Steve Ethridge
Compliance Officer at Guardian Investment Management
Profile
Mr. Stephen A.
Ethridge is a Senior Portfolio Manager & Chief Compliance Officer at Guardian Investment Management.
He currently serves on the Advisory Boards of the web-based HR start-up Zyn Careers and automated advisor Earthly.
He is a member of the Business Advisory Board at the University Of Mississippi School Of Business.
He serves as a Trustee of the Fraternal Care Trust for the Franciscan Friars in California.
Prior to joining Guardian, Mr. Ethridge was a Principal at Stewart and Patten Co., LLC for 20 years.
He also served as a Vice President at BTR Capital Management, Bank of California and helped to found Spare, Kaplan, Bischel and Associates.
Steve served 24 years as a U.S.
Navy Supply Corps Officer – 7 on active duty and 17 as a Selective Reservist.
He retired in 2005 as a highly decorated Captain.
He helped to found and served as the initial CFO of Military.com / Military Advantage, which was later sold to Monster.com.
He was a founder and served as a board member of VestMatch.
He is past Chairman of the Business Advisory Board at the University Of Mississippi School Of Business.
He holds a B.P.A.
from the University of Mississippi and an MBA from the University of Colorado.
Steve Ethridge active positions
| Companies | Position | Start |
|---|---|---|
Guardian Investment Management
 Guardian Investment Management Investment ManagersFinance Guardian Investment Management (GIM) is an independent, SEC-registered investment advisor and wealth management firm headquartered in Tiburon, California. The firm was founded by Robert M. Tomasello and Donald L. Hansen in 1976 as a partnership. GIM provides investment management services to individuals, trusts, charitable foundations, retirement plans, estates, and corporations. | Compliance Officer | 30/04/2013 |
Former positions of Steve Ethridge
| Companies | Position | End |
|---|---|---|
Stewart & Patten Co. LLC
 Stewart & Patten Co. LLC Investment ManagersFinance Stewart & Patten Co. LLC (Stewart & Patten) is a SEC-registered investment advisor and wealth management firm headquartered in Lafayette, California. The firm was founded by John (Jack) Stewart and Ronald Patten in 1965. In 1998, they became a Limited Liability Company (LLC) within the State of California. Stewart & Patten provides independent and unbiased investment management. Although most of their clients are individuals, some clients are trusts, charitable foundations, retirement plans, estates, or corporations. | Analyst-Equity | 22/06/2010 |
BTR Capital Management, Inc.
 BTR Capital Management, Inc. Investment ManagersFinance BTR Capital Management, Inc. (BTR) is a SEC-registered investment advisor and wealth management firm headquartered in Oakland, California. The firm was founded in 1989 by Lewis Katcher and Stephen Yeatman when they acquired Sutro Capital Management. They were acquired by Wealth Enhancement Group LLC in 2022. BTR provides experienced, professional, discretionary asset management for individuals, foundations, conservatorships, IRAs and retirement plans. | Corporate Officer/Principal | 29/06/1993 |
SKBA Capital Management LLC
 SKBA Capital Management LLC Investment ManagersFinance SKBA Capital Management LLC (SKBA) is an independent registered investment advisor headquartered in San Francisco, California. The firm was founded by Andrew Bischel in 1989. SKBA manages assets for individuals, high net worth individuals, pension and profit sharing plans, charitable organizations, corporations, state or municipal government entities, mutual funds and insurance companies. | Corporate Officer/Principal | 30/12/1991 |
| The Bank of California, NA | Corporate Officer/Principal | - |
Training of Steve Ethridge
| University of Mississippi | Undergraduate Degree |
| The University of Colorado | Masters Business Admin |
Experiences
Positions held
Connections
1st degree connections
1st degree companies
Male
Female
Members of the board
Executives
Linked companies
| Private companies | 5 |
|---|---|
Stewart & Patten Co. LLC
Stewart & Patten Co. LLC Investment ManagersFinance Stewart & Patten Co. LLC (Stewart & Patten) is a SEC-registered investment advisor and wealth management firm headquartered in Lafayette, California. The firm was founded by John (Jack) Stewart and Ronald Patten in 1965. In 1998, they became a Limited Liability Company (LLC) within the State of California. Stewart & Patten provides independent and unbiased investment management. Although most of their clients are individuals, some clients are trusts, charitable foundations, retirement plans, estates, or corporations. | Finance |
SKBA Capital Management LLC
SKBA Capital Management LLC Investment ManagersFinance SKBA Capital Management LLC (SKBA) is an independent registered investment advisor headquartered in San Francisco, California. The firm was founded by Andrew Bischel in 1989. SKBA manages assets for individuals, high net worth individuals, pension and profit sharing plans, charitable organizations, corporations, state or municipal government entities, mutual funds and insurance companies. | Finance |
BTR Capital Management, Inc.
BTR Capital Management, Inc. Investment ManagersFinance BTR Capital Management, Inc. (BTR) is a SEC-registered investment advisor and wealth management firm headquartered in Oakland, California. The firm was founded in 1989 by Lewis Katcher and Stephen Yeatman when they acquired Sutro Capital Management. They were acquired by Wealth Enhancement Group LLC in 2022. BTR provides experienced, professional, discretionary asset management for individuals, foundations, conservatorships, IRAs and retirement plans. | Finance |
| The Bank of California, NA | Finance |
Guardian Investment Management
Guardian Investment Management Investment ManagersFinance Guardian Investment Management (GIM) is an independent, SEC-registered investment advisor and wealth management firm headquartered in Tiburon, California. The firm was founded by Robert M. Tomasello and Donald L. Hansen in 1976 as a partnership. GIM provides investment management services to individuals, trusts, charitable foundations, retirement plans, estates, and corporations. | Finance |
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