Ownership Submission
FORM 4 |
Check this box if no longer subject to Section 16, Form 4 or Form 5 obligations may continue. See Instruction 1(b).
|
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
|
OMB APPROVAL
|
OMB Number:3235-0287Expires:January 31, 2005Estimated average burden hours per response...0.5
|
|
1. Name and Address of Reporting Person * |
Eckard Jonathan
|
|
2. Issuer Name and Ticker or Trading Symbol
TYME TECHNOLOGIES, INC. [TYME]
|
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director
|
_____ 10% Owner
|
_____ Officer (give title below)
|
_____ Other (specify below)
|
Chief Business Officer /
|
|
(Last)
|
(First)
|
(Middle)
|
C/O TYME TECHNOLOGIES, INC. , 1 PLUCKEMIN WAY - SUITE 103
|
|
3. Date of Earliest Transaction (Month/Day/Year)
|
(Street)
|
BEDMINSTER
|
NJ
|
07921
|
|
4. If Amendment, Date Original Filed(Month/Day/Year)
|
6. Individual or Join/Group Filing(Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
| |
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned |
|
1.Title of Security
|
2. Transaction Date (Month/Day/Year)
|
2A. Deemed Execution Date, if any (Month/Day/Year)
|
3. Transaction Code
|
4. Securities Acquired (A) or Disposed of (D)
|
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
|
6. Ownership Form: Direct (D) or Indirect (I)
|
7. Nature of Indirect Beneficial Ownership
|
Code
|
V
|
Amount
|
(A) or (D)
|
Price
|
|
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
|
2. Conversion or Exercise Price of Derivative Security
|
3. Transaction Date (Month/Day/Year)
|
3A. Deemed Execution Date, if any (Month/Day/Year)
|
4. Transaction Code
|
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
|
6. Date Exercisable and Expiration Date
|
7. Title and Amount of Securities Underlying Derivative Security
|
8. Price of Derivative Security
|
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s)
|
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
|
11. Nature of Indirect Beneficial Ownership
|
Code
|
V
|
(A)
|
(D)
|
Date Exercisable
|
Expriation Date
|
Title
|
Amount or Number of Shares
|
Reporting Owners
Reporting Owner Name / Address |
Relationships |
Director
|
10% Owner
|
Officer
|
Other
|
Eckard Jonathan
C/O TYME TECHNOLOGIES, INC.
1 PLUCKEMIN WAY - SUITE 103
BEDMINSTER, NJ07921
|
|
|
Chief Business Officer
| |
Signatures
By: /s/ Richard Cunningham as attorney-in-fact for Jonathan Eckard
|
2022-09-16
|
**Signature of Reporting Person
|
Date
|
Explanation of Responses:
(*) |
If the form is filed by more than one reporting person, see Instruction 5(b)(v).
|
(**) |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
|
(1) |
This option was fully vested and assumed by Syros Pharmaceuticals, Inc. ("Syros") in its merger with the issuer and replaced with an option to purchase 21,910 shares of Syros common stock for $98.36 per share, after giving effect to a 1-for-10 reverse stock split by Syros (the "Reverse Split").
|
(2) |
This option was fully vested and assumed by Syros in the merger and replaced with an option to purchase 6,573 shares of Syros common stock for $66.18 per share, after giving effect to the Reverse Split.
|
(3) |
This option was fully vested and assumed by Syros in the merger and replaced with an option to purchase 6,573 shares of Syros common stock for $66.18 per share, after giving effect to the Reverse Split.
|
(4) |
This option was fully vested and assumed by Syros in the merger and replaced with an option to purchase 16,244 shares of Syros common stock for $35.60 per share, after giving effect to the Reverse Split.
|
(5) |
This option was fully vested and assumed by Syros in the merger and replaced with an option to purchase 13,146 shares of Syros common stock for $31.72 per share, after giving effect to the Reverse Split.
|
(6) |
This option was fully vested and assumed by Syros in the merger and replaced with an option to purchase 18,886 shares of Syros common stock for $32.63 per share, after giving effect to the Reverse Split.
|
(7) |
This option was fully vested and assumed by Syros in the merger and replaced with an option to purchase 21,130 shares of Syros common stock for $7.30 per share, after giving effect to the Reverse Split.
|
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient,
See Instruction 6 for procedure.Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB number.
Attachments
-
Original Link
-
Original Document
-
Permalink
Disclaimer
Tyme Technologies Inc. published this content on 16 September 2022 and is solely responsible for the information contained therein. Distributed by Public, unedited and unaltered, on 16 September 2022 22:09:02 UTC.