TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES
1. Identity of the issuer or the underlying Carnival PLC
issuer of existing shares to which voting rights
are attached:
2. Reason for the notification (please tick the appropriate box or boxes):
An acquisition or disposal of voting rights X
An acquisition or disposal of qualifying financial instruments which
may result in the acquisition of shares already issued to which voting
rights are attached
An acquisition or disposal of instruments with similar economic effect
to qualifying financial instruments
An event changing the breakdown of voting rights
Other (please
specify):
3. Full name of person(s) subject to Thornburg Investment Management Inc.
the
notification obligation:
4. Full name of shareholder(s) N/A
(if different from 3.):
5. Date of the transaction and date 16 December 2013
on
which the threshold is crossed or
reached:
6. Date on which issuer notified: 3 January 2014
7. Threshold(s) that is/are crossed Below 9% voting rights
or
reached:
8. Notified details:
A: Voting rights attached to shares
Class/type of Situation previous Resulting situation after the triggering
shares to the triggering transaction
transaction
if possible Number Number Number Number of voting % of voting
using of of of rights rights
the ISIN CODE Shares Voting shares
Rights
Direct Direct Indirect Direct Indirect
ORD Below 10% Below 10% N/A N/A 16,291,165 N/A 8.94%
3121522
(SEDOL)
B: Qualifying Financial Instruments
Resulting situation after the triggering transaction
Type of financial Expiration Exercise/ Number of voting % of voting
instrument date Conversion Period rights that may be rights
acquired if the
instrument is
exercised/
converted.
N/A
Total (A+B)
Number of voting rights Percentage of voting rights
16,291,165 8.94%
9. Chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held, if applicable:
Thornburg Investment Management holds these shares as discretionary Investment
Manager.
Proxy Voting:
10. Name of the proxy holder: N/A
11. Number of voting rights proxy holder will N/A
cease
to hold:
12. Date on which proxy holder will cease to hold N/A
voting rights:
13. Additional information:
14. Contact name: Arnaldo Perez
15. Contact telephone number: 1-305-599-2600