Simon Negin

UBS Securities LLC is an investment bank and registered broker/dealer headquartered in New York City. The firm was founded in 1998 as UBS Warburg LLC. They are a subsidiary of UBS Americas Holding LLC, ultimately held by UBS Group AG (SWX: UBSG, NYSE: UBS) in Switzerland. UBS Securities is a primary dealer in US Government securities and provides a full range of investment banking services which includes corporate finance, mergers and acquisitions, capital markets, trading and sales, fixed-income, equity research, private banking, underwriting and prime brokerage operations. The firm also provides advisory services and access to capital markets for corporate, institutional, intermediary and alternative asset management clients.

Castle Placement LLC is a private capital investment bank that was founded in 2009. The American company specializes in raising equity and debt capital for private middle market companies across various industries. The company has a team of highly experienced investment bankers who use a data-driven, innovative technology platform, including artificial intelligence/machine learning, to match great companies with institutional investors. Castle Placement's proprietary app, CPGo, connects companies with investors in real-time. The company has over 600,000 accredited investors and 64,500 institutional, private equity, venture capital, and strategic investors, family offices, pension funds, foundations, endowments, sovereign wealth funds, hedge funds, and lenders. Castle Placement is a member of FINRA/SIPC, and their website, cpgoapp.com, provides unparalleled and transparent access for issuers and investors.