Item 2.02 Results of Operations and Financial Condition. OnJanuary 29, 2020 ,Legg Mason, Inc. announced its results of operations for the quarter endedDecember 31, 2019 . A copy of the related press release is attached hereto as Exhibit 99. The information in this Section 2.02 and Exhibit 99 attached hereto shall not be deemed "filed" for purposes of the Securities Exchange Act of 1934, as amended, nor shall it be deemed incorporated by reference in any filing under the Securities Act of 1933, as amended, except as shall be expressly set forth by specific reference in such filing. Item 9.01 Financial Statements and Exhibits. (d) Exhibits Exhibit No. Subject Matter Press Release ofLegg Mason, Inc. dated January 99 29, 2020 104 Cover Page Interactive Data File (embedded within the Inline XBRL document)
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