Item 3.01. Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing.
On
The Company anticipates that its common stock will be quoted on the Pink Sheets platform, which is operated by OTC Markets Group Inc. (the "Pink Sheets"), and it currently intends to continue to provide information to its stockholders and to take such actions within its control to enable its common stock to be quoted in the Pink Sheets so that a trading market may continue to exist for its common stock. There is no guarantee, however, that a broker will continue to make a market in the common stock and that trading of the common stock will continue on the Pink Sheets or otherwise.
On
The Company's Board of Directors has determined that the voluntary delisting of the Company's common stock will be in the best interests of the Company and its stockholders. The Board's decision was based on careful review of several factors, including the benefits to the Company of eliminating the expenses of being listed on NASDAQ and the costs associated with it, as well as eliminating the demands on management's time of complying with the Nasdaq listing standards.
Item 7.01. Regulation FD Disclosure
On
Item 9.01. Financial Statement and Exhibits
(d) Exhibits. The following exhibit index lists the exhibits that are either filed or furnished with this Current Report on Form 8-K.
99.1Rubicon Technology, Inc. , Press Release datedDecember 13, 2022 104 Cover Page Interactive File (the cover page tags are embedded within the Inline XBRL document). 1
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