Troy Michael Cates
Portfolio Manager-Fixed Income at Neos Investment Management LLC
Profile
Mr. Troy M.
Cates is a Managing Director & Portfolio Manager at Neos Investment Management LLC and at Harvest Volatility Management LLC.
He has over 24 years of trading and portfolio management experience to his role as Managing Director for Harvest Volatility Management, where he helps manage and trade the firm’s institutional portfolios along with guiding the development of the firm’s ETF products.
Prior to joining Harvest, Mr. Cates served as Managing Director, Head of Trading and Portfolio Manager at Horizons ETF Management U.S.
and has enjoyed roles as Partner and Head of Trading at Recon Capital where he oversaw portfolio management and trading for the firm’s exchange traded funds, closed end funds and separately managed accounts.
Previously, he was an Executive Director at MKM Partners where he was an institutional execution trader and helped launch the firm’s equity derivatives desk.
He holds a B.S.
in Business Administration from SUNY Albany.
Troy Michael Cates active positions
Companies | Position | Start |
---|---|---|
Neos Investment Management LLC
Neos Investment Management LLC Investment ManagersFinance Part of Neos Investments LLC, Neos Investment Management LLC provides investment advice. The company is based in Westport, CT. | Portfolio Manager-Fixed Income | 31/03/2022 |
Former positions of Troy Michael Cates
Companies | Position | End |
---|---|---|
Harvest Volatility Management LLC
Harvest Volatility Management LLC Investment ManagersFinance Harvest Volatility Management LLC (Harvest) is a SEC-registered investment advisor and wealth management firm headquartered in Norwalk, Connecticut. The firm was founded by Curtis “Curt” Brockelman and Richard Selvala in 2008. Harvest provides investment advisory services on a discretionary basis to high net worth individuals, family offices, foundations, endowments and other sophisticated or institutional investors. | Portfolio Manager-Equities | 30/06/2023 |
MKM Partners LLC
MKM Partners LLC Investment Banks/BrokersFinance MKM Partners LLC (MKM) is a premier institutional equity trading, sales, and research firm headquartered in Stamford, Connecticut. The firm was founded by Thomas G. Messina in 2002. They were acquired in 2023 by ROTH Capital Partners LLC, a subsidiary of CR Financial Holdings LLC. MKM provides timely, insightful, and actionable proprietary research to hedge funds, mutual funds, family offices, endowments, corporates, private equity, pension plans, RIAs, etc. The firm combines high-impact fundamental analysis with macroeconomics, technical insights, derivatives strategies, event-driven commentary, alternative research, and first-rate execution. They take a client-centric approach to the trading desk and utilize both a top-down and bottom-up approach. | Director/Board Member | 31/07/2014 |
Horizons ETFs Management (USA) LLC
Horizons ETFs Management (USA) LLC Investment ManagersFinance Part of Mirae Asset Global Etfs Holdings Ltd., Horizons ETFs Management (USA) LLC is an innovative financial services company that offers one of the largest suites of exchange traded funds in the world. The company is based in New York, NY. The company provides a broadly diversified range of solutions for investors of all experience levels to meet their investment objectives in a variety of market conditions. Horizons ETFs is a wholly owned subsidiary of the Mirae Asset Financial Group, which manages approximately $710 billion of assets across 13 countries around the world. | Trading-Equity | - |
Crow Point Global Dividend Plus Fund
Crow Point Global Dividend Plus Fund Investment Trusts/Mutual FundsMiscellaneous Crow Point Global Dividend Plus Fund is a closed-end and non-diversified management investment. It engages in the provision of high level of income while simultaneously seeking capital preservation. The company was founded on February 23, 2015 and is headquartered in Hingham, MA. | Corporate Secretary | - |
Training of Troy Michael Cates
State University of New York at Albany | Undergraduate Degree |
Experiences
Positions held
Connections
1st degree connections
1st degree companies
Male
Female
Members of the board
Executives
Linked companies
Private companies | 5 |
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Crow Point Global Dividend Plus Fund
Crow Point Global Dividend Plus Fund Investment Trusts/Mutual FundsMiscellaneous Crow Point Global Dividend Plus Fund is a closed-end and non-diversified management investment. It engages in the provision of high level of income while simultaneously seeking capital preservation. The company was founded on February 23, 2015 and is headquartered in Hingham, MA. | Miscellaneous |
MKM Partners LLC
MKM Partners LLC Investment Banks/BrokersFinance MKM Partners LLC (MKM) is a premier institutional equity trading, sales, and research firm headquartered in Stamford, Connecticut. The firm was founded by Thomas G. Messina in 2002. They were acquired in 2023 by ROTH Capital Partners LLC, a subsidiary of CR Financial Holdings LLC. MKM provides timely, insightful, and actionable proprietary research to hedge funds, mutual funds, family offices, endowments, corporates, private equity, pension plans, RIAs, etc. The firm combines high-impact fundamental analysis with macroeconomics, technical insights, derivatives strategies, event-driven commentary, alternative research, and first-rate execution. They take a client-centric approach to the trading desk and utilize both a top-down and bottom-up approach. | Finance |
Horizons ETFs Management (USA) LLC
Horizons ETFs Management (USA) LLC Investment ManagersFinance Part of Mirae Asset Global Etfs Holdings Ltd., Horizons ETFs Management (USA) LLC is an innovative financial services company that offers one of the largest suites of exchange traded funds in the world. The company is based in New York, NY. The company provides a broadly diversified range of solutions for investors of all experience levels to meet their investment objectives in a variety of market conditions. Horizons ETFs is a wholly owned subsidiary of the Mirae Asset Financial Group, which manages approximately $710 billion of assets across 13 countries around the world. | Finance |
Harvest Volatility Management LLC
Harvest Volatility Management LLC Investment ManagersFinance Harvest Volatility Management LLC (Harvest) is a SEC-registered investment advisor and wealth management firm headquartered in Norwalk, Connecticut. The firm was founded by Curtis “Curt” Brockelman and Richard Selvala in 2008. Harvest provides investment advisory services on a discretionary basis to high net worth individuals, family offices, foundations, endowments and other sophisticated or institutional investors. | Finance |
Neos Investment Management LLC
Neos Investment Management LLC Investment ManagersFinance Part of Neos Investments LLC, Neos Investment Management LLC provides investment advice. The company is based in Westport, CT. | Finance |
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