1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached: | EP Global Opportunities Trust Plc | |
2 Reason for the notification (please tick the appropriate box or boxes): | ||
An acquisition or disposal of voting rights | Yes | |
An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached | ||
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments | ||
An event changing the breakdown of voting rights | ||
Other (please specify): | ||
3. Full name of person(s) subject to the notification obligation: | RATHBONE BROTHERS PLC | |
4. Full name of shareholder(s) (if different from 3.): | RATHBONE BROTHERS PLC Rathbone Investment Management Ltd | |
5. Date of the transaction and date on which the threshold is crossed or reached: | 30/12/2016 | |
6. Date on which issuer notified: | 03/01/2017 | |
7. Threshold(s) that is/are crossed or reached: | Less than 5% |
8. Notified details: | |||||||
A: Voting rights attached to shares | |||||||
Class/type of shares if possible using the ISIN CODE | Situation previous to the triggering transaction | Resulting situation after the triggering transaction | |||||
Number of Shares | Number of Voting Rights | Number of shares | Number of voting rights | % of voting rights | |||
Direct | Direct | Indirect | Direct | Indirect | |||
GB0033862573 1p Ord | 2,405,230 | 2,405,230 | 2,394,030 | N/A | 2,394,030 | N/A | 4.99% |
B: Qualifying Financial Instruments | ||||
Resulting situation after the triggering transaction | ||||
Type of financial | Expiration | Exercise/ | Number of voting | % of voting |
instrument | date | Conversion Period | rights that may be | rights |
acquired if the | ||||
instrument is | ||||
exercised/ converted. | ||||
N/A | N/A | N/A | N/A | N/A |
C: Financial Instruments with similar economic effect to Qualifying Financial Instruments | ||||||
Resulting situation after the triggering transaction | ||||||
Type of financial instrument | Exercise price | Expiration date | Exercise/ Conversio n period | Number of voting rights instrument refers to | % of voting rights | |
N/A | N/A | N/A | N/A | N/A | Nominal | Delta |
Total (A+B+C) | |
Number of voting rights | Percentage of voting rights |
2,394,030 | 4.99% |
9. Chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held, if applicable:
RATHBONE BROTHERS PLC*
Rathbone Investment Management Ltd 4.99%
* Rathbone Brothers Plc is the holding company of the following.
Proxy Voting: | |
10. Name of the proxy holder: | |
11. Number of voting rights proxy holder will cease to hold: | |
12. Date on which proxy holder will cease to hold voting rights: |
13. Additional information: | Total voting rights used as a denominator: 47,937,725 |
14. Contact name: | Emma Mulhearn - Compliance Department |
15. Contact telephone number: | 0151 243 0000 |
EP Global Opportunities Trust plc published this content on 03 January 2017 and is solely responsible for the information contained herein.
Distributed by Public, unedited and unaltered, on 06 January 2017 14:32:07 UTC.
Original documenthttps://www.edinburghpartners.com/wp-content/uploads/2015/09/TR1-Rathbone-Brothers-Plc-03.01.17.pdf
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