Integrated BioPharma : Submission of Matters to a Vote of Security Holders - Form 8-K

inbp20190913_8k.htm

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

_________________

FORM 8-K

CURRENT REPORT

PURSUANT TO SECTION 13 OR 15(d) OF THE

SECURITIES EXCHANGE ACT OF 1934

DATE OF REPORT (DATE OF EARLIEST EVENT REPORTED):

November 29, 2021

________________

INTEGRATED BIOPHARMA, INC.

(EXACT NAME OF REGISTRANT AS SPECIFIED IN ITS CHARTER)

Delaware

(STATE OR OTHER JURISDICTION OF INCORPORATION)

001-31668	22-2407475
(COMMISSION FILE NUMBER)	(I.R.S. EMPLOYER IDENTIFICATION NO.)

225 Long Avenue

Hillside, New Jersey07205

(ADDRESS OF PRINCIPAL EXECUTIVE OFFICES)

[phone]

(REGISTRANT'S TELEPHONE NUMBER, INCLUDING AREA CODE)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

☐	Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

☐	Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

☐	Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

☐	Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Exchange Act:

Title of each class	Trading Symbol(s)	Name of each exchange on which registered
None	None	None

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§ 230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company ☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

Item 5.07 Submission of Matters to a Vote of Security Holders

On November 29, 2021, Integrated BioPharma, Inc. (the "Company") held its 2021 Annual Meeting of Stockholders (the "Annual Meeting"). A total of 29,820,277 shares of the Company's common stock, par value $0.002 per share, were entitled to vote as of the close of business on October 19, 2021, the record date for the Annual Meeting. The holders of 24,091,966 shares of common stock, representing a quorum, were present in person or represented by proxy at the Annual Meeting, at which the stockholders were asked to vote on three proposals. The proposals are described in detail in the Company's definitive proxy materials which were filed with the Securities and Exchange Commission and first made available to stockholders on or about October 27, 2021 (the "Definitive Proxy Statement"). E Gerald Kay, Riva Sheppard and Carl DeSantis were each elected as Class I directors to serve until the 2024 Annual Meeting of Stockholders (subject to their respective earlier removal, death or resignation) and until their successors are elected and qualified. The affirmative vote of the majority of the votes cast voted in favor of the non-binding advisory proposal of the Executive Compensation paid to the Company's Named Executive Officers set forth in the Definitive Proxy Statement and the Company's stockholders ratified the appointment of Friedman LLP as the Company's independent registered public accounting firm for the fiscal year ending June 30, 2022.

Proposal No. 1 -To elect three Class I directors for a three-year term to serve until the 2024 Annual Meeting of Stockholders

The Company's stockholders voted for the election of three Class I directors to serve until the 2024 Annual Meeting of Stockholders (subject to their respective earlier removal, death or resignation) and until their successors are elected and qualified. The final voting results were as follows:

					Broker
	For		Withheld		Non-Votes
E Gerald Kay	22,859,794		159,956		1,072,216
Riva Sheppard	22,945,563		74,187		1,072,216
Carl DeSantis	22,863,665		156,085		1,072,216

Proposal No. 2 -Nonbinding, Advisory Vote on Executive Compensation

The Company's stockholders voted, by a nonbinding advisory vote for the Executive Compensation paid to the "Named Executive Officers" set forth in the Definitive Proxy Statement. The final nonbinding voting results were as follows:

For		Against		Abstain		Broker Non-Votes
20,248,376		660,876		2,110,498		1,072,216

Proposal No. 3 - To ratify the appointment of the Company's independent auditors for the fiscal year ending June 30, 2022

The Company's stockholders voted in favor of ratifying the appointment of Friedman LLP as the Company's independent auditors for the fiscal year ending June 30, 2022. The final voting results were as follows:

For		Against		Abstain
23,818,827		6,353		266,786

There were no other transactions presented at the Annual Meeting.

Item 9.01 Financial Statements and Exhibits.

(d) Exhibits.

The following exhibit relating to Item 5.07 shall be deemed to be furnished, and not filed:

104

Cover Page Interactive Data File (embedded within the Inline XBRL document)

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EXHIBIT INDEX

Exhibit		Description
104		Cover Page Interactive Data File (embedded within the Inline XBRL document)

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SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

	INTEGRATED BIOPHARMA, INC.
Date: November 29, 2021	By: /s/ Dina L Masi
	Dina L Masi
	Chief Financial Officer

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