For Main Board and GEM listed issuers
Monthly Return of Equity Issuer on Movements in Securities
For the month ended (dd/mm/yyyy) : 31 December 2013
To : Hong Kong Exchanges and Clearing Limited
Name of Issuer | China Fortune Financial Group Limited |
Date Submitted | 2 January 2014 |
I. Movements in Authorised Share Capital
1. Ordinary Shares
(1) Stock code : 0290 Description : Ordinary Shares
No. of ordinary shares
Par value
(HK$)
Authorised share capital (HK$)
Balance at close of preceding month 5,000,000,000 0.10 500,000,000
Increase/(decrease) - -
Balance at close of the month 5,000,000,000 0.10 500,000,000
(2) Stock code : N/A Description :
No. of ordinary shares
Par value (State currency)
Authorised share capital
(State currency)
Balance at close of preceding month
Increase/(decrease)
Balance at close of the month
2. Preference Shares
For Main Board and GEM listed issuers
Stock code : N/A Description :
No. of preference shares
Par value (State currency)
Authorised share capital
(State currency)
Balance at close of preceding month
Increase/(decrease)
Balance at close of the month
3. Other Classes of Shares
Stock code : N/A Description :
No. of other classes of shares
Par value (State currency)
Authorised share capital
(State currency)
Balance at close of preceding month
Increase/(decrease)
Balance at close of the month
Total authorised share capital at the end of the month (HK$) : HK$500,000,000
II. Movements in Issued Share Capital
For Main Board and GEM listed issuers
No. of ordinary shares No of preference
No. of other classes
(1) (2)
shares
of shares
Balance at close of
preceding month 3,418,385,668N/A N/A N/A
Increase / (decrease)
during the month N/A N/A N/A N/A
Balance at close of the
month 3,418,385,668N/A N/A N/A
III. Details of Movements in Issued Share Capital
Share Options (under Share Option Schemes of the Issuer)
Particulars of share No. of new shares of No. of new shares of option scheme issuer issued during issuer which may be including EGM the month pursuant issued pursuant thereto approval date Movement during the month thereto as at close of the month (dd/mm/yyyy) and class of shares issuable Granted Exercised Cancelled Lapsed | |
1.Share Option Scheme adopted at EGM on 19/08/2011 Ordinary shares Nil Nil Nil Nil Nil (Note 1) (Note 1) 3. ( / / ) shares (Note 1) Total A. (Ordinary shares) Nil (Preference shares) N/A (Other class) N/A Total funds raised during the month from exercise of options (State currency) Nil | Nil |
1.Share Option Scheme adopted at EGM on 19/08/2011 Ordinary shares Nil Nil Nil Nil Nil (Note 1) (Note 1) 3. ( / / ) shares (Note 1) Total A. (Ordinary shares) Nil (Preference shares) N/A (Other class) N/A Total funds raised during the month from exercise of options (State currency) Nil | |
1.Share Option Scheme adopted at EGM on 19/08/2011 Ordinary shares Nil Nil Nil Nil Nil (Note 1) (Note 1) 3. ( / / ) shares (Note 1) Total A. (Ordinary shares) Nil (Preference shares) N/A (Other class) N/A Total funds raised during the month from exercise of options (State currency) Nil | |
1.Share Option Scheme adopted at EGM on 19/08/2011 Ordinary shares Nil Nil Nil Nil Nil (Note 1) (Note 1) 3. ( / / ) shares (Note 1) Total A. (Ordinary shares) Nil (Preference shares) N/A (Other class) N/A Total funds raised during the month from exercise of options (State currency) Nil |
Warrants to Issue Shares of the Issuer which are to be Listed
For Main Board and GEM listed issuers
No. of new No. of new shares of shares of issuer issuer issued which may be during the issued pursuant month thereto as at Currency of Nominal value at Exercised Nominal value pursuant close of the Description of warrants nominal close of during the at close of the thereto month (Date of expiry - dd/mm/yyyy) value preceding month month month | |
1. Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy) 2. ( / / ) Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy) ( / / ) 3. ( / / ) Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy) ( / / ) 4. ( / / ) Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy) ( / / ) Total B. (Ordinary shares) N/A (Preference shares) N/A (Other class) N/A | |
1. Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy) 2. ( / / ) Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy) ( / / ) 3. ( / / ) Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy) ( / / ) 4. ( / / ) Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy) ( / / ) Total B. (Ordinary shares) N/A (Preference shares) N/A (Other class) N/A | |
1. Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy) 2. ( / / ) Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy) ( / / ) 3. ( / / ) Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy) ( / / ) 4. ( / / ) Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy) ( / / ) Total B. (Ordinary shares) N/A (Preference shares) N/A (Other class) N/A | |
1. Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy) 2. ( / / ) Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy) ( / / ) 3. ( / / ) Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy) ( / / ) 4. ( / / ) Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy) ( / / ) Total B. (Ordinary shares) N/A (Preference shares) N/A (Other class) N/A |
Convertibles (i.e. Convertible into Shares of the Issuer which are to be Listed)
For Main Board and GEM listed issuers
No. of new No. of new shares of shares of issuer issuer issued which may be during the issued pursuant Currency of Amount at close Converted Amount at month thereto as at amount of preceding during the close of the pursuant close of the Class and description outstanding month month month thereto month | |
1. Convertible Bonds HKD 40,384,615 Nil 40,384,615 Nil Stock code (if listed) N/A Class of shares issuable (Note 1) Ordinary Subscription price HK$0.20 EGM approval date (if applicable) (dd/mm/yyyy)) 2. Convertible Bond HKD 32,000,000 Nil 32,000,000 Nil Stock code (if listed) N/A Class of shares issuable (Note 1) Ordinary Subscription price HK$0.10 EGM approval date (if applicable) (dd/mm/yyyy) ( / / ) 3. Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy) ( / / ) 4. Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy) ( / / ) Total C. (Ordinary shares) Nil (Preference shares) N/A (Other class) N/A | 201,923,075 |
1. Convertible Bonds HKD 40,384,615 Nil 40,384,615 Nil Stock code (if listed) N/A Class of shares issuable (Note 1) Ordinary Subscription price HK$0.20 EGM approval date (if applicable) (dd/mm/yyyy)) 2. Convertible Bond HKD 32,000,000 Nil 32,000,000 Nil Stock code (if listed) N/A Class of shares issuable (Note 1) Ordinary Subscription price HK$0.10 EGM approval date (if applicable) (dd/mm/yyyy) ( / / ) 3. Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy) ( / / ) 4. Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy) ( / / ) Total C. (Ordinary shares) Nil (Preference shares) N/A (Other class) N/A | 320,000,000 |
1. Convertible Bonds HKD 40,384,615 Nil 40,384,615 Nil Stock code (if listed) N/A Class of shares issuable (Note 1) Ordinary Subscription price HK$0.20 EGM approval date (if applicable) (dd/mm/yyyy)) 2. Convertible Bond HKD 32,000,000 Nil 32,000,000 Nil Stock code (if listed) N/A Class of shares issuable (Note 1) Ordinary Subscription price HK$0.10 EGM approval date (if applicable) (dd/mm/yyyy) ( / / ) 3. Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy) ( / / ) 4. Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy) ( / / ) Total C. (Ordinary shares) Nil (Preference shares) N/A (Other class) N/A | |
1. Convertible Bonds HKD 40,384,615 Nil 40,384,615 Nil Stock code (if listed) N/A Class of shares issuable (Note 1) Ordinary Subscription price HK$0.20 EGM approval date (if applicable) (dd/mm/yyyy)) 2. Convertible Bond HKD 32,000,000 Nil 32,000,000 Nil Stock code (if listed) N/A Class of shares issuable (Note 1) Ordinary Subscription price HK$0.10 EGM approval date (if applicable) (dd/mm/yyyy) ( / / ) 3. Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy) ( / / ) 4. Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy) ( / / ) Total C. (Ordinary shares) Nil (Preference shares) N/A (Other class) N/A | |
1. Convertible Bonds HKD 40,384,615 Nil 40,384,615 Nil Stock code (if listed) N/A Class of shares issuable (Note 1) Ordinary Subscription price HK$0.20 EGM approval date (if applicable) (dd/mm/yyyy)) 2. Convertible Bond HKD 32,000,000 Nil 32,000,000 Nil Stock code (if listed) N/A Class of shares issuable (Note 1) Ordinary Subscription price HK$0.10 EGM approval date (if applicable) (dd/mm/yyyy) ( / / ) 3. Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy) ( / / ) 4. Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy) ( / / ) Total C. (Ordinary shares) Nil (Preference shares) N/A (Other class) N/A |
For Main Board and GEM listed issuers Any other Agreements or Arrangements to Issue Shares of the Issuer which are to be listed, including Options (other than under Share Option Schemes)
Full particulars including EGM approval date (dd / mm / yyyy), if applicable, and class of shares issuable: | No. of new shares No. of new shares of of issuer issued issuer which may be during the month issued pursuant thereto pursuant thereto as at close of the month | ||
( / / ) shares (Note 1) Total D. (Ordinary shares) (Preference shares) (Other class) | N/A N/A N/A |
For Main Board and GEM listed issuers
Other Movements in Issued Share Capital
No. of new No. of new shares of issuer shares of issued during issuer which the month may be pursuant issued thereto pursuant thereto as at close of the Type of Issue month | |
Class of shares issuable N/A (Note 1) 1. Rights issue At price : State Issue and allotment ( / / ) currency date : (dd/mm/yyyy) EGM approval date: ( / / ) (dd/mm/yyyy) | |
Class of shares issuable N/A (Note 1) 1. Rights issue At price : State Issue and allotment ( / / ) currency date : (dd/mm/yyyy) EGM approval date: ( / / ) (dd/mm/yyyy) | |
Class of shares issuable N/A (Note 1) 2. Open offer At price : State Issue and allotment currency date : (dd/mm/yyyy) ( / / ) EGM approval date: (dd/mm/yyyy) ( / / ) | |
Class of shares issuable N/A (Note 1) 2. Open offer At price : State Issue and allotment currency date : (dd/mm/yyyy) ( / / ) EGM approval date: (dd/mm/yyyy) ( / / ) | |
Class of shares issuable N/A (Note 1) 3. Placing At price : State Issue and allotment ( / / ) currency date : (dd/mm/yyyy) EGM approval date: ( / / ) (dd/mm/yyyy) | |
Class of shares issuable N/A (Note 1) 3. Placing At price : State Issue and allotment ( / / ) currency date : (dd/mm/yyyy) EGM approval date: ( / / ) (dd/mm/yyyy) | |
Class of shares issuable N/A (Note 1) 4. Bonus issue Issue and allotment ( / / ) date : (dd/mm/yyyy) EGM approval date: ( / / ) (dd/mm/yyyy) | |
Class of shares issuable N/A (Note 1) 4. Bonus issue Issue and allotment ( / / ) date : (dd/mm/yyyy) EGM approval date: ( / / ) (dd/mm/yyyy) |
For Main Board and GEM listed issuers
Type of Issue
No. of new shares of issuer issued during the month pursuant
thereto
No. of new shares of issuer which may be issued pursuant thereto as at close of the month
5. Scrip dividend At price : State currency
Class of shares issuable
(Note 1)
Issue and allotment date : (dd/mm/yyyy)
EGM approval date: (dd/mm/yyyy)
N/A
( / / ) ( / / )
6. Repurchase of shares
Class of shares repurchased (Note 1)
Cancellation date : (dd/mm/yyyy)
EGM approval date: (dd/mm/yyyy)
N/A
( / / ) ( / / )
7. Redemption of shares
Class of shares redeemed (Note 1)
Redemption date : (dd/mm/yyyy)
EGM approval date: (dd/mm/yyyy)
N/A
( / / ) ( / / )
8. Consideration issue
Class of shares issuable
(Note 1)
Issue and allotment date : (dd/mm/yyyy)
EGM approval date: (dd/mm/yyyy)
N/A
( / / ) ( / / )
For Main Board and GEM listed issuers
No. of new No. of new shares of issuer shares of issued during issuer which the month may be pursuant issued thereto pursuant thereto as at close of the Type of Issue month | |
Class of shares issuable N/A (Note 1) 9. Capital Issue and allotment ( / / ) reorganisation date : (dd/mm/yyyy) EGM approval date: ( / / ) (dd/mm/yyyy) | |
Class of shares issuable N/A (Note 1) 9. Capital Issue and allotment ( / / ) reorganisation date : (dd/mm/yyyy) EGM approval date: ( / / ) (dd/mm/yyyy) | |
Class of shares issuable N/A (Note 1) 10. Other Issue and allotment (Please specify) date : (dd/mm/yyyy) ( / / ) EGM approval date: (dd/mm/yyyy) ( / / ) | |
Class of shares issuable N/A (Note 1) 10. Other Issue and allotment (Please specify) date : (dd/mm/yyyy) ( / / ) EGM approval date: (dd/mm/yyyy) ( / / ) | |
Total E. (Ordinary shares) N/A (Preference shares) N/A (Other class) N/A |
Total increase / (decrease) in ordinary shares during the month (i.e. Total of A to E): (1) (2) Total increase / (decrease) in preference shares during the month (i.e. Total of A to E): Total increase / (decrease) in other classes of shares during the month (i.e. Total of A to E): (These figures should be the same as the relevant figures under II above ("Movements in Issued Sh | N/A |
Total increase / (decrease) in ordinary shares during the month (i.e. Total of A to E): (1) (2) Total increase / (decrease) in preference shares during the month (i.e. Total of A to E): Total increase / (decrease) in other classes of shares during the month (i.e. Total of A to E): (These figures should be the same as the relevant figures under II above ("Movements in Issued Sh | N/A |
Total increase / (decrease) in ordinary shares during the month (i.e. Total of A to E): (1) (2) Total increase / (decrease) in preference shares during the month (i.e. Total of A to E): Total increase / (decrease) in other classes of shares during the month (i.e. Total of A to E): (These figures should be the same as the relevant figures under II above ("Movements in Issued Sh | N/A |
Total increase / (decrease) in ordinary shares during the month (i.e. Total of A to E): (1) (2) Total increase / (decrease) in preference shares during the month (i.e. Total of A to E): Total increase / (decrease) in other classes of shares during the month (i.e. Total of A to E): (These figures should be the same as the relevant figures under II above ("Movements in Issued Sh | N/A |
Total increase / (decrease) in ordinary shares during the month (i.e. Total of A to E): (1) (2) Total increase / (decrease) in preference shares during the month (i.e. Total of A to E): Total increase / (decrease) in other classes of shares during the month (i.e. Total of A to E): (These figures should be the same as the relevant figures under II above ("Movements in Issued Sh | are Capital").) |
For Main Board and GEM listed issuers
Remarks (if any):
Submitted by: NG Cheuk Fan Keith
Title: Managing Director
(Director, Secretary or other duly authorised officer)
Notes:
1. State the class of shares (e.g. ordinary, preference or other).
2. If there is insufficient space, please append the prescribed continuation sheet.
distributed by |