604 paQe 1/2 15 July 2001
Form 604
Corporations Act 2001 Section 671B
Notice of change of interests of substantial holderTo Company Name/Scheme Regalpoint Resources Limited ACN/ARSN 122 727 342
1. Details of substantial holder(1)
Name Transcontinental Investments Ptv Ltd
ACN/ARSN (if applicable} 009 017 985
There was a change in the interests of the substantial holder on | 23 / 12 / 2016 |
The previous notice was given to the company on | 25 / 05 / 2011 |
The previous notice was dated | 25 / 05 / 2011 |
2. Previous and present voting power |
The totalnumber of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in when last required, and when now required, to give a substantialholding notice to the company or scheme, are as follows:
Previous notice | Present notice | |||
Class of securities (4) | Person's votes | Voting power (5) | Person's votes | Voting power (5) |
17,207,982 | 25.45% | 8,133,193 13.43% | ||
Fully paid ordinary shares | (pre 10:1 capital | (post 10:1 capital | ||
consolidation on 07/12/2016) | consolidation on 07/12/2016) |
Changes in relevant interests
Particulars of each change in, or change in the nature of,a relevant interest of the substantial holder or an associate in voting securities of the company or scheme,since the substantial holder was last required to give a substantial holding notice to the company are as follows:
Date of change
Person whose relevant interest changed
Nature of change (6)
Consideration given in relation to change (7)
Class and number of securities affected
Person's votes affected
26/04/2016
Transcontinental Investments Pty ltd
Obtained relevant interest in additional shares by
$516,239.46
Fully paid ordinary shares held increased to
Votes increased to
68,831,928.
subscribing under pro-rata
68,831,928.
renounceable rights issue.
(pre 1O: 1 capital
Voting percentage did
not change.
Percentage shareholding did
consolidation on
not change.
07/ 12/2016)
23/12/2016
Transcontinental
Obtained relevant interest in
$250,000
Fully paid ordinary
Votes increased to
Investments Pty Ltd
additionalshares by
shares held increased to
8,133,193.
subscribing under public
8,133,193.
share offer under prospectus
of the Company dated 9
(post 10:1 capital
November 2016.
consolidation on
07/ 12/2016)
Present relevant interests
Particulars of each relevant interest of the substantialholder in voting securities after the change are as follows:
Holder of relevant interest | Registered holder of securities | Person entitled to be registered as holder (8) | Nature of relevant interest (6) | Class and number of securities |
Transcontinental Investments Pty Ltd | Transcontinental Investments Pty Ltd | Transcontinental Investments Pty Ltd | Holder of fully paid ordinary shares | 8.133,193 fully paid ordinary shares |
Person's votes
8,133,193
604 page 2/2 15 July 2001
Changes in association
The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of their association (9) with, the substantial holder in relation to voting interests in the company or scheme are as follows:
Name and ACN/ARSN (if applicable)
Nature of association
NIA
Addresses
The addresses of persons named in this form are as follows:
Name
I Address I
Transcontinental I nvestments Pty Ltd I Level 14, 191 St Georges Terrace , Perth, Western Australia 6000 I
Signatureprint name
sign here
FLEUR HUDSON capacity DIRECTOR
iL IW'--- date 04 I 01 / 2017
DIRECTIONS
If there are a number of substantial holders with similar or related relevant interests (e.g.a corporation and its related corporations,or the manager and trustee of an equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar, they may be referred to throughout the form as a specifically named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 6 of the form.
See the definition of "associate" in section 9 of the Corporations Act 2001.
See the definition of "relevant interest" in sections 608 and 6718(7) of the Corporations Act 2001.
The voting shares of a company constitute one class unless divided into separate classes.
The person's votes divided by the total votes in the body corporate or scheme multiplied by 100.
Include details of:
any relevant agreement or other circumstances because of which the change in relevant interest occurred. If subsection 6718(4) applies, a copy of any document setting out the terms of any relevant agreement,and a statement by the person giving full and accurate details of any contract,scheme or arrangement, must accompany this form,together with a written statement certifying this contract,scheme or arrangement ; and
any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of the securities to which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).
See the definition of "relevant agreement" in section 9 of the Corporations Act 2001.
Details of the consideration must include any and all benefits,money and other, that any person from whom a relevant interest was acquired has, or may, become entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a contingency. Details must be included of any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired.
If the substantialholder is unable to determine the identify of the person (e.g. if the relevant interest arises because of an option) write "unknown".
Give details, if appropriate, of the present association and any change in that association since the last substantial holding notice.
Regalpoint Resources Limited published this content on 04 January 2017 and is solely responsible for the information contained herein.
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