter & Co. LLC operates as an independent investment banking firm that provides advice services. It offers mergers and acquisitions, valuations, fairness & solvency, re-structuring, advisory services and capital raising services to the banks and commercial finance companies. The company was founded by James S. Cassel and Scott E. Salpeter in 2010 and is headquartered in Miami, FL.

Ladenburg Thalmann Asset Management, Inc. (LTAM) is a SEC-registered investment advisor headquartered in New York City. The firm was founded in 1982 and is a wholly-owned subsidiary of Advisor Group Holdings, Inc. LTAM provides consulting and fund management services to individuals, high net-worth individuals, small business owners, pension and profit-sharing plans, plan participants, trusts, estates and charitable organizations, corporations or other business entities, investment companies, pooled investment vehicles and other investment advisers.

Part of UBS Group AG, The Klein Group LLC is a company that provides investment banking services. The company is based in New York, NY. The company was founded by James S. Cassel, Scott E. Salpeter, Barry E. Steiner. The Klein Group LLC (New York) was acquired by Credit Suisse Group AG from M. Klein & Co. LLC.

American Arbitration Association provides conflict management and dispute resolution services. It provides a forum for the hearing of disputes, rules, and procedures, and a roster of impartial experts to resolve cases. In addition to dispute resolution services, the American Arbitration Association offers training and helps develop arbitration and mediation systems. It maintains offices in the U.S. and one in Ireland; in addition, it works with arbitration groups located in other countries. It was founded in 1926 and is located in New York, NY.

Part of SLM Corp., Education Assistance Foundation provides students with loans. The company is based in Seattle, WA. Education Assistance Foundation was acquired by SLM Corp. on December 14, 2004.

University of Miami (Florida) is a private research university with students from around the world that is focused on teaching and learning, the discovery of new knowledge, and service to the South Florida region and beyond. The university was founded in 1925 and it is headquartered in Coral Gables, FL.

New York State Bar Association is a non-profit organization, which provides legal services and offers a membership program for lawyers. It also publishes an array of books, bar journals, law digest, and State Bar news. The company was founded in 1876 and is headquartered in Alban, NY.

The Florida Bar operates as professional organization of lawyers. The company is headquartered in Tallahassee, FL.

UNC Health Care System owns and operates hospitals. It specializes in cancer care, heart and vascular care, and solid organ transplant. The company was founded in November 01, 1998 and is headquartered in Chapel Hill, NC.

The Institute of International Education, Inc. is a non-profit organization that provides educational and training programs for participants, sponsors and donors. It promotes educational relations, strengthen and link learning institutions. The firm?s programs are focused on the advancement of academic freedom, leadership skills development and capacity enhancement of individuals and organizations to address educational challenges. The organization was founded in 1919 and is headquartered in New York, NY.

Association for Corporate Growth, Inc. is a global organization founded in 1954 by Kenneth S. Berryman and David H. Brenner. The non-profit company is based in Chicago, IL and has subsidiaries in the United Kingdom, Netherlands, Canada, and the United States. The company's mission is to drive middle-market growth and it serves 90,000 investors, executives, lenders, and advisers to growing middle-market companies. The company's core focus is on middle-market M&A, with more than 25 years of sell-side and buy-side advisory experience, closing more than 200 transactions with a combined value of more than $1 billion. The company also publishes Middle Market Growth, the official publication of the Association for Corporate Growth, which includes a print magazine, website, weekly e-newsletter, and daily newsfeed. The CEO of the company since 2019 is Brent A. Baxter.

Part of AG Artemis Holdings LP, Ladenburg Capital Management, Inc. is a security brokers, dealers, and flotation company. The company is based in New York, NY.

National Association of Securities Dealers, Inc. provides financial regulatory services. The non-profit company is based in Washington and has subsidiaries in the United States. The American company was founded by Richard B. Jennings, Vince Means.

Miami Country Day School, Inc. is a non-profit organization, which engages in the provision of education services. It offers services relating to academics, lower school, middle school, upper school, learning resources, and college counseling. The company was founded in 1938 and is headquartered in Miami, FL.

Littlebanc Advisors LLC (Littlebanc) is a private equity firm founded in 2009 by Michael Margolies. The firm is headquartered in Naples, Florida.

Ahava Investment Partners LLC is a hedge fund manager headquartered in Boca Raton, Florida. The firm was founded in 2011.

Beliade (M3 Ventures) is a venture capital firm founded in 2015 by Martin Dolfi, Tracy Dubb and Jill Yablon. The firm is headquartered in New York.

Sanctuary Wealth Group LLC provides financial advisory services. The company was founded by James R. Dickson and is headquartered in Indianapolis, IN.

The Invest In Others Charitable Foundation is a 501(c)(3) organization that is backed by the financial services industry. The foundation's mission is to enhance the charitable efforts of financial advisors, employees, and their firms.

Dianomi Therapeutics, Inc. engages in the development of Mineral Coated Microparticle (MCM) technology. It focuses on the improvement of drug molecules for targeting autoimmune diseases. The company was founded by Barry Kurokawa, William Murphy, Martin Ostrowski, and Anna Clements in 2017 and is headquartered in Madison, WI.