Certain shares of Heartland Financial USA, Inc.'s .0% Senior Non-Cumulative Perpetual Convertible Preferred Stock, Series D are subject to a Lock-Up Agreement Ending on 1-JAN-2017.

Certain shares of Heartland Financial USA, Inc.'s .0% Senior Non-Cumulative Perpetual Convertible Preferred Stock, Series D are subject to a Lock-Up Agreement Ending on 1-JAN-2017. These shares will be under lockup for 60 days starting from 2-NOV-2016 to 1-JAN-2017.