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Career history of Tim R. Sutton
Former positions of Tim R. Sutton
Companies | Position | Start | End |
---|---|---|---|
Charles Schwab & Co., Inc. (Broker)
![]() Charles Schwab & Co., Inc. (Broker) Investment Banks/BrokersFinance Charles Schwab & Co., Inc. is a FINRA-registered broker/dealer headquartered in San Francisco. The firm is a subsidiary of the Charles Schwab Corp. (NYSE: SCHW). They are members of the Chicago Board Options Exchange, NASDAQ and NYSE Arca, Inc. Charles Schwab & Co. is an exchange member engaged in exchange commission business other than floor activities. They also retail mutual funds and OTC corporate equity securities. In addition, the firm underwrites and/or sells corporate securities, underwrites and/or sponsors mutual funds, is a put and call broker/dealer and/or option writer and provides investment advisory services | Corporate Officer/Principal | 27/02/2005 | 27/02/2005 |
Raymond James & Associates, Inc.
![]() Raymond James & Associates, Inc. Financial ConglomeratesFinance Raymond James & Associates, Inc. (RJA) is a registered broker-dealer headquartered in St. Petersburg, Florida. The firm was founded in 1962 and is a subsidiary of Raymond James Financial, Inc. (NYSE: RJF), a diversified holding company. RJA offers a full array of capital markets services, strategic advice and planning for institutional investors. | Corporate Officer/Principal | - | - |
E*TRADE Securities LLC
![]() E*TRADE Securities LLC Investment Banks/BrokersFinance Founded in 1996, E*TRADE Securities LLC is a broker/dealer headquartered in New York City. The firm is a subsidiary of E*TRADE Financial Corp. (NYSE: ET). The firm provides a full array of trading and execution services for their clients. They do not provide any internal research. The firm is a member of the NASD and the SIPC. | Corporate Officer/Principal | - | - |
IFMG Securities, Inc.
![]() IFMG Securities, Inc. Investment Banks/BrokersFinance Part of LPL Financial Holdings, Inc., IFMG Securities, Inc. provides securities brokerage services. The company is based in Purchase, NY. | Corporate Officer/Principal | - | - |
Flagstar Bank NA
![]() Flagstar Bank NA Savings BanksFinance Flagstar Bank NA operates as federally chartered savings bank. The firm offers personal, business and commercial banking services. The company was founded by Thomas J. Hammond in 1987 and is headquartered in Troy, MI. | Corporate Officer/Principal | - | - |
Scottsdale Capital Advisors Corp.
![]() Scottsdale Capital Advisors Corp. Investment Banks/BrokersFinance Founded in 2001, Scottsdale Capital Advisors Corp. is an independent SEC-registered investment advisor and broker/dealer headquartered in Scottsdale, Arizona. The firm is a subsidiary of Scottsdale Capital Advisors Holdings LLC. They provide a full array of trading and execution services for their clients. They do not provide any internal research. Scottsdale Capital Advisors Corp. is a member of FINRA. Scottsdale Capital Advisors Corp. primarily employs technical analysis methods in developing investment strategies for their clients. Research and analysis is derived from numerous sources, including financial media companies, third-party research materials, Internet sources and the review of company activities, including annual reports, prospectuses, press releases and research prepared by others. | Corporate Officer/Principal | - | - |
City Securities Corp.
![]() City Securities Corp. Investment Banks/BrokersFinance Founded in 1924, City Securities Corporation is a full-service investment banking firm. They provide a full array of trading and execution services for their clients. They do not provide any internal research. They are located in Indianapolis, Indiana. | Corporate Officer/Principal | - | - |
Training of Tim R. Sutton
Indiana University | Undergraduate Degree |
Statistics
International
United States | 9 |
Operational
Corporate Officer/Principal | 7 |
Undergraduate Degree | 1 |
Sectoral
Finance | 8 |
Consumer Services | 2 |
Positions held
Active
Inactive
Listed companies
Private companies
Linked companies
Private companies | 7 |
---|---|
Raymond James & Associates, Inc.
![]() Raymond James & Associates, Inc. Financial ConglomeratesFinance Raymond James & Associates, Inc. (RJA) is a registered broker-dealer headquartered in St. Petersburg, Florida. The firm was founded in 1962 and is a subsidiary of Raymond James Financial, Inc. (NYSE: RJF), a diversified holding company. RJA offers a full array of capital markets services, strategic advice and planning for institutional investors. | Finance |
IFMG Securities, Inc.
![]() IFMG Securities, Inc. Investment Banks/BrokersFinance Part of LPL Financial Holdings, Inc., IFMG Securities, Inc. provides securities brokerage services. The company is based in Purchase, NY. | Finance |
E*TRADE Securities LLC
![]() E*TRADE Securities LLC Investment Banks/BrokersFinance Founded in 1996, E*TRADE Securities LLC is a broker/dealer headquartered in New York City. The firm is a subsidiary of E*TRADE Financial Corp. (NYSE: ET). The firm provides a full array of trading and execution services for their clients. They do not provide any internal research. The firm is a member of the NASD and the SIPC. | Finance |
Scottsdale Capital Advisors Corp.
![]() Scottsdale Capital Advisors Corp. Investment Banks/BrokersFinance Founded in 2001, Scottsdale Capital Advisors Corp. is an independent SEC-registered investment advisor and broker/dealer headquartered in Scottsdale, Arizona. The firm is a subsidiary of Scottsdale Capital Advisors Holdings LLC. They provide a full array of trading and execution services for their clients. They do not provide any internal research. Scottsdale Capital Advisors Corp. is a member of FINRA. Scottsdale Capital Advisors Corp. primarily employs technical analysis methods in developing investment strategies for their clients. Research and analysis is derived from numerous sources, including financial media companies, third-party research materials, Internet sources and the review of company activities, including annual reports, prospectuses, press releases and research prepared by others. | Finance |
City Securities Corp.
![]() City Securities Corp. Investment Banks/BrokersFinance Founded in 1924, City Securities Corporation is a full-service investment banking firm. They provide a full array of trading and execution services for their clients. They do not provide any internal research. They are located in Indianapolis, Indiana. | Finance |
Flagstar Bank NA
![]() Flagstar Bank NA Savings BanksFinance Flagstar Bank NA operates as federally chartered savings bank. The firm offers personal, business and commercial banking services. The company was founded by Thomas J. Hammond in 1987 and is headquartered in Troy, MI. | Finance |
Charles Schwab & Co., Inc. (Broker)
![]() Charles Schwab & Co., Inc. (Broker) Investment Banks/BrokersFinance Charles Schwab & Co., Inc. is a FINRA-registered broker/dealer headquartered in San Francisco. The firm is a subsidiary of the Charles Schwab Corp. (NYSE: SCHW). They are members of the Chicago Board Options Exchange, NASDAQ and NYSE Arca, Inc. Charles Schwab & Co. is an exchange member engaged in exchange commission business other than floor activities. They also retail mutual funds and OTC corporate equity securities. In addition, the firm underwrites and/or sells corporate securities, underwrites and/or sponsors mutual funds, is a put and call broker/dealer and/or option writer and provides investment advisory services | Finance |
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