1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached: | The Diverse Income Trust Plc | |
2. Reason for the notification (please tick the appropriate box or boxes): | ||
An acquisition or disposal of voting rights | X | |
An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached | ||
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments | ||
An event changing the breakdown of voting rights | ||
Other (please specify): | ||
3. Full name of person(s) subject to the notification obligation: | Brewin Dolphin Plc | |
4. Full name of shareholder(s) (if different from 3.): | ||
5. Date of the transaction and date on which the threshold is crossed or reached: | 18 January 17 | |
6. Date on which issuer notified: | 19 January 17 | |
7. Threshold(s) that is/are crossed or reached: | 5% |
8. Notified details: | |||||||
A: Voting rights attached to shares | |||||||
Class/type of shares if possible using the ISIN CODE | Situation previous to the triggering transaction | Resulting situation after the triggering transaction | |||||
Number of Shares | Number of Voting Rights | Number of shares | Number of voting rights | % of voting rights | |||
Direct | Direct | Indirect | Direct | Indirect | |||
GB00B65TLW28 ORD GBP0.001 | 19,155,623 | 19,155,623 | n/a | n/a | 19,181,424 | n/a | 5.0018% |
B: Qualifying Financial Instruments | ||||
Resulting situation after the triggering transaction | ||||
Type of financial | Expiration | Exercise/ | Number of voting | % of voting |
instrument | date | Conversion Period | rights that may be | rights |
acquired if the | ||||
instrument is | ||||
exercised/ converted. | ||||
C: Financial Instruments with similar economic effect to Qualifying Financial Instruments | ||||||
Resulting situation after the triggering transaction | ||||||
Type of financial instrument | Exercise price | Expiration date | Exercise/ Conversion period | Number of voting rights instrument refers to | % of voting rights | |
Nominal | Delta | |||||
Total (A+B+C) | |
Number of voting rights | Percentage of voting rights |
19,181,424 | 5.0018% |
9. Chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held, if applicable:
Indirect - Brewin Nominees (Channel Islands) Limited - | 420,903 | 0.1097 | % |
Indirect - Giltspur Nominees Limited - | 7,493,390 | 1.9540 | % |
Indirect - BDS Nominees Limited - | 5,522,212 | 1.4400 | % |
Indirect - Brewin Nominees Limited A/c Gross | 3,747,522 | 0.9772 | % |
Indirect - Brewin Nominees Limited A/c Charity - | 985,913 | 0.2571 | % |
Indirect - Brewin Nominees Limited A/c Offbond - | 1,011,484 | 0.2638 | % |
GRAND TOTAL | 19,181,424 | 5.0018 | % |
Proxy Voting: | |
10. Name of the proxy holder: | |
11. Number of voting rights proxy holder will cease to hold: | |
12. Date on which proxy holder will cease to hold voting rights: |
13. Additional information: | Figures based on shares in issue of 383,487,239 The indirect voting rights under (9) relate to shares held in client portfolios, managed by those firms, under discretionary investment management agreements. |
14. Contact name: | Graham Brabbs |
15. Contact telephone number: | 0191 230 7190 |
The Diverse Income Trust plc published this content on 20 January 2017 and is solely responsible for the information contained herein.
Distributed by Public, unedited and unaltered, on 24 January 2017 09:05:05 UTC.
Original documenthttp://www.mitongroup.com/downloads/dit/2017/Major interest in share(s) - Brewin Dolphin (200117).pdf
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