Rick Perretti

Finance

Consumer Services

Profile

Mr. Rick Perretti was previously employed as Director-National Business Development by Hilltop Securities, Inc. and Executive Vice President by Advisors Asset Management, Inc. He received his undergraduate degree from St. John's University.

Former positions of Rick Perretti

Companies	Position	End
Advisors Asset Management, Inc. Advisors Asset Management, Inc. Investment ManagersFinance Advisors Asset Management, Inc. (AAM) is a SEC-registered investment advisor headquartered in Monument, Colorado. The firm was founded in 1979 as Fixed Income Securities LP. In 2023, Sun Life Capital Management (US) LLC, a subsidiary of Sun Life Financial, Inc. (TSE: SLF) in Canada, acquired a 51 percent majority stake in the firm. AAM provides portfolio supervisory and evaluation services to AAM-sponsored unit investment trusts (UITs). They also offer separately managed account (SMA) advisory services to individuals, banking or thrift institutions, trusts, estates, broker-dealers, investment advisers, investment companies, corporations, pension or profit-sharing plans and charitable organizations.	Corporate Officer/Principal	29/04/2012
Hilltop Securities, Inc. Hilltop Securities, Inc. Investment Banks/BrokersFinance Hilltop Securities, Inc. (dba HilltopSecurities) is a broker/dealer firm headquartered in Dallas, Texas. The firm was founded in 1946 as Southwest Securities, Inc. and they a subsidiary of Hilltop Securities Holdings LLC. Hilltop Securities provides a full array of trading and execution services for their clients.	Corporate Officer/Principal	-

See the detail of Rick Perretti's experience

Training of Rick Perretti

St. John's University

Undergraduate Degree

Experiences
Positions held

Active

Inactive

Listed companies

Private companies