Appendix 3Y Change of Director's Interest Notice
Appendix 3Y
Change of Director's Interest Notice
Rule 3.19A.2
Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX's property and may be made public.
Introduced 30/9/2001.
Name of entity Proto Resources & Investments Ltd
ABN 35 108 507 517
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.
Name of Director | Andrew Kenneth Bruce Mortimer |
Date of last notice | 20 August 2013 |
Part 1 - Change of director's relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) of the definition of "notifiable interest of a director" should be disclosed in this part.
Direct or indirect interest | Direct |
Nature of indirect interest (including registered holder) Note: Provide details of the circumstances giving rise to the relevant interest. | n/a |
Date of change | 31 December 2013 |
No. of securities held prior to change | Direct 4,161,151 Ordinary fully paid shares (consolidated) 276,500 $2.50 Options expiring 31 December 2013(consolidated) 300,000 50c Options expiring 1 September 2014 (consolidated) Indirect 20,000 ordinary fully paid shares (consolidated) |
Class | $2.50 Options expiring 31 December 2013 |
Number acquired | Nil |
Number disposed | 276,500 $2.50 Options expiring 31 December 2013 |
+ See chapter 19 for defined terms.
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Appendix 3Y
Change of Director's Interest Notice
Value/Consideration Note: If consideration is non-cash, provide details and estimated valuation | Nil |
No. of securities held after change | Direct 4,161,151 Ordinary fully paid shares (consolidated) 300,000 50c Options expiring 1 September 2014 (consolidated) Indirect 20,000 ordinary fully paid shares (consolidated) |
Nature of change Example: on-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy-back | Option Expiry 31 December 2013 |
Part 2 - Change of director's interests in contracts
Note: In the case of a company, interests which come within paragraph (ii) of the definition of "notifiable interest of a director" should be disclosed in this part.
Detail of contract | |
Nature of interest | |
Name of registered holder (if issued securities) | |
Date of change | |
No. and class of securities to which interest related prior to change Note: Details are only required for a contract in relation to which the interest has changed | |
Interest acquired | |
Interest disposed | |
Value/Consideration Note: If consideration is non-cash, provide details and an estimated valuation | |
Interest after change |
Part 3 - +Closed period
Were the interests in the securities or contracts detailed No above traded during a +closed period where prior written clearance was required?
+ See chapter 19 for defined terms.
Appendix 3Y Page 2 16/4/2012
+ See chapter 19 for defined tenns.
Appendix3Y Change of Director's Interest Notice
16/4/2012 Appendix 3Y Page 3
Appendix 3Y Change of Director's Interest Notice
Appendix 3Y
Change of Director's Interest Notice
Rule 3.19A.2
Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX's property and may be made public.
Introduced 30/9/2001.
Name of entity Proto Resources & Investments Ltd
ABN 35 108 507 517
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.
Name of Director | Lia Melissa Darby |
Date of last notice | 3 January 2012 |
Part 1 - Change of director's relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) of the definition of "notifiable interest of a director" should be disclosed in this part.
Direct or indirect interest | Direct |
Nature of indirect interest (including registered holder) Note: Provide details of the circumstances giving rise to the relevant interest. | n/a |
Date of change | 31 December 2013 |
No. of securities held prior to change | Direct 468,883 Ordinary fully paid shares (consolidated) 262,167 $2.50 Options expiring 31 December 2013 (consolidated) Indirect 20,000 ordinary fully paid shares (consolidated) |
Class | $2.50 Options expiring 31 December 2013 |
Number acquired | Nil |
Number disposed | 262,167 $2.50 Options expiring 31 December 2013 |
Value/Consideration Note: If consideration is non-cash, provide details and estimated valuation | Nil |
+ See chapter 19 for defined terms.
11/3/2002 Appendix 3Y Page 1
Appendix 3Y
Change of Director's Interest Notice
No. of securities held after change | Direct 468,883 Ordinary fully paid shares (consolidated) Indirect 20,000 ordinary fully paid shares (consolidated) |
Nature of change Example: on-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy-back | Option Expiry 31 December 2013 |
Part 2 - Change of director's interests in contracts
Note: In the case of a company, interests which come within paragraph (ii) of the definition of "notifiable interest of a director" should be disclosed in this part.
Detail of contract | |
Nature of interest | |
Name of registered holder (if issued securities) | |
Date of change | |
No. and class of securities to which interest related prior to change Note: Details are only required for a contract in relation to which the interest has changed | |
Interest acquired | |
Interest disposed | |
Value/Consideration Note: If consideration is non-cash, provide details and an estimated valuation | |
Interest after change |
Part 3 - +Closed period
Were the interests in the securities or contracts detailed No above traded during a +closed period where prior written clearance was required?
+ See chapter 19 for defined terms.
Appendix 3Y Page 2 11/3/2002
+ See chapter 19 for defined tenns.
Appendix3Y Change of Director's Interest Notice
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