For Main Board and GEM listed issuers
For the month ended (dd/mm/yyyy) : | 31/12/2016 |
To : Hong Kong Exchanges and Clearing Limited
Name of Issuer | Semiconductor Manufacturing International Corporation |
Date Submitted | 6 January 2017 |
Movements in Authorised Share Capital
Ordinary Shares
Stock code : 00981 Description :
No. of ordinary shares
Par value
(US$)
Authorised share capital (US$)
Balance at close of preceding month 50,000,000,000 $0.0004 $20,000,000.00
Increase/(decrease) (See Remark 1) -
Balance at close of the month 5,000,000,000 $0.004 $20,000,000.00
Stock code : N/A Description :
Preference Shares
Stock code :
--- Description :
No. of preference Par value
shares (US$)
Authorised share
capital
(US$)
Balance at close of preceding month 5,000,000,000 $0.0004 $2,000,000.00
Increase/(decrease)
(See Remark 1)
-
Balance at close of the month
500,000,000 $0.004 $2,000,000.00
Other Classes of Shares
Stock code :
N/A
Description :
No. of other classes of shares
Par value (State currency)
Authorised share capital
(State currency)
Balance at close of preceding month
Increase/(decrease)
Balance at close of the month
Total authorised share capital at the end of the month (State currency) :
USD22,000,000.00
Movements in Issued Share Capital
Balance at close of preceding month
No. of ordinary shares
No of preference shares
No. of other classes of shares
(1)
(2)
42,445,137,458
N/A
N/A
N/A
Increase/ (decrease) during the month
65,352,919
(38,257,568,118)
(See Remark 1)
N/A
N/A
N/A
Balance at close of the month
4,252,922,259
N/A
N/A
N/A
Details of Movements in Issued Share Capital
No. of ordinary shares
Par value (State currency)
Authorised share capital
(State currency)
Balance at close of preceding month Increase/(decrease)
Balance at close of the month
1
Share Options (under Share Option Schemes of the Issuer)
Particulars of share option scheme including EGM approval date (dd/mm/yyyy) and class of shares issuable | Movement during the month | No. of new shares of issuer issued during the month pursuant thereto | No. of new shares of issuer which may be issued pursuant thereto as at close of the month | ||||
Granted | Exercised | Cancelled | Lapsed | ||||
1. Options | 44,939,854 | ||||||
Exercise price: | |||||||
HK$1.764~HK$1 1.4 (See Remark 2) | - | 1,796,912 | - | 688 | 1,796,912 | ||
(10/03/2004) | |||||||
Ordinary shares | |||||||
(Note 1) | 5,768,681 | ||||||
2. Options | |||||||
Exercise price: | |||||||
HK$6.4~HK$8.5 (See Remark 2) | - | - | 5,949 | 284,446 | |||
284,446 | |||||||
( 13 /06 /2013 ) | |||||||
Ordinary shares | |||||||
(Note 1) | |||||||
3. N/A | |||||||
( / / ) | |||||||
Ordinary shares | |||||||
(Note 1) | |||||||
Total A. (Ordinary shares) | 2,081,358 | ||||||
(Preference shares) | N/A | ||||||
(Other class) | N/A | ||||||
Total funds raised during the month from exercise of options (State currency) | HKD 12,463,648.20 |
Warrants to Issue Shares of the Issuer which are to be Listed
Description of warrants (Date of expiry - dd/mm/yyyy) | Currency of Nominal v nominal close of pr value mont alue at Exercised Nominal value at eceding during the close of the h month month | No. of new shares of issuer issued during the month pursuant thereto | No. of new shares of issuer which may be issued pursuant thereto as at close of the month | |||
1. N/A | ||||||
( / / ) | ||||||
Stock code (if listed) | ||||||
Class of shares issuable (Note 1) | ||||||
Subscription price | ||||||
EGM approval date (if applicable) (dd/mm/yyyy) | ( / / ) | |||||
2. N/A | ||||||
( / / ) | ||||||
Stock code (if listed) | ||||||
Class of shares issuable (Note 1) | ||||||
Subscription price | ||||||
EGM approval date (if applicable) (dd/mm/yyyy) | ||||||
3. N/A | ||||||
( / / ) | ||||||
Stock code (if listed) | ||||||
Class of shares issuable (Note 1) | ||||||
Subscription price | ||||||
EGM approval date (if applicable) (dd/mm/yyyy) | ( / / ) | |||||
4. N/A | ||||||
( / / ) | ||||||
Stock code (if listed) | ||||||
Class of shares issuable (Note 1) | ||||||
Subscription price | ||||||
EGM approval date (if applicable) (dd/mm/yyyy) | ( / / ) | |||||
Total B. (Ordinary shares) | N/A | |||||
(Preference shares) | N/A | |||||
(Other class) | N/A |
SMIC - Semiconductor Manufacturing International Corporation published this content on 06 January 2017 and is solely responsible for the information contained herein.
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