Steven K. McGinnis
Compliance Officer at SA Funds – Investment Trust
Steven K. McGinnis active positions
| Companies | Position | Start | End |
|---|---|---|---|
Loring Ward Securities, Inc.
 Loring Ward Securities, Inc. Investment Banks/BrokersFinance Part of Focus Financial Partners, Inc., Loring Ward Securities, Inc. is a company based in San Jose, CA. Loring Ward Securities, Inc. was founded by Alexander Bennett Potts. | General Counsel | 11/08/2009 | - |
| SA Funds – Investment Trust | Compliance Officer | - | - |
| General Counsel | 11/08/2009 | - |
Career history of Steven K. McGinnis
Former positions of Steven K. McGinnis
| Companies | Position | Start | End |
|---|---|---|---|
| PRUDENTIAL PLC | General Counsel | - | - |
LWI Financial, Inc.
 LWI Financial, Inc. Investment ManagersFinance Founded in 1990, LWI Financial, Inc. is a registered investment advisor located in San Jose, California. The firm is a subsidiary of Loring Ward Holdings, Inc., itself a subsidiary of Arcadia Loring Ward LLC. LWI Financial provides services to individuals, trusts, charitable institutions, investment companies, registered investment advisors, broker-dealers, corporate and association pension plans, and other tax qualified plans and their Independent Advisors. | General Counsel | 11/08/2009 | - |
National Planning Holdings LLC
 National Planning Holdings LLC Insurance Brokers/ServicesFinance National Planning Holdings LLC operates as a broker-dealer holding firm. Its solutions include practice management, WealthONE, and advisor dashboard. The company is headquartered in El Segundo, CA. | General Counsel | - | - |
Loring Ward International Ltd.
 Loring Ward International Ltd. Investment ManagersFinance Loring Ward International Ltd. provides investment advisory and asset management services. The company was founded in 1975 and is headquartered in New York, NY. | General Counsel | 11/08/2009 | - |
| Corporate Secretary | 11/08/2009 | - |
Statistics
International
| United States | 6 |
| United Kingdom | 2 |
Operational
| General Counsel | 6 |
| Corporate Secretary | 1 |
| Compliance Officer | 1 |
Sectoral
| Finance | 6 |
| Miscellaneous | 2 |
Positions held
Active
Inactive
Listed companies
Private companies
Linked companies
| Listed companies | 1 |
|---|---|
| PRUDENTIAL PLC | Finance |
| Private companies | 5 |
|---|---|
Loring Ward International Ltd.
Loring Ward International Ltd. Investment ManagersFinance Loring Ward International Ltd. provides investment advisory and asset management services. The company was founded in 1975 and is headquartered in New York, NY. | Finance |
Loring Ward Securities, Inc.
Loring Ward Securities, Inc. Investment Banks/BrokersFinance Part of Focus Financial Partners, Inc., Loring Ward Securities, Inc. is a company based in San Jose, CA. Loring Ward Securities, Inc. was founded by Alexander Bennett Potts. | Finance |
| SA Funds – Investment Trust | Miscellaneous |
LWI Financial, Inc.
LWI Financial, Inc. Investment ManagersFinance Founded in 1990, LWI Financial, Inc. is a registered investment advisor located in San Jose, California. The firm is a subsidiary of Loring Ward Holdings, Inc., itself a subsidiary of Arcadia Loring Ward LLC. LWI Financial provides services to individuals, trusts, charitable institutions, investment companies, registered investment advisors, broker-dealers, corporate and association pension plans, and other tax qualified plans and their Independent Advisors. | Finance |
National Planning Holdings LLC
National Planning Holdings LLC Insurance Brokers/ServicesFinance National Planning Holdings LLC operates as a broker-dealer holding firm. Its solutions include practice management, WealthONE, and advisor dashboard. The company is headquartered in El Segundo, CA. | Finance |
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