HSBC HOLDINGS 
By Name of listed issuer: HSBC Holdings plc
Next Day Disclosure Return
(Equity issuer - changes in issued share capital and/or share buybacks)For Main Board listed issuers
Revised
Stock code: 5 Date submitted: 29 January 2014
Section I must be completed by a listed issuer where there has been a change in its issued share capital which is discloseable pursuant to rule 13.25A of the Rules (the
"Listing Rules") Governing the Listing of Securities on The Stock Exchange of Hong Kong Limited (the "Exchange").
Section II must also be completed by a listed issuer where it has made a repurchase of shares which is discloseable under rule 10.06(4)(a).
Description of securities:
Ordinary Shares _
I. | |||||
Issues of shares (Notes 6 and 7) | No. of shares | Issued shares as a % of existing issued share capital before relevant share issue (Notes 4, 6 and 7) | Issue price per share (Notes 1 and 7) | Closing market price per share of the immediately preceding business day (Note 5) | % discount/ premium of issue price to market price (Note 7) |
Opening balance as at (Note 2) 31 December 2013 | 18,830,007,039 | ||||
(Note 3) Exercise of options under HSBC Holdings Savings- Related Share Option Plans on 2 January 2014 | 2,529 | 0.00% | £5.7495 | £6.624 (closing market price per share on the London Stock Exchange on 31 December 2013) | Discount of 13.20% |
Exercise of options under HSBC Holdings Savings- Related Share Option Plans on 2 January 2014 | 1,777 | 0.00% | HK$62.9770 | HK$84.15 (closing market price per share on the Hong Kong Stock Exchange on 31 December 2013) | Discount of 25.16% |
For Main Board listed issuers
Exercise of options under HSBC Holdings Savings- Related Share Option Plans on 2 January 2014 | 1,063 | 0.00% | US$8.1232 | US$55.13 = US$11.026 per ordinary share (closing market price per ADS, which represents 5 ordinary shares, on the New York Stock Exchange on 31 December 2013) | Discount of 26.33% |
Exercise of options under HSBC Holdings Savings- Related Share Option Plans on 3 January 2014 | 758 | 0.00% | £5.7704 | £6.597 (closing market price per share on the London Stock Exchange on 2 January 2014) | Discount of 12.53% |
For Main Board listed issuers
Exercise of options under HSBC Holdings Savings- Related Share Option Plans on 8 January 2014 | 6,686 | 0.00% | £5.5204 | £6.758 (closing market price per share on the London Stock Exchange on 7 January 2014) | Discount of 18.31% |
Exercise of options under HSBC Holdings Savings- Related Share Option Plans on 8 January 2014 | 1,777 | 0.00% | HK$62.9770 | HK$83.90 (closing market price per share on the Hong Kong Stock Exchange on 7 January 2014) | Discount of 24.94% |
Exercise of options under HSBC Holdings Savings- Related Share Option Plans on 8 January 2014 | 1,240 | 0.00% | US$8.1232 | US$55.56 = US$11.112 per ordinary share (closing market price per ADS, which represents 5 ordinary shares, on the New York Stock Exchange on 7 January 2014) | Discount of 26.90% |
Exercise of options under HSBC Holdings Savings- Related Share Option Plans on 9 January 2014 | 7,978 | 0.00% | £5.5598 | £6.745 (closing market price per share on the London Stock Exchange on 8 January 2014) | Discount of 17.57% |
Exercise of options under HSBC Holdings Savings- Related Share Option Plans on 10 January 2014 | 4,637 | 0.00% | £5.4573 | £6.681 (closing market price per share on the London Stock Exchange on 9 January 2014) | Discount of 18.32% |
Exercise of options under HSBC Holdings Savings- Related Share Option Plans on 10 January 2014 | 3,554 | 0.00% | HK$62.9770 | HK$85.25 (closing market price per share on the Hong Kong Stock Exchange on 9 January 2014) | Discount of 26.13% |
Exercise of options under HSBC Holdings Savings- Related Share Option Plans on 10 January 2014 | 593 | 0.00% | €6.0657 | €8.09 (closing market price per share on the Paris Stock Exchange on 9 January 2014) | Discount of 25.02% |
For Main Board listed issuers
Exercise of options under HSBC Holdings Savings- Related Share Option Plans on 13 January 2014 | 10,398 | 0.00% | £5.6424 | £6.756 (closing market price per share on the London Stock Exchange on 10 January 2014) | Discount of 16.48% |
Exercise of options under HSBC Holdings Savings- Related Share Option Plans on 13 January 2014 | 1,777 | 0.00% | HK$62.9770 | HK$85.40 (closing market price per share on the Hong Kong Stock Exchange on 10 January 2014) | Discount of 26.26% |
Exercise of options under HSBC Holdings Savings- Related Share Option Plans on 13 January 2014 | 1,559 | 0.00% | US$8.1232 | US$55.96 = US$11.192 per ordinary share (closing market price per ADS, which represents 5 ordinary shares, on the New York Stock Exchange on 10 January 2014) | Discount of 27.42% |
Exercise of options under HSBC Holdings Savings- Related Share Option Plans on 14 January 2014 | 49,019 | 0.00% | £4.2278 | £6.770 (closing market price per share on the London Stock Exchange on 13 January 2014) | Discount of 37.55% |
Exercise of options under HSBC Holdings Savings- Related Share Option Plans on 14 January 2014 | 3,135 | 0.00% | HK$55.4701 | HK$86.00 (closing market price per share on the Hong Kong Stock Exchange on 13 January 2014) | Discount of 35.50% |
Exercise of options under HSBC Holdings Savings- Related Share Option Plans on 14 January 2014 | 5,681 | 0.00% | US$5.7861 | US$55.26 = US$11.052 per ordinary share (closing market price per ADS, which represents 5 ordinary shares, on the New York Stock Exchange on 13 January 2014) | Discount of 47.65% |
Exercise of options under HSBC Holdings Savings- Related Share Option Plans on 15 January 2014 | 11,589 | 0.00% | £5.6439 | £6.729 (closing market price per share on the London Stock Exchange on 14 January 2014) | Discount of 16.13% |
For Main Board listed issuers
Exercise of options under HSBC Holdings Savings- Related Share Option Plans on 15 January 2014 | 667 | 0.00% | €6.0657 | €8.11 (closing market price per share on the Paris Stock Exchange on 14 January 2014) | Discount of 25.21% |
Exercise of options under HSBC Holdings Savings- Related Share Option Plans on 16 January 2014 | 5,074 | 0.00% | £5.6446 | £6.810 (closing market price per share on the London Stock Exchange on 15 January 2014) | Discount of 17.11% |
Exercise of options under HSBC Holdings Savings- Related Share Option Plans on 16 January 2014 | 1,777 | 0.00% | HK$62.9770 | HK$85.65 (closing market price per share on the Hong Kong Stock Exchange on 15 January 2014) | Discount of 26.47% |
Exercise of options under HSBC Holdings Savings- Related Share Option Plans on 17 January 2014 | 2,183 | 0.00% | £5.6025 | £6.739 (closing market price per share on the London Stock Exchange on 16 January 2014) | Discount of 16.86% |
Exercise of options under HSBC Holdings Savings- Related Share Option Plans on 17 January 2014 | 1,777 | 0.00% | HK$62.9770 | HK$86.05 (closing market price per share on the Hong Kong Stock Exchange on 16 January 2014) | Discount of 26.81% |
Exercise of options under HSBC Holdings Savings- Related Share Option Plans on 20 January 2014 | 51,862 | 0.00% | £5.5778 | £6.777 (closing market price per share on the London Stock Exchange on 17 January 2014) | Discount of 17.70% |
Exercise of options under HSBC Holdings Savings- Related Share Option Plans on 20 January 2014 | 5,902 | 0.00% | HK$62.9770 | HK$85.85 (closing market price per share on the Hong Kong Stock Exchange on 17 January 2014) | Discount of 26.64% |
For Main Board listed issuers
Exercise of options under HSBC Holdings Savings- Related Share Option Plans on 20 January 2014 | 593 | 0.00% | €6.0657 | €8.21 (closing market price per share on the Paris Stock Exchange on 17 January 2014) | Discount of 26.12% |
Exercise of options under HSBC Holdings Savings- Related Share Option Plans on 20 January 2014 | 5,778 | 0.00% | US$8.1232 | US$55.65 = US$11.13 per ordinary share (closing market price per ADS, which represents 5 ordinary shares, on the New York Stock Exchange on 17 January 2014) | Discount of 27.02% |
Exercise of options under HSBC Holdings Savings- Related Share Option Plans on 21 January 2014 | 17,944 | 0.00% | £5.5839 | £6.73 (closing market price per share on the London Stock Exchange on 20 January 2014) | Discount of 17.03% |
Exercise of options under HSBC Holdings Savings- Related Share Option Plans on 21 January 2014 | 3,554 | 0.00% | HK$62.9770 | HK$85.75 (closing market price per share on the Hong Kong Stock Exchange on 20 January 2014) | Discount of 26.56% |
Exercise of options under HSBC Holdings Savings- Related Share Option Plans on 21 January 2014 | 93 | 0.00% | US$8.1232 | US$55.65 = US$11.13 per ordinary share (closing market price per ADS, which represents 5 ordinary shares, on the New York Stock Exchange on 17 January 2014) | Discount of 27.02% |
Exercise of options under HSBC Holdings Savings- Related Share Option Plans on 22 January 2014 | 8,174 | 0.00% | £5.5380 | £6.739 (closing market price per share on the London Stock Exchange on 21 January 2014) | Discount of 17.82% |
Exercise of options under HSBC Holdings Savings- Related Share Option Plans on 22 January 2014 | 2,348 | 0.00% | HK$62.9770 | HK$85.75 (closing market price per share on the Hong Kong Stock Exchange on 21 January 2014) | Discount of 26.56% |
For Main Board listed issuers
Exercise of options under HSBC Holdings Savings- Related Share Option Plans on 22 January 2014 | 178 | 0.00% | €6.0657 | €8.17 (closing market price per share on the Paris Stock Exchange on 21 January 2014) | Discount of 25.76% |
Exercise of options under HSBC Holdings Savings- Related Share Option Plans on 22 January 2014 | 8,332 | 0.00% | US$8.1232 | US$55.73 = US$11.146 per ordinary share (closing market price per ADS, which represents 5 ordinary shares, on the New York Stock Exchange on 21 January 2014) | Discount of 27.12% |
Exercise of options under HSBC Holdings Savings- Related Share Option Plans on 23 January 2014 | 6,352 | 0.00% | £5.4988 | £6.689 (closing market price per share on the London Stock Exchange on 22 January 2014) | Discount of 17.79% |
Exercise of options under HSBC Holdings Savings- Related Share Option Plans on 23 January 2014 | 1,777 | 0.00% | HK$62.9770 | HK$86.00 (closing market price per share on the Hong Kong Stock Exchange on 22 January 2014) | Discount of 26.77% |
Exercise of options under HSBC Holdings Savings- Related Share Option Plans on 23 January 2014 | 727 | 0.00% | US$8.1232 | US$55.75 = US$11.15 per ordinary share (closing market price per ADS, which represents 5 ordinary shares, on the New York Stock Exchange on 22 January 2014) | Discount of 27.15% |
Exercise of options under HSBC Holdings Savings- Related Share Option Plans on 24 January 2014 | 7,654 | 0.00% | £5.5090 | £6.59 (closing market price per share on the London Stock Exchange on 23 January 2014) | Discount of 16.40% |
Exercise of options under HSBC Holdings Savings- Related Share Option Plans on 24 January 2014 | 2,666 | 0.00% | HK$62.9770 | HK$85.15 (closing market price per share on the Hong Kong Stock Exchange on 23 January 2014) | Discount of 26.04% |
For Main Board listed issuers
Exercise of options under HSBC Holdings Savings- Related Share Option Plans on 24 January 2014 | 207 | 0.00% | €6.0657 | €7.99 (closing market price per share on the Paris Stock Exchange on 23 January 2014) | Discount of 24.08% |
Exercise of options under HSBC Holdings Savings- Related Share Option Plans on 24 January 2014 | 511 | 0.00% | US$8.1232 | US$54.9 = US$10.98 per ordinary share (closing market price per ADS, which represents 5 ordinary shares, on the New York Stock Exchange on 23 January 2014) | Discount of 26.02% |
Exercise of options under HSBC Holdings Savings- Related Share Option Plans on 27 January 2014 | 17,588 | 0.00% | £5.6009 | £6.459 (closing market price per share on the London Stock Exchange on 24 January 2014) | Discount of 13.29% |
Exercise of options under HSBC Holdings Savings- Related Share Option Plans on 27 January 2014 | 5,038 | 0.00% | HK$62.9770 | HK$84.40 (closing market price per share on the Hong Kong Stock Exchange on 24 January 2014) | Discount of 25.38% |
Exercise of options under HSBC Holdings Savings- Related Share Option Plans on 27 January 2014 | 692 | 0.00% | €6.0657 | €7.77 (closing market price per share on the Paris Stock Exchange on 24 January 2014) | Discount of 21.93% |
Exercise of options under HSBC Holdings Savings- Related Share Option Plans on 27 January 2014 | 443 | 0.00% | US$8.1232 | US$53.2 = US$10.64 per ordinary share (closing market price per ADS, which represents 5 ordinary shares, on the New York Stock Exchange on 24 January 2014) | Discount of 23.65% |
Exercise of options under HSBC Holdings Savings- Related Share Option Plans on 28 January 2014 | 28,936 | 0.00% | £4.6951 | £6.351 (closing market price per share on the London Stock Exchange on 27 January 2014) | Discount of 26.07% |
For Main Board listed issuers
Exercise of options under HSBC Holdings Savings- Related Share Option Plans on 28 January 2014 | 116,364 | 0.00% | HK$41.3356 | HK$82.10 (closing market price per share on the Hong Kong Stock Exchange on 27 January 2014) | Discount of 49.65% |
Exercise of options under HSBC Holdings Savings- Related Share Option Plans on 28 January 2014 | 5,181 | 0.00% | €6.0657 | €7.73 (closing market price per share on the Paris Stock Exchange on 27 January 2014) | Discount of 21.53% |
Exercise of options under HSBC Holdings Savings- Related Share Option Plans on 28 January 2014 | 2,436 | 0.00% | US$8.1232 | US$52.61 = US$10.522 per ordinary share (closing market price per ADS, which represents 5 ordinary shares, on the New York Stock Exchange on 27 January 2014) | Discount of 22.80% |
Awards of shares under the HSBC International Employee Share Purchase Plan on 29 January 2014 | 295 | 0.00% | £6.3380 | £6.338 (closing market price per share on the London Stock Exchange on 28 January 2014) | 0.00% |
Share repurchases | N/A | N/A | |||
Closing balance as at (Note 8) 29 January 2014 | 18,830,450,801 |
Notes to Section I:
1. Where shares have been issued at more than one issue price per share, a weighted average issue price per share should be give n.
For Main Board listed issuers
2. Please insert the closing balance date of the last Next Day Disclosure Return published pursuant to rule 13.25A or Monthly Retu rn pursuant to rule 13.25B, whichever is the later.
3. Please set out all changes in issued share capital requiring disclosure pursuant to rule 13.25A together with the relevant dates of issue. Each category will need to be disclosed individually with sufficient information to enable the user to identify the relevant category in the listed issuer's Monthly Return. For example, multiple issues of shares as a result of multiple exercises of share options under the same share option scheme or of multiple conversions under the same convertible note must be aggregated and disclosed as one category. However, if the issues resulted from exercises of share options under 2 share option schemes or conversions of 2 convertible notes, these must be disclosed as 2 separate categories.
4. The percentage change in the listed issuer's issued share capital is to be calculated by reference to the listed issuer's total issued share capital (excluding for such purpose any shares repurchased or redeemed but not yet cancelled) as it was immediately before the earliest relevant event which has not been disclosed in a Monthly Return or Next Day Disclosure Return.
5. Where trading in the shares of the listed issuer has been suspended, "closing market price per share of the immediately prece ding business day" should be construed as "closing market price per share of the business day on which the shares were last traded".
6. In the context of a repurchase of shares:
"issues of shares" should be construed as "repurchases of shares"; and
"issued shares as a % of existing issued share capital before relevant share issue" should be construed as "repurchased share s as a % of existing issued share capital before relevant share repurchase".
7. In the context of a redemption of shares:
"issues of shares" should be construed as "redemptions of shares";
"issued shares as a % of existing issued share capital before relevant share issue" should be construed as "redeemed shares a s a % of existing issued share capital before relevant share redemption"; and
"issue price per share" should be construed as "redemption price per share".
8. The closing balance date is the date of the last relevant event being disclosed.
II.
A. Purchase report
For Main Board listed issuers
Trading date
Number of securities purchased
Method of purchase
(Note)
Price per share or highest
price paid $ Lowest price paid $ Total paid $
N/A N/A
Total N/A N/A
B. Additional information for issuer whose primary listing is on the Exchange
1. Number of such securities purchased on the Exchange in the year to date (since ordinary resolution)
(a) N/A
2. % of issued share capital at time ordinary resolution passed acquired on the Exchange since date of resolution
( (a) x 100 )
issued share capital
N/A %
We hereby confirm that the repurchases set out in A above which were made on the Exchange were made in accordance with the Listing Rules and that there have been no
material changes to the particulars contained in the Explanatory Statement dated
which has been filed with the Exchange. We also confirm that any
purchases set out in A above which were made on another stock exchange were made in accordance with the domestic rules applying to purchases made on that other exchange.
Note to Section II: Please state whether on the Exchange, on another stock exchange (stating the name of the exchange), by private arrangement or by general offer.
Submitted by: William S M Tam (Name)
Title: Authorised Signatory
(Director, Secretary or other duly authorised officer)
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