LPL Financial Holdings Inc. Announces Retirement of Thomas Gooley, Managing Director, Service, Trading and Operations
January 31, 2019 at 09:10 pm
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On January 29, 2019, LPL Financial Holdings Inc. announced that Thomas Gooley, Managing Director, Service, Trading and Operations, will be retiring from the Company in March 2019.
LPL Financial Holdings Inc. is an independent broker-dealer and an investment advisory firm company. The Company offers an integrated platform of brokerage and investment advisory services to independent financial advisors and financial advisors at enterprises (collectively, advisors) in the United States. Through its comprehensive platform, it offers integrated technology solutions; brokerage and advisory platforms; clearing, compliance, business and planning and advice services; consultative practice management programs and training, and in-house research. Through its custody and clearing platform, using both proprietary and third-party technology, the Company offers access to diversified financial products and services, enabling its advisors to offer personalized financial advice and brokerage services to retail investors. Its products include alternative investments, annuities, exchange-traded products, insurance-based products, mutual funds, and retirement plan products.