Richard P. Crisalli

Goldman Sachs Execution & Clearing LP (GSEC) is an SEC-registered broker/dealer headquartered in New York City and was founded in 1931. The firm is a subsidiary of Goldman Sachs Group, Inc. (NYSE: GS). GSEC provides brokerage services to their clients.

Knight Capital Group, Inc. is a global financial services firm, which provides access to the capital markets across multiple asset classes to a broad network of clients, including buy and sell side firms, dealers, brokers, institutions, and corporations. It operates business through four segments: Market Making, Institutional Sales and Trading, Electronic Execution Services and Corporate and Other. The Market Making segment consists of market making in global equities and listed domestic options. It includes client, and to a lesser extent, non-client electronic market making activities in which they operate as a market maker in equity securities. The Institutional Sales and Trading segment includes global equity, exchange traded funds and fixed income sales and trading; reverse mortgage origination and securitization; capital markets; and asset management activities. Its business consists of execution and facilitation equities and fixed income transactions as agent on behalf of institutional clients, and they commit capital on behalf of its clients when needed. The Electronic Execution Services segment offers access via its electronic agency-based platforms to markets and self-directed trading in equities, equity options, fixed income, foreign exchange and futures contracts. The Corporate and Other segment invests in strategic financial services-oriented opportunities, allocates, deploys and monitors all capital, and maintains corporate overhead expenses and all other income and expenses that are not attributable to the other segments. The company was founded in 1995 and is headquartered in Jersey City, NJ.

LaBranche & Co., Inc. provides securities execution and brokerage services to institutional investors and professional traders. The company was founded by George M.L. LaBranche Jr. in 1924 and is headquartered in New York, NY.

Founded in 2000, Tradition Securities & Derivatives, Inc. is a broker/dealer headquartered in New York City. The firm is a subsidiary of Tradition (North America), Inc. and their ultimate parent is Paris-based Viel & CIE SA (XP: VIL). Tradition Securities & Derivatives provides a full array of trading and execution services for their clients. They do not provide any internal research.

Part of Commerzbank AG, Commerzbank Capital Markets Corp. is a company that provides security broker services. The company is based in New York, NY.

Cuttone & Co., Inc. is the broker/dealer subsidiary of DriveWealth Holdings, Inc., which is owned by DriveWealth LLC. The firm was founded in 1984 by Donato A. Cuttone. Headquartered in New York City, Cuttone & Co. provides advanced institutional trading technology and execution services which includes institutional direct market access, custom algorithmic trading strategies, prime brokerage, options execution, and fixed income trading. They provide execution and consulting services to institutional asset managers, hedge funds, family offices, professional traders, and other broker dealers.

The American Institute of Certified Public Accountants provides vocational education in accounting. The company provides services to the accounting community, regulatory bodies, and other organizations. It also operates in Jersey City, Washington, and Lewisville. It was founded in 1887 and is headquartered in New York City, NY.

Part of The Toronto-Dominion Bank, Henderson Brothers Holdings, Inc. is a broker-dealer specialist at the New York Stock Exchange. Henderson Brothers Holdings, Inc. is based in New York, NY. Henderson Brothers Holdings was acquired by LaBranche & Co., Inc., part of The Toronto-Dominion Bank from June 28, 2011 on March 02, 2000 for $230 million.

White Mountain Capital is a full-service, independent investment firm and broker/dealer located in New York City. The firm provides services to individual and institutional clients. They are a member of FINRA and the SIPC. White Mountain Capital provides a full array of trading and execution services for their clients. They do not provide any internal research

Fordham University provides college and university. It offers undergraduate colleges and graduate & professional schools. The company was founded in 1841 and is headquartered in Bronx, NY.

The New School provides education services. It offers art, design, liberal arts, environment, global issues, media and technology, and social science courses. The firm also offers undergraduate, graduate and adult programs. The company was founded in 1919 and is headquartered in New York, NY.

University of Miami (Florida) is a private research university with students from around the world that is focused on teaching and learning, the discovery of new knowledge, and service to the South Florida region and beyond. The university was founded in 1925 and it is headquartered in Coral Gables, FL.

MorganFranklin Consulting LLC provides business advisory and consulting services. Its services include accounting and transaction, strategy finance and operations, risk and compliance, and information management and technology. The company was founded by Robert Morgan, Robert Franklin, and Ronald Morgan in 1998 and is headquartered in McLean, VA.

Symmetry Peak Management LLC (Symmetry Peak) is an independent hedge fund manager headquartered in Radnor, Pennsylvania. The firm was founded by Frank Slattery in 2003. Symmetry Peak provides investment advice to high net worth clients.

The Kenyon Review publishes literary magazines. The company was founded in 1939 and is headquartered in Greenwich, CT.

New York State Society of Certified Public Accountants is a non-profit organization. It provides a membership program for certified public accountants that offers in-person and online networking opportunities, Continuing Professional Education courses and conferences, the CPA Journal, and other publications. The company was foudned in 1897 and is headquartered in New York, NY.

BTIG LLC is an institutional brokerage and fund services firm headquartered in San Francisco, California. The firm was founded in 2002 through the merger of Baypoint Trading LLC and Bass Trading LLC. They are a subsidiary of Condor Trading LP. BTIG offers institutional and corporate clients with personalized multi-asset class execution, expertise and insights worldwide across equities, equity derivatives, ETFs, fixed income, futures, commodities, foreign exchange, interest rates, credit, and convertible and preferred securities. The firm’s core capabilities include global sales, portfolio, electronic and outsource trading, transition management, investment banking, prime brokerage, capital introduction, corporate access, research and strategy, commission management and more.

Founded in 2008 by Dean Curnutt, Macro Risk Advisors LLC is a derivatives strategy and transaction execution firm located in New York City. The firm specializes in generating trade ideas and providing financial market intelligence to institutional investors.

Prime Executions, Inc. is an agency-only broker/dealer which was founded by Andrew Silverman in 1986. They are owned by Freedom Holding Corp. (NASDAQ: FRHC) in Kazakhstan. Headquartered in New York City, the firm executes shares for a wide variety of clients on both the Buy Side and Sell Side. As a qualified “Blue Line” NYSE floor brokerage firm, Prime is able to access liquidity in multiple marketplaces to fulfill its best execution obligation to their clientele.

UBS Investment Bank provides investment banking and securities brokerage services. Its clients include institutional and corporate clients, intermediaries, governments, and hedge funds. The firm also provides merger and acquisition advisory, private placement, investment research, foreign exchange, equity, and leverage finance advisory services. The firm is headquartered in San Francisco, CA.

Evercore Group LLC is a SEC-registered broker/dealer headquartered in New York City. The firm was founded in 1995 and is a subsidiary of Evercore BD Investco LLC, which is owned by Evercore, Inc. (NYSE: EVR). Evercore Group delivers equity research and equity sales and agency trading execution, in addition to providing wealth and investment management services to high net worth and institutional investors.

Tullett Prebon Americas Corp. provides security brokerage services. The company is headquartered New Jersey City, NJ.