Fitzroy River : RCO - Change in substantial holding from FZR - 18 January 2017

Form 604

Corporations Act 2001

Section 6718

Notice of change of interests of substantial holder

604 page 112 15 July 200i

k Company Name/Scheme

ACNIARSN A .c. rJ . O'H, s 2 l 5 3 2

1. Details of substantial ho!der(1)

ame

ACNIARSN (if applicable) fl .C.1'! .

Tnere was a change m the 1n1erests of Liie

subs!anFa! holder on 1"11 I 1 11

Tne prev ous nolice was given to the company ori Tne prev,ous nct,ce was dated

1. Previous and present voting power

   ll..1 I ' ,,

   11._,_, , 11

   !

   Tne total riumoer of votes attached to a!i the voting shares m tne company or votirg 1terests in the scheme :hat the substana! hclder or an associate (2) nae a re'evarn Tteres: 3)i

   ir. when last reqtned, and when now required, to gNe a substantial holding notice to the comoariy er scheme. are as fo::ows ·

   Class of securnies (4}	I	Previous ncice	Present noce	!
   	i	Person's votes :	Vot,no pov,·er (5)	I Perso11's vote Vot:ng power 15)	i

2. Changes in relevant interests

   Part1cu1ars of each change in, er change 1n the m;:llre of, a re·ev;:mt •r.terest cf the substantial ho!der or an associate 1ri vot,ng secu'1t es cf tne company or scheme swce :re substantial ho'der w·as fast req1f red to g.ve a substantial hc'd:ng not,ce to the ccrrpany a, scr•erre are as fo!io1.s

   Oa:e of change	Person \hose re!evant m!erest	I ature of I cnange (6)	: Cors1derat1cn i given in re:at,cn	' Class and nvnber of	Person's O'.ES [
   charged	to charge 17)	::ecun:;es

   • affected

   ----····--- . ---- . --- ' ·--- ------ -------,

   !

   affected

   ---,-----1------

3. Present relevant interests

   Particulars of each re!evant interest of t.ne substan:Jai ho!der ;n votirg secun!ies after the change are as fo!'mvs

   I

   Holder of Reg1sterea i Person entitled Nature cf Class and Perso!''s vote,s I

   relevant ho'der of

   interest securties

   I

   lo be reg,stered relevant nJrnber of

   as ho1aer {8} interest(6) securities

   1 '( zo

4. dove !M !F.a '.l. AdwE

   I

   I I

   I I I I I LI:tL t iz•,l'lt,11. 21, "11?,1l.1I

   . 6J.NtF/ A L I(4o .5:'I 0 ..)

   I /::!D L. Oe I I

   604 page 212 15 Ju:y 2001

5. Changes in association

   The persons v,ho have become associates (2) of, ceased to be assoc,ates ct or have changed the nature of their assoc:at1on (9) with, the substantial holder m re!a!ton to votmg

   interests 1n the company or scheme arc as fol!cws·

   Name and ACN!ARSN {if appbcab!e) Nature of associaL:in ·-

   LM_/_A -- · J

6. Addresses

The addresses of oersons named in this form are as follows·

LLNa m ,'-------------'-- Aadres,- --------------------------J

Lf vl:L 11 j 2 (?Ll &H S: 'ci:T; S''I D N E"i NS W 2 000

Signature

pnot name _ _f,,'-t'1"''-f'-1' _NcG,

sign here

l."'t'-J--l':

"_P_'"'_Y _l)J R_ E " c-_ro__,l'-s'=[ C l:'f A_ l_,

date ,i I ,..,

DIRECTIONS

1. If :here are a number of substantial holders w:th similar or re1ated relevant mteres!s (eg, a corporation and its related corporat1ons, or the manager and trustee of an ec;u·ty trus!), ti'e names could be included in an annexure lo the form. lf the relevant interests of a groilp of persons are essentially similar, they may be referred to

   ;nroughou! the form as a spec1fica:1,,named group 11the membership of each group, w:th the names a:10 addresses of members 1s c1early set out in paragraph 6 of :ne

   ,crm

2. See the defin tmn of "associate" 1 section 9 of the Corporal ons Act 2001.

3. See the defin tion or "relevant interest' in sect·ons 608 and 6718(7) of !he Corporations Act 2001

4. Tre vot-ng shares of a company consMute ore class uniess d1viced mlo separate ciasses

5. TJ·e person's vo:es divided by ti1e total vo:es 1n tl•e b:idy corporate or scf.eme mulJpiied by 100

6. !nc:ude deta !s of

   (al any re1evant agreement or clhe· c:rcllmsta:ices because of ',n ch the cf'arige m re1e·.-ar! ,n:erest o::cvred if subsecton 67'8{4) app·.es, a copy cf any Cocrnrent setting out the terms of any relevant ag0eemen!, and a statement by the person giving 11.i!i and accurate de!a:ls of any contract. scher',e or arrangemem ml!sl accompany this fonn. togeU1er 1•.1h a written statement ce1fymg th s contract, scheme er arrangement and

   (O) any quat:fication of the power oia person :a exercise, control the exercise of, or m'.!uerce the exerc·se of, the votmg powers or d,spo-sal of the se::,mt1es to which the relevant mterest relates (1r.dica!ing dearly the par1icu!ar secuntfes to which the qual1f,cat,on appEes)

   See tr.e def.nit-on of ''relevant agreement" in section 9 of the Corpora!!ons Ac: 200t

7. Deta,!s oi tne consideration must include any and all benefits, money and other, that any person from whom a relevant ir.terest was acquired has, or may, becorri'e

entitled to receive in relation to that acquis:t.ion. Details must be included even 1f the benefit rs co11d1Lcnal on the happening or net of a coril·ngen::y Oeta !s rnust t:e mcluded cf any benefit paid en behalf of the substanhol holder er its associate m relation to the ac-qu1s·t1cns. even 1i tney are net pa·d direcliy to the person from ','

{BJ lf the substar!!ai holder is unable 10 determ:ne the identity of the person (eg if the re!evarit /1terest arises beCEuse cf an optrnn) \

(9) G,1e detcii'.s, 1f appropnate, of tno present asscc:alion and any change m that association smce the last substantwl ho!aing no:ice.

SCHEDULE 1 ATTACHMENT TO FORM 604 DATED 18 JANUARY, 2017

Shares acquired on market since last Notice:

Date of Change	Person whose relevant interest changed	Nature of change	Consideration given in relation to change	Class and number of securities affected	Persons votes affected
16/01/17	Fitzroy	On Market Purchase	$0.20 per share	62,000	62,000
17/01/17	Fitzroy	On Market Purchase	$0.20 per share	225,000	225,000
Total:	287,000	287,000

Shares acquired pursuant to Off M arket Offer under Replacem ent Bidder's Statem ent dated 21 December 2016 since last Notice:

Date of Change	Person whose relevant interest changed	Nature of change	Consideration given in relation to change	Class and number of securities affected	Persons votes affected
16/01/17	Fitzroy	Increase in	$0.20 per share	2,914,136	2,914,136
		relevant interest	being the Offer
		as a result of	Price under the
		acceptances of	Takeover Offer
		Fitzroy's takeover
		off under the
		Replacement
		Bidder's
		Statement dated
		21/12/16
		(Takeover Offer)
Total:	2,914,136	2,914,136