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CheyneCheyne Capitai Management (IJK) LLP
Stornoway House
13 Cleveland Row
London SW1A 1DH Phone:+44 (0)20 7968 7460
Fax: +44 (0)20 7968 7650
Capitai FaxTo: Company announcement
Platform ASX
From: Aurelie Lauduique
Company: Cheyne Capitai Management (UK) LLP Tel: +44 (O) 207 968 7351
Fax: +44 (O) 207 968 7603 IOmail: Aureie,lauduique@cheynecapital.com
Pages: 7 Date: 2nd October 2012
D Urgent D ForReview D Please Comment D Please Reply D Please Reçyçle
Cheyne Capitai Management (UK) LLP- Form 603
DearSir,
Please find attached a form 603 (Notice of initial substantial holder) in relation to Funds managed by Cheyne Capitai Management (UK) LLP's dealings and holdings in lndustrea Limited's ordinary shares and CFDs.
Fee free to contact us directly should you have any questions. Yours faithfully,
Aurelie Lauduique
Senior Compliance Associate
Authmised and Regulated by the Financial Sarvices Authonty
Cheyne Cap al Management (UK) LLP is a Jimited Jiability partnership registered in England (Registered no. OC321484)
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Form 603corporations Aot 2001
Sectlon 671B
Notice of initial substantial holder603
12 Company Name/Scheme
ACNIARSN
lndustrea Limiled (IOL)
1. D•toll$ ohub•tontial holder (1)
Namo Funds managod by Choyno Capitai Management (UK) LLP ACNIAFlSN (Ilapplicabio)
The holder became a subslantial holder on 01 11O /2012
2. Dotalls ofvotlng power
The lolalnumber of voles allaohed to ali the voling •hares In the company or vollng lnterasts In lho schome that lhe subslanlial holder or an associate (2) haà o
retevant interest (3) in on the date the substanttalholder bocame a substantlal holder are as follows:
Ctass of sa urltiGs (4) | l Number of securitles | l Person's votes (5) | l voting powar (B) |
l Ornlnary shares | l 18,3G6,777 | l 16,356,777 | l 4.96% |
3. Details of relevant int re!libi
The nature of the relevantlntorast the substantlal holder or an associate had in the followin9 voting socurltlos on the date the substantial holder beoame •
substantlal holdei-r::•rc:e::•::•"fo:::ll::ow::•::.'-:--:--;-:---,----,r--:-:-:---:-::----:-:-:--:-::::----,--::-:---:---:----:c--,::---,
Holder of relevant intere.st Nature of relevant lnterest (7) Cliisi ç nd number of securltles
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4. Dotalls of prasont ragistél'éd holdérs
The persons registered as holdern of the securitles referred to In paragraph S above are as follows·
Holder of relavant lnterest | Regiotored holdor of securitie.s | Person entitled to be rogistered as holder (8) | Class and number ofseourities |
Choyno European Event Driven F'und | UBS AG Prime Brokerage Ace/ Cheyne European Event Orivon Fund | UBS AG Prime Brokerage Ace/ Cheyne European Event Oriven Fund | 13,818,278 ordlnary lDL shares and 305,150 CFD |
lnnoeap Fund Sleav Pie (Cheyno European Event Driven Sub l'und) | Morgan Stonloy&Co lnWnatlonal Primo arokerage cc/lnnocap l Cheyne Emopean Event Dr!ven | Morgen Stanley&Co lnternational Primo Brokerage AetJ/ lnnocap l Chayno Europaon E.veol Driven | 757,513 ordinary IDL •h•r•• ond 16,a75 ero |
Lyxor l Cheyne European Event Driven Fund Umited ( Cheyne E'uropean Event Driven Fund oub fundl | Deutsche Bank AG London Prime Brokerage Ace/ Lyxor l Cheyne European Event Oriven | Deutsche Bank AG London Prime Brokerage Accl L.yxor l Cheyne European E;vent Priven | 3,782,986 ordlnary IDl. shares and 6Z,047 CFD |
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s. Gon,ideration
The conslderatlon pald for each relevant interest referred to in paragraph 3 above, and acqulred In the four months prlor to thG day that tha substantlal holder
became a substantial holder ls as follows·
417
crass and number Holder of relevant Date of acquisitlon Conslderatlon (9) of sacurltles intere.st
Cash Non-oash
n Fnl
Choyno European Event 1" June 2012 AUP 1.6
per share 28.769 ordinary shareo
Cheyne European Event 11'" September
2012 AUP 1.21 per ohare 925,190 ordinary
Driven Fund LP sh•res
Cheyne European Event Oriven 1211> Soptomber 2012 AUD 1.22 pershare 121,918 ordinary
Fund LP shares
Cheyne European Event Drlven 13'" September 2012 AUD 1.22 per shore 468,692 ordlnary
Cheyne uropean venl Driven 18'" September 2012 AUP
1.24 pershare 3,790,000 ordlnary
Fund LP shares
Che.yne European Evcmt Driven 19'" September 2012 AUD 1.24 per share 3,032,000 ordinary
Cheyne European Event Driven
281" Soptember 2012 AUD 1.25 per sharo
397,519 ordinary
Fund LP shares
Cheyne t:.uropaan EvBnt Drlven 1" October 2012 AUD 1.25 per CFD 305,150 CFP Fund LP
lnnocap Fund Sleav Pie
(Cheyne European Event 1111 September 2012 AUD 1.21 per share
'
Drlven Sub Fund)
shiire5
lnnocap Fund Sicav PIO 6,595 ordlnary
(Cheyne Er.uopea.n event 12u1 SBptember 2012 AUD 1.22 pershare
Ddven Sub Fund)
sharas
lnnocap Fund Sicav Pie 25,362
ordinary
(Cheyno f;;uropea.n Event 13 Septembor 2012 AUD
1.22 persharo
'
Priven Sub Fund)
shares
lnnocap F'und Slcav Ptc (Cheyne European Event Driven Sub Fund)
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16" September 2012
AUD 1.24 pershare
205,000 ordinary
shares
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lnnocap Fund Slcav Pie (Cheyne European Event Dliven Sub Fund) | 19" September 2012 | AUD 1.24 per sharo | 184,000 ordlnary shares |
lnnoclilp Fund Sicav Pie (Cheyne European vent Dnven Sub Fund) | 26" September 2012 | AUD 1.26 per share | 21,502 ordlnary shares |
lnnocap Fund Sieav PIO (Cheyne Eu(opean vent Drlven Sub Fund) | 161 Oc:tobar 2012 | AUD 1.2!; par CFD | 16,97!; CFD |
Lyxor l Cheyne E!.uropean Event Driven Fund Llmlted ( Cheyne European Event Driven Fund sub flnd) | 1" June 2012 | AUD 1.26 per share | 9,230 ordlnary shares |
Lyxor l Cheyne European Event Driven Fund Limited ( Cheyne European Event Driven Fund sub flnd) | 11'" September 2012 | AUD 1.21 per share | 245,334 ordlnary sharos |
Lyxor l Cheyne European Event Driven Fund Limited ( Cheyne E;;uropean Event Dliven Fr.. nd sub fund) | 12'" September 2012 | AUD 1.22 por share | 32,329 ordinary shares |
Lyxor l Cheyne uropeM f:;vont Driven Fund limited ( Cheyne europeon event Driven Fund sub rund) | 13'" Soptomber 2012 | AUD 1.22 per share | 124,337 ordlnary sharas |
Lyxor l Chayna E.uropean Event Drlvon l'und Llmlted ( Cheyne European Event Driven Fund sub fund) | 16111 September 2012 | AUD 1.24 per share | 1,006,000 ordinary •hareo |
Lyxor l Cheyne European Event Driven Fund Limited ( Cheyne European Event Oriven Fr.md sub fund) | 19111 Septembor2012 | AUD 1.24 per share | 804,000 ordlnary shares |
Lyxor l Cheyne European Event Driven Fund Limited ( Cheyna European Event Drivèl'l !=!und •ub rund) | 28" September 2012 | AUD 1,2!; per share | 105,411 ordinery shares |
Lyxot l CheynG european Event Driven Fund Llmlted ( Cheyne European Event Dliven Fund sub flnd) | 1B1 October 2012 | AUD 1.25 per CFD | 82,047 CFD |
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603
page 2/2 15Juty 2001
6. Assoclates
The reasons the persons named In paragraph 3 above are assoclates ofthe substantlal holdar aro as follows:
Nome and ACN/ARSN (if applioable) | Nature of association |
7. Addre:5selii
The addresses of persons named in thls form are as follows:
Name Address
CheyM Europoan Event Drivan Harbour Centra, 42 Nonh Church
Strect,P.O. Box 1348, GeorgeTown,Grond
Fund LP Cayman KY1·1108, Cayman lslands
lnnocap Fund Sicav Pie {Cheyne 171 Old Bakery Street Valletta- VLT1455.Malta
EvenlDriven Sub Fund)
Lyxor l Cheyne uropean Evont Drlven
Fund Llmltod ( Choyno European Event 18 Esplanade St.
Hellier- Jeroey JE4 SRT Drlvcn Sub Fund)
Cheyne Capitai Management (UI) LLP Stornoway House, 13
Cleveland Row- London SW1A 1DH- UK
Signature
print name
r
Peter{.:;)
capaoity Chlef Compliance Offioe
/Ì
sigli h&ré ' ( l ..., -rA , ,
v DIRECTIONS
date 02 l 1o l
2012
(1) lfthcre are a number o!substantial holder> wilh
slmllar or relate relevantlnterests (eg. a corporation and
itç retated corporatlons, or the manager and trustil!e
of an equlty trust), the names coold be ineludd In an ann ure
to the form. lfthe relevant interests of a group of pBrsons
are essentially similar, lhey may be referred to
throughout the fonn os "$pecifooally name roup lf!he
membership of each group, with the names and addresses of
members ls cleany se!out in paragraph 7 of the rorm_
(2) See the definition of "associate" in $ecUon 9 of tho Corporatlons Act 2001.
(3) Sea tha definltlon of "rolovant lnterest" In sections 60S and 6716(7) of the Corporatlons Act 2001. (4) The voting shares of a company constltule one class unless divided into separ té c1asses.
(5) The total number of votes allachod IO allthe votlng shares In the company or voting interests in the soheme (Ilany) that !he person or an associate has a
relevant interest in.
(6) The person's votes dlvlded by the total votes in the body corporale or oeheme multlplled by 100.
(7) Include detalls of:
(a) any retevant agreement or other circumstances by whtch !Ile rclevant lnterest was acquired. tf subsection 6718(4) applles, a copy of any document setting o1.1t the telililli of any retevant agreement, and a statement by the person giving full a:nd accurate detalls of any contract, scheme or arrMgement, must accompany thls fonn, together wilh a written statement certifying this cont act. schome or arrangement; and
(b) any quallficatlon ofthe power of·a person to exerclse, oontrol the exerclse of, or lnfluence the exercise of, the voting power$ or dispo.sal of tha
secwities lo which the relevant interest relate>
(lndtcating claarly the partlcular secuntles to whlch the
qualification applies).
See the efinilion of "rotovant agreement" In
sectlon 9 of lhe Corporatlons Acl2001.
(6) lfthe substantlal holder is unable lo detennine the idenlity ofthe pei'$On (eg. lf the re!evant lnterost arlses because of an optlon) wlite Munknown.··
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(9) Datalls of the eonsideration must Include any and ali beneflts, moneys and other, that any person !rom whom a retovant lntorest was acqulred has, or may, becomo enmtod lo rocoive in rololion lo thalacqui•ilion. betails must belneluded even llthe beneflt ls condltlonal on lhe happening or not of a contingency. Oatails must be lncluded ohny beneflt paid on behalf of the ouMtontlal holdor or lt• aosoelato In relatlon lo lhe acqulsfilons, even lfthey aro not poid diroctly lo lho person from wl1om the rolavantlnterest was aequlrod.
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