Kaiser Reef : Notification regarding unquoted securities - KAU

Notification of Issue, Conversion or Payment up of Unquoted Equity Securities

Announcement Summary

For personal use only

Entity name

KAISER REEF LIMITED

Date of this announcement

Wednesday February 16, 2022

The +securities the subject of this notification are:

+Other securities issued under an +employee incentive scheme that are not intended to be quoted on ASX

Total number of +securities to be issued/transferred

		Total number of
ASX +security		+securities to be
code	Security description	issued/transferred	Issue date
New class - code	Unlisted Options exercisable at $0.52 on or before	250,000	15/02/2022
to be confirmed	8 March 2024
New class - code	Unlisted Options exercisable at $0.60 on or before	250,000	15/02/2022
to be confirmed	8 March 2024
New class - code	Performance Rights expiring 8 March 2022	200,000	15/02/2022
to be confirmed
New class - code	Performance Rights expiring 8 September 2023	200,000	15/02/2022
to be confirmed

Refer to next page for full details of the announcement

Notification of Issue, Conversion or Payment up of Unquoted

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Notification of Issue, Conversion or Payment up of Unquoted Equity Securities

Part 1 - Entity and announcement details

For personal use only

1.1 Name of entity

KAISER REEF LIMITED

We (the entity named above) give notice of the issue, conversion or payment up of the following unquoted +securities.

1.2	Registered number type	Registration number
ABN	38635910271
1.3	ASX issuer code
KAU

1. The announcement is New announcement
2. Date of this announcement

16/2/2022

Notification of Issue, Conversion or Payment up of Unquoted

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Notification of Issue, Conversion or Payment up of Unquoted Equity Securities

Part 2 - Issue details

2.1 The +securities the subject of this notification are:

+Other securities issued under an +employee incentive scheme that are not intended to be quoted on ASX

For personal use only

2.2a This notification is given in relation to an issue of +securities in a class which is not quoted on ASX and which:

does not have an existing ASX security code ("new class")

Notification of Issue, Conversion or Payment up of Unquoted

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Notification of Issue, Conversion or Payment up of Unquoted Equity Securities

Part 3C - number and type of +securities the subject of this notification (new class) where issue has not previously been notified to ASX in an Appendix 3B

only	ASX +security code			+Security description
	New class - code to be confirmed			Unlisted Options exercisable at $0.52 on or before 8 March
				2024
	+Security type			ISIN code
	Options
use	Date the +securities the subject of this notification were issued
15/2/2022
	Will all the +securities issued in this class rank equally in all respects from their issue date?
	Yes
personal	Were any of the +securities issued to +key management personnel (KMP) or an +associate?
No
Have you received confirmation from ASX that the terms of the +securities are appropriate and equitable under
	listing rule 6.1?
	No
	Please provide a URL link for a document lodged with ASX setting out the material terms of the +securities being
	issued.
	Same terms as Schedule 2, however different expiry date
	https://www.asx.com.au/asxpdf/20211018/pdf/451s78t1mtwh3z.pdf
Options Details
	+Security currency	Exercise price		Expiry date
	AUD - Australian Dollar	AUD 0.52000000	8/3/2024
For	Details of the existing class of +security that will be issued upon exercise or conversion of this new class of

company option Other

Description

ASX: KAU

Please provide a URL link for a document lodged with ASX detailing the terms of the +employee incentive scheme or a summary of the terms

Performance Rights and Option Plan

https://www.asx.com.au/asxpdf/20200226/pdf/44fgxgjykxh374.pdf

Notification of Issue, Conversion or Payment up of Unquoted

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Notification of Issue, Conversion or Payment up of Unquoted Equity Securities

Any other information the entity wishes to provide about the +securities the subject of this notification

Issue details

only	Number of +securities
		250,000
use	ASX +security code			+Security description
		New class - code to be confirmed			Unlisted Options exercisable at $0.60 on or before 8 March
					2024
personal	+Security type			ISIN code
Options
		Date the +securities the subject of this notification were issued
		15/2/2022
		Will all the +securities issued in this class rank equally in all respects from their issue date?
		Yes
		Were any of the +securities issued to +key management personnel (KMP) or an +associate?
		No
		Have you received confirmation from ASX that the terms of the +securities are appropriate and equitable under
		listing rule 6.1?
		No
For	Please provide a URL link for a document lodged with ASX setting out the material terms of the +securities being
issued.
Same terms as Schedule 2, however different expiry date
		https://www.asx.com.au/asxpdf/20211018/pdf/451s78t1mtwh3z.pdf
	Options Details
		+Security currency	Exercise price		Expiry date
		AUD - Australian Dollar	AUD 0.60000000	8/3/2024

Notification of Issue, Conversion or Payment up of Unquoted

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